| Name: | SWEDBANK SECURITIES US, LLC |
| Jurisdiction: | New York |
| Legal type: | DOMESTIC LIMITED LIABILITY COMPANY |
| Status: | Inactive |
| Date of registration: | 24 Jan 2006 (19 years ago) |
| Date of dissolution: | 01 Feb 2022 |
| Entity Number: | 3309852 |
| ZIP code: | 10119 |
| County: | New York |
| Place of Formation: | New York |
| Address: | ONE PENN PLAZA, 15TH FLOOR, NEW YORK, NY, United States, 10119 |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 1367624 | ONE PENN PLAZA, 15TH FLOOR, 708 THIRD AVENUE, 26TH FLOOR, NEW YORK, NY, 10119 | ONE PENN PLAZA, 15TH FLOOR, 708 THIRD AVENUE, 26TH FLOOR, NEW YORK, NY, 10119 | 212 906-0800 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | X-17A-5 |
| File number | 008-67369 |
| Filing date | 2020-02-27 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2020-02-27
| Form type | FOCUSN |
| File number | 008-67369 |
| Filing date | 2020-02-27 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2019-03-04
| Form type | FOCUSN |
| File number | 008-67369 |
| Filing date | 2019-03-04 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2019-03-04
| Form type | X-17A-5 |
| File number | 008-67369 |
| Filing date | 2019-03-04 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-03-05
| Form type | FOCUSN |
| File number | 008-67369 |
| Filing date | 2018-03-05 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2018-03-05
| Form type | X-17A-5 |
| File number | 008-67369 |
| Filing date | 2018-03-05 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-03-02
| Form type | FOCUSN |
| File number | 008-67369 |
| Filing date | 2017-03-02 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2017-03-01
| Form type | X-17A-5 |
| File number | 008-67369 |
| Filing date | 2017-03-01 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-02-29
| Form type | FOCUSN |
| File number | 008-67369 |
| Filing date | 2016-02-29 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2016-02-29
| Form type | X-17A-5 |
| File number | 008-67369 |
| Filing date | 2016-02-29 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-03-09
| Form type | FOCUSN |
| File number | 008-67369 |
| Filing date | 2015-03-09 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2015-03-09
| Form type | X-17A-5 |
| File number | 008-67369 |
| Filing date | 2015-03-09 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-03-05
| Form type | FOCUSN |
| File number | 008-67369 |
| Filing date | 2014-03-05 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2014-03-05
| Form type | X-17A-5 |
| File number | 008-67369 |
| Filing date | 2014-03-05 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-04-03
| Form type | FOCUSN |
| File number | 008-67369 |
| Filing date | 2013-04-03 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2013-04-03
| Form type | X-17A-5 |
| File number | 008-67369 |
| Filing date | 2013-04-03 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2012-03-01
| Form type | X-17A-5 |
| File number | 008-67369 |
| Filing date | 2012-03-01 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-08-02
| Form type | X-17A-5/A |
| File number | 008-67369 |
| Filing date | 2011-08-02 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2011-02-08
| Form type | X-17A-5 |
| File number | 008-67369 |
| Filing date | 2011-02-08 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2010-03-12
| Form type | X-17A-5/A |
| File number | 008-67369 |
| Filing date | 2010-03-12 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2010-02-23
| Form type | X-17A-5 |
| File number | 008-67369 |
| Filing date | 2010-02-23 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2009-02-11
| Form type | X-17A-5 |
| File number | 008-67369 |
| Filing date | 2009-02-11 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2008-05-16
| Form type | X-17A-5 |
| File number | 008-67369 |
| Filing date | 2008-05-16 |
| Reporting date | 2007-12-31 |
| File | View File |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| SWEDBANK SECURITIES US 401(K) RETIREMENT SAVINGS PLAN | 2020 | 204167414 | 2021-06-30 | SWEDBANK SECURITIES US, LLC | 2 | |||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||
| Role | Plan administrator |
| Date | 2021-06-30 |
| Name of individual signing | JOHN MATTHEWS |
| Role | Employer/plan sponsor |
| Date | 2021-06-30 |
| Name of individual signing | JOHN MATTHEWS |
| File | View Page |
| Three-digit plan number (PN) | 003 |
| Effective date of plan | 2016-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2124868400 |
| Plan sponsor’s address | 1 PENN PLAZA, 15 FLOOR, NEW YORK, NY, 10119 |
Signature of
| Role | Plan administrator |
| Date | 2020-08-07 |
| Name of individual signing | JOHN MATTHEWS |
| Role | Employer/plan sponsor |
| Date | 2020-08-07 |
| Name of individual signing | JOHN MATTHEWS |
| File | View Page |
| Three-digit plan number (PN) | 003 |
| Effective date of plan | 2016-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2124868400 |
| Plan sponsor’s address | 1 PENN PLAZA, 15 FLOOR, NEW YORK, NY, 10119 |
Signature of
| Role | Plan administrator |
| Date | 2019-06-14 |
| Name of individual signing | JOHN MATTHEWS |
| Role | Employer/plan sponsor |
| Date | 2019-06-14 |
| Name of individual signing | JOHN MATTHEWS |
| File | View Page |
| Three-digit plan number (PN) | 003 |
| Effective date of plan | 2016-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2124868400 |
| Plan sponsor’s address | 1 PENN PLAZA 15TH FLOOR, NEW YORK, NY, 10119 |
Signature of
| Role | Plan administrator |
| Date | 2018-06-29 |
| Name of individual signing | JOHN MATTHEWS |
| Role | Employer/plan sponsor |
| Date | 2018-06-29 |
| Name of individual signing | JOHN MATTHEWS |
| File | View Page |
| Three-digit plan number (PN) | 003 |
| Effective date of plan | 2016-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2124868400 |
| Plan sponsor’s address | 1 PENN PLAZA, 15 FLOOR, NEW YORK, NY, 10119 |
Signature of
| Role | Plan administrator |
| Date | 2017-06-26 |
| Name of individual signing | JOHN MATTHEWS |
| Role | Employer/plan sponsor |
| Date | 2017-06-26 |
| Name of individual signing | JOHN MATTHEWS |
| Name | Role | Address |
|---|---|---|
| THE LLC | DOS Process Agent | ONE PENN PLAZA, 15TH FLOOR, NEW YORK, NY, United States, 10119 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2014-11-10 | 2022-07-09 | Address | ONE PENN PLAZA, 15TH FLOOR, NEW YORK, NY, 10119, USA (Type of address: Service of Process) |
| 2010-03-15 | 2014-11-10 | Address | 570 LEXINGTON AVE, 35TH FL, NEW YORK, NY, 11215, USA (Type of address: Service of Process) |
| 2006-03-29 | 2014-10-27 | Name | SWEDBANK FIRST SECURITIES, LLC |
| 2006-01-24 | 2006-03-29 | Name | FIRST SWEDBANK SECURITIES, LLC |
| 2006-01-24 | 2010-03-15 | Address | 708 THIRD AVENUE, 28TH FLOOR, NEW YORK, NY, 10017, USA (Type of address: Service of Process) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 220709000890 | 2022-02-01 | CERTIFICATE OF DISSOLUTION-CANCELLATION | 2022-02-01 |
| 141110000089 | 2014-11-10 | CERTIFICATE OF CHANGE | 2014-11-10 |
| 141027000374 | 2014-10-27 | CERTIFICATE OF AMENDMENT | 2014-10-27 |
| 100315002738 | 2010-03-15 | BIENNIAL STATEMENT | 2010-01-01 |
| 061212000279 | 2006-12-12 | CERTIFICATE OF PUBLICATION | 2006-12-12 |
| 060525000887 | 2006-05-25 | CERTIFICATE OF AMENDMENT | 2006-05-25 |
| 060329000135 | 2006-03-29 | CERTIFICATE OF AMENDMENT | 2006-03-29 |
| 060124000245 | 2006-01-24 | ARTICLES OF ORGANIZATION | 2006-01-24 |
Date of last update: 27 Nov 2024
Sources: New York Secretary of State
