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KCAP FINANCIAL, INC.

Company Details

Name: KCAP FINANCIAL, INC.
Jurisdiction: New York
Legal type: FOREIGN BUSINESS CORPORATION
Status: Active
Date of registration: 02 Feb 2007 (18 years ago) (Companies founded in February 2007)
Entity Number: 3471415
ZIP code: 10005 (Companies in New York, 10005)
County: New York
Place of Formation: Delaware
Address: 28 LIBERTY ST., NEW YORK, NY, United States, 10005
Principal Address: 295 MADISON AVE, 6TH FL, NEW YORK, NY, United States, 10017

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
KCAP FINANCIAL, INC. EMPLOYEE SAVINGS AND PROFIT SHARING PLAN 2018 205951150 2019-08-19 KCAP FINANCIAL, INC. 47
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523900
Sponsor’s telephone number 2124558316
Plan sponsor’s address C/O BC PARTNERS ADVISORS, LP, 650 MADISON AVENUE 23RD FLOOR, NEW YORK, NY, 10017
KCAP FINANCIAL, INC. EMPLOYEE SAVINGS AND PROFIT SHARING PLAN 2018 205951150 2019-08-19 KCAP FINANCIAL, INC. 0
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523900
Sponsor’s telephone number 2124558316
Plan sponsor’s address C/O BC PARTNERS ADVISORS, LP, 650 MADISON AVENUE 23RD FLOOR, NEW YORK, NY, 10017
KCAP FINANCIAL, INC. EMPLOYEE SAVINGS AND PROFIT SHARING PLAN 2017 205951150 2018-09-17 KCAP FINANCIAL, INC. 42
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523900
Sponsor’s telephone number 2124558316
Plan sponsor’s address 295 MADISON AVENUE, 6TH FLOOR, NEW YORK, NY, 10017
KCAP FINANCIAL, INC. EMPLOYEE SAVINGS AND PROFIT SHARING PLAN 2016 205951150 2017-07-18 KCAP FINANCIAL, INC. 39
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523900
Sponsor’s telephone number 2124558316
Plan sponsor’s address 295 MADISON AVENUE, 6TH FLOOR, NEW YORK, NY, 10017
KCAP FINANCIAL, INC. EMPLOYEE SAVINGS AND PROFIT SHARING PLAN 2015 205951150 2016-10-12 KCAP FINANCIAL, INC. 42
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523900
Sponsor’s telephone number 2124558316
Plan sponsor’s address 295 MADISON AVENUE, 6TH FLOOR, NEW YORK, NY, 10017
KCAP FINANCIAL, INC. EMPLOYEE SAVINGS AND PROFIT SHARING PLAN 2014 205951150 2015-09-23 KCAP FINANCIAL, INC. 42
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523900
Sponsor’s telephone number 2124558397
Plan sponsor’s address 295 MADISON AVENUE, 6TH FLOOR, NEW YORK, NY, 10017

Signature of
Role Plan administrator
Date 2015-09-23
Name of individual signing JAMES O'KEEFE
KCAP FINANCIAL, INC. EMPLOYEE SAVINGS AND PROFIT SHARING PLAN 2013 205951150 2014-09-10 KCAP FINANCIAL, INC. 36
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523900
Sponsor’s telephone number 2124558397
Plan sponsor’s address 295 MADISON AVENUE, 6TH FLOOR, NEW YORK, NY, 10017

Signature of
Role Plan administrator
Date 2014-09-10
Name of individual signing JAMES O'KEEFE
KCAP FINANCIAL, INC. EMPLOYEE SAVINGS AND PROFIT SHARING PLAN 2012 205951150 2013-06-11 KCAP FINANCIAL, INC. 28
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523900
Sponsor’s telephone number 2124558397
Plan sponsor’s address 295 MADISON AVENUE, 6TH FLOOR, NEW YORK, NY, 10017

Signature of
Role Plan administrator
Date 2013-06-11
Name of individual signing ROBERT F. ALESSI

Agent

Name Role Address
C T CORPORATION SYSTEM Agent 28 LIBERTY ST., NEW YORK, NY, 10005

Chief Executive Officer

Name Role Address
DAYL PEARSON Chief Executive Officer 295 MADISON AVE, 6TH FL, NEW YORK, NY, United States, 10017

DOS Process Agent

Name Role Address
C T CORPORATION SYSTEM DOS Process Agent 28 LIBERTY ST., NEW YORK, NY, United States, 10005

History

Start date End date Type Value
2015-02-02 2019-01-28 Address 111 EIGHTH AVENUE, 6TH FLOOR, NEW YORK, NY, 10011, USA (Type of address: Service of Process)
2007-02-02 2019-01-28 Address 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Registered Agent)
2007-02-02 2015-02-02 Address 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
SR-46041 2019-01-28 CERTIFICATE OF CHANGE (BY AGENT) 2019-01-28
SR-46040 2019-01-28 CERTIFICATE OF CHANGE (BY AGENT) 2019-01-28
170807006809 2017-08-07 BIENNIAL STATEMENT 2017-02-01
150202007840 2015-02-02 BIENNIAL STATEMENT 2015-02-01
130213006136 2013-02-13 BIENNIAL STATEMENT 2013-02-01
120724000777 2012-07-24 CERTIFICATE OF AMENDMENT 2012-07-24
110310002448 2011-03-10 BIENNIAL STATEMENT 2011-02-01
070202000078 2007-02-02 APPLICATION OF AUTHORITY 2007-02-02

Related by officers

C T CORPORATION SYSTEM

BOFA MERRILL LYNCH ASSET HOLDINGS, INC. " 21" BRANDS, INC. "ADP TOTALSOURCE SERVICES, INC." ARLON GROUP LLC "LA COMUNIDAD" CORPORATION "TREND LABORATORIES, INC." PRET 485 LEXINGTON, INC. (800) 777-CLUB. ++INTEGRATED TACTICS, LLC

DAYL PEARSON

EJPSCP CORP.

Related by address

28 LIBERTY ST., NEW YORK, NY, United States, 10005

BOFA MERRILL LYNCH ASSET HOLDINGS, INC. " 21" BRANDS, INC. "DISTRICT ENERGY MIDWEST SUB LLC" "TREND LABORATORIES, INC." $MART CLUB, LLC 'SUP MAGAZINE INC. (212) VENTURES, LLC (800) 777-CLUB. (DIS)ABLED VISIONARIES, INC. ++INTEGRATED TACTICS, LLC

Date of last update: 09 Nov 2024

Sources: New York Secretary of State

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