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  5. PENNANTPARK INVESTMENT ADVISERS, LLC

PENNANTPARK INVESTMENT ADVISERS, LLC

Company Details

Name: PENNANTPARK INVESTMENT ADVISERS, LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 27 Apr 2007 (18 years ago)
Entity Number: 3509736
ZIP code: 10019
County: New York
Place of Formation: Delaware
Address: 1350 Avenue of the Americas 32nd Floor, 32ND FLOOR, New York, NY, United States, 10019

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
PENNANTPARK 401(K) RETIREMENT SAVINGS PLAN 2020 208235546 2021-05-17 PENNANTPARK INVESTMENT ADVISERS, LLC 52
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-09-01
Business code 523900
Sponsor’s telephone number 2129051000
Plan sponsor’s address 590 MADISON AVENUE, 15TH FLOOR, NEW YORK, NY, 10022

Signature of
Role Plan administrator
Date 2021-05-17
Name of individual signing ARTHUR PENN
PENNANTPARK 401(K) RETIREMENT SAVINGS PLAN 2019 208235546 2020-05-22 PENNANTPARK INVESTMENT ADVISERS, LLC 48
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-09-01
Business code 523900
Sponsor’s telephone number 2129051000
Plan sponsor’s address 590 MADISON AVENUE, 15TH FLOOR, NEW YORK, NY, 10022

Signature of
Role Plan administrator
Date 2020-05-22
Name of individual signing ARTHUR PENN
Role Employer/plan sponsor
Date 2020-05-22
Name of individual signing ARTHUR PENN
PENNANTPARK 401(K) RETIREMENT SAVINGS PLAN 2018 208235546 2019-06-13 PENNANTPARK INVESTMENT ADVISERS, LLC 43
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-09-01
Business code 523900
Sponsor’s telephone number 2129051000
Plan sponsor’s address 590 MADISON AVENUE, 15TH FLOOR, NEW YORK, NY, 10022

Signature of
Role Plan administrator
Date 2019-06-13
Name of individual signing ARTHUR PENN
PENNANTPARK 401(K) RETIREMENT SAVINGS PLAN 2017 208235546 2018-05-16 PENNANTPARK INVESTMENT ADVISERS, LLC 41
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-09-01
Business code 523900
Sponsor’s telephone number 2129051000
Plan sponsor’s address 590 MADISON AVENUE, 15TH FLOOR, NEW YORK, NY, 10022

Signature of
Role Plan administrator
Date 2018-05-15
Name of individual signing ARTHUR PENN
PENNANTPARK 401(K) RETIREMENT SAVINGS PLAN 2016 208235546 2017-05-08 PENNANTPARK INVESTMENT ADVISERS, LLC 39
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-09-01
Business code 523900
Sponsor’s telephone number 2129051000
Plan sponsor’s address 590 MADISON AVENUE, 15TH FLOOR, NEW YORK, NY, 10022

Signature of
Role Plan administrator
Date 2017-05-08
Name of individual signing ARTHUR PENN
PENNANTPARK 401(K) RETIREMENT SAVINGS PLAN 2015 208235546 2016-08-17 PENNANTPARK INVESTMENT ADVISERS, LLC 31
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-09-01
Business code 523900
Sponsor’s telephone number 2129051000
Plan sponsor’s address 590 MADISON AVENUE, 15TH FLOOR, NEW YORK, NY, 10022

Signature of
Role Plan administrator
Date 2016-08-16
Name of individual signing ARTHUR PENN
PENNANTPARK 401(K) RETIREMENT SAVINGS PLAN 2014 208235546 2015-04-23 PENNANTPARK INVESTMENT ADVISERS, LLC 31
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-09-01
Business code 523900
Sponsor’s telephone number 2129051000
Plan sponsor’s address 590 MADISON AVENUE, 15TH FLOOR, NEW YORK, NY, 10022

Signature of
Role Plan administrator
Date 2015-04-23
Name of individual signing ARTHUR PENN
PENNANTPARK 401(K) RETIREMENT SAVINGS PLAN 2013 208235546 2014-05-30 PENNANTPARK INVESTMENT ADVISERS, LLC 32
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-09-01
Business code 523900
Sponsor’s telephone number 2129051000
Plan sponsor’s address 590 MADISON AVENUE, 15TH FLOOR, NEW YORK, NY, 10022

Signature of
Role Plan administrator
Date 2014-05-30
Name of individual signing ARTHUR PENN

DOS Process Agent

Name Role Address
PENNANTPARK INVESTMENT ADVISERS, LLC DOS Process Agent 1350 Avenue of the Americas 32nd Floor, 32ND FLOOR, New York, NY, United States, 10019

History

Start date End date Type Value
2009-09-23 2023-04-24 Address 590 MADISON AVENUE, 15TH FLOOR, NEW YORK, NY, 10022, USA (Type of address: Service of Process)
2007-04-27 2009-09-23 Address 9 WEST 57TH STREET, NEW YORK, NY, 10019, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
230424000387 2023-04-24 BIENNIAL STATEMENT 2023-04-01
210405060473 2021-04-05 BIENNIAL STATEMENT 2021-04-01
190415060578 2019-04-15 BIENNIAL STATEMENT 2019-04-01
170508006764 2017-05-08 BIENNIAL STATEMENT 2017-04-01
160322006078 2016-03-22 BIENNIAL STATEMENT 2015-04-01
130417006067 2013-04-17 BIENNIAL STATEMENT 2013-04-01
110425002170 2011-04-25 BIENNIAL STATEMENT 2011-04-01
090923002714 2009-09-23 BIENNIAL STATEMENT 2009-04-01
070427001037 2007-04-27 APPLICATION OF AUTHORITY 2007-04-27

Related by officers

No related officers

Related by address

No related companies by address

Date of last update: 27 Nov 2024

Sources: New York Secretary of State

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