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WATERFALL ASSET MANAGEMENT, LLC

Company Details

Name: WATERFALL ASSET MANAGEMENT, LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 01 Dec 2004 (20 years ago)
Entity Number: 3453184
County: New York
Place of Formation: Delaware
Address: 1251 AVENUE OF THE AMERICAS, 50TH FLOOR, NEW YORK, NY, United States, 10020
Address ZIP Code:

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
WATERFALL ASSET MANAGEMENT LLC CASH BALANCE PLAN 2023 202421778 2024-04-10 WATERFALL ASSET MANAGEMENT LLC 111
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2017-01-01
Business code 523900
Sponsor’s telephone number 2122574642
Plan sponsor’s address 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020

Signature of
Role Plan administrator
Date 2024-04-10
Name of individual signing KENNETH NICK
WATERFALL ASSET MANAGEMENT LLC CASH BALANCE PLAN 2022 202421778 2023-03-20 WATERFALL ASSET MANAGEMENT LLC 112
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2017-01-01
Business code 523900
Sponsor’s telephone number 2122574642
Plan sponsor’s address 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020

Signature of
Role Plan administrator
Date 2023-03-20
Name of individual signing KENNETH NICK
WATERFALL ASSET MANAGEMENT LLC CASH BALANCE PLAN 2021 202421778 2022-04-11 WATERFALL ASSET MANAGEMENT LLC 107
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2017-01-01
Business code 523900
Sponsor’s telephone number 2122574642
Plan sponsor’s address 1251 AVENUE OF THE AMERICAS, 50TH FLOOR, NEW YORK, NY, 10020

Signature of
Role Plan administrator
Date 2022-04-11
Name of individual signing KENNETH NICK
WATERFALL ASSET MANAGEMENT LLC 401(K) PLAN 2018 202421778 2019-03-11 WATERFALL ASSET MANAGEMENT LLC 103
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-01-01
Business code 523900
Sponsor’s telephone number 2122574642
Plan sponsor’s address 1140 AVENUE OF THE AMERICAS, 7TH FL, NEW YORK, NY, 10036

Signature of
Role Plan administrator
Date 2019-03-11
Name of individual signing BRIAN BREAKSTONE
WATERFALL ASSET MANAGEMENT LLC CASH BALANCE PLAN 2017 202421778 2018-03-28 WATERFALL ASSET MANAGEMENT LLC 54
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2017-01-01
Business code 523900
Sponsor’s telephone number 2122574642
Plan sponsor’s address 1140 AVENUE OF THE AMERICAS, 7TH FL, NEW YORK, NY, 10036

Signature of
Role Plan administrator
Date 2018-03-28
Name of individual signing BRIAN BREAKSTONE
WATERFALL ASSET MANAGEMENT LLC 401(K) PLAN 2017 202421778 2018-03-28 WATERFALL ASSET MANAGEMENT LLC 86
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-01-01
Business code 523900
Sponsor’s telephone number 2122574642
Plan sponsor’s address 1140 AVENUE OF THE AMERICAS, 7TH FL, NEW YORK, NY, 10036

Signature of
Role Plan administrator
Date 2018-03-28
Name of individual signing BRIAN BREAKSTONE

DOS Process Agent

Name Role Address
WATERFALL ASSET MANAGEMENT, LLC DOS Process Agent 1251 AVENUE OF THE AMERICAS, 50TH FLOOR, NEW YORK, NY, United States, 10020

History

Start date End date Type Value
2014-12-08 2020-12-04 Address 1140 AVENUE OF THE AMERICAS, 7TH FLOOR, NEW YORK, NY, 10036, USA (Type of address: Service of Process)
2012-09-21 2014-12-08 Address 1140 AVENUE OF THE AMERICAS, 7TH FLOOR, NEW YORK, NY, 10036, USA (Type of address: Service of Process)
2004-12-01 2012-09-21 Address ATTN: MARTIN D. SASS, 1185 AVENUE OF THE AMERICAS, NEW YORK, NY, 10036, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
221227001825 2022-12-27 BIENNIAL STATEMENT 2022-12-01
201204060549 2020-12-04 BIENNIAL STATEMENT 2020-12-01
181203007631 2018-12-03 BIENNIAL STATEMENT 2018-12-01
161206008041 2016-12-06 BIENNIAL STATEMENT 2016-12-01
141208006075 2014-12-08 BIENNIAL STATEMENT 2014-12-01
121228002203 2012-12-28 BIENNIAL STATEMENT 2012-12-01
120921000621 2012-09-21 CERTIFICATE OF CHANGE 2012-09-21
071214000174 2007-12-14 CERTIFICATE OF PUBLICATION 2007-12-14
050118000917 2005-01-18 CERTIFICATE OF AMENDMENT 2005-01-18
041201000599 2004-12-01 APPLICATION OF AUTHORITY 2004-12-01

Related by officers

WATERFALL ASSET MANAGEMENT, LLC

WATERFALL TALF OPPORTUNITY, LLC WATERFALL TALF OPPORTUNITY FUND, LLC

Related by address

1251 AVENUE OF THE AMERICAS, 50TH FLOOR, NEW YORK, NY, United States, 10020

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Date of last update: 09 Nov 2024

Sources: New York Secretary of State

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