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NEEDHAM & COMPANY, LLC

Company Details

Name: NEEDHAM & COMPANY, LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 19 Jul 2006 (18 years ago) (Companies founded in July 2006)
Entity Number: 3390254
ZIP code: 10177 (Companies in New York, 10177)
County: New York
Place of Formation: Delaware
Address: 250 PARK AVENUE, 10TH FLOOR, NEW YORK, NY, United States, 10177

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
NEEDHAM & COMPANY LLC HEALTH & WELFARE PLAN 2010 133255839 2011-07-29 NEEDHAM & COMPANY LLC 161
File View Page
Three-digit plan number (PN) 501
Effective date of plan 1994-01-01
Business code 523110
Sponsor’s telephone number 2123718300
Plan sponsor’s mailing address 445 PARK AVE, NEW YORK, NY, 10022
Plan sponsor’s address 445 PARK AVE, NEW YORK, NY, 10022

Plan administrator’s name and address

Administrator’s EIN 133255839
Plan administrator’s name NEEDHAM & COMPANY LLC
Plan administrator’s address 445 PARK AVE, NEW YORK, NY, 10022
Administrator’s telephone number 2123718300

Number of participants as of the end of the plan year

Active participants 135
Retired or separated participants receiving benefits 17
Other retired or separated participants entitled to future benefits 0
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 0
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of

Role Plan administrator
Date 2011-07-29
Name of individual signing JOSEPH TURANO
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2011-07-29
Name of individual signing JOSEPH TURANO
Valid signature Filed with authorized/valid electronic signature
NEEDHAM & COMPANY LLC HEALTH & WELFARE PLAN 2009 133255839 2010-10-13 NEEDHAM & COMPANY LLC 142
File View Page
Three-digit plan number (PN) 501
Effective date of plan 1994-01-01
Business code 523110
Sponsor’s telephone number 2123718300
Plan sponsor’s mailing address 445 PARK AVE, NEW YORK, NY, 10022
Plan sponsor’s address 445 PARK AVE, NEW YORK, NY, 10022

Plan administrator’s name and address

Administrator’s EIN 133255839
Plan administrator’s name NEEDHAM & COMPANY LLC
Plan administrator’s address 445 PARK AVE, NEW YORK, NY, 10022
Administrator’s telephone number 2123718300

Number of participants as of the end of the plan year

Active participants 136
Retired or separated participants receiving benefits 23
Other retired or separated participants entitled to future benefits 0
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 0
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of

Role Plan administrator
Date 2010-10-13
Name of individual signing JOSEPH TURANO
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2010-10-13
Name of individual signing JOSEPH TURANO
Valid signature Filed with authorized/valid electronic signature
NEEDHAM & COMPANY LLC HEALTH & WELFARE PLAN 2009 133255839 2010-10-13 NEEDHAM & COMPANY LLC 200
File View Page
Three-digit plan number (PN) 501
Effective date of plan 1994-01-01
Business code 523110
Sponsor’s telephone number 2123718300
Plan sponsor’s mailing address 445 PARK AVE, NEW YORK, NY, 10022
Plan sponsor’s address 445 PARK AVE, NEW YORK, NY, 10022

Plan administrator’s name and address

Administrator’s EIN 133255839
Plan administrator’s name NEEDHAM & COMPANY LLC
Plan administrator’s address 445 PARK AVE, NEW YORK, NY, 10022
Administrator’s telephone number 2123718300

Number of participants as of the end of the plan year

Active participants 173
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 0
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of

Role Plan administrator
Date 2010-10-13
Name of individual signing JOSEPH TURANO
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2010-10-13
Name of individual signing JOSEPH TURANO
Valid signature Filed with authorized/valid electronic signature

DOS Process Agent

Name Role Address
NEEDHAM & COMPANY, LLC DOS Process Agent 250 PARK AVENUE, 10TH FLOOR, NEW YORK, NY, United States, 10177

History

Start date End date Type Value
2006-07-19 2018-07-03 Address 445 PARK AVENUE, NEW YORK, NY, 10022, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
201110060632 2020-11-10 BIENNIAL STATEMENT 2020-07-01
180703006168 2018-07-03 BIENNIAL STATEMENT 2018-07-01
160718006432 2016-07-18 BIENNIAL STATEMENT 2016-07-01
140812006836 2014-08-12 BIENNIAL STATEMENT 2014-07-01
120814002712 2012-08-14 BIENNIAL STATEMENT 2012-07-01
100831002495 2010-08-31 BIENNIAL STATEMENT 2010-07-01
080807002547 2008-08-07 BIENNIAL STATEMENT 2008-07-01
071214001027 2007-12-14 CERTIFICATE OF PUBLICATION 2007-12-14
061101000203 2006-11-01 CERTIFICATE OF PUBLICATION 2006-11-01
060719000651 2006-07-19 APPLICATION OF AUTHORITY 2006-07-19

Date of last update: 09 Nov 2024

Sources: New York Secretary of State