| Name: | SPARTAN CAPITAL SECURITIES, LLC |
| Jurisdiction: | New York |
| Legal type: | DOMESTIC LIMITED LIABILITY COMPANY |
| Status: | Active |
| Date of registration: | 26 Jun 2007 (17 years ago) (Companies founded in June 2007) |
| Entity Number: | 3536126 |
| ZIP code: | 10006 (Companies in New York, 10006) |
| County: | New York |
| Place of Formation: | New York |
| Address: | ATT: CHIEF OPERATING OFFICER, 45 BROADWAY 9TH FLR, NEW YORK, NY, United States, 10006 |
| Type | Company Name | Company Number | State |
|---|---|---|---|
| Headquarter of | SPARTAN CAPITAL SECURITIES, LLC | M13000006212 | FLORIDA |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 1423881 | 45 BROADWAY, 19TH FLOOR, NEW YORK, NY, 10006 | 45 BROADWAY, 19TH FLOOR, NEW YORK, NY, 10006 | 212-293-0123 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | X-17A-5/A |
| File number | 008-67801 |
| Filing date | 2024-05-20 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2024-05-14
| Form type | X-17A-5 |
| File number | 008-67801 |
| Filing date | 2024-05-14 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2023-06-07
| Form type | X-17A-5 |
| File number | 008-67801 |
| Filing date | 2023-06-07 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2022-06-08
| Form type | X-17A-5 |
| File number | 008-67801 |
| Filing date | 2022-06-08 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2021-04-15
| Form type | X-17A-5 |
| File number | 008-67801 |
| Filing date | 2021-04-15 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2020-04-02
| Form type | X-17A-5 |
| File number | 008-67801 |
| Filing date | 2020-04-02 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2019-04-01
| Form type | X-17A-5 |
| File number | 008-67801 |
| Filing date | 2019-04-01 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-03-29
| Form type | X-17A-5 |
| File number | 008-67801 |
| Filing date | 2018-03-29 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-03-09
| Form type | X-17A-5 |
| File number | 008-67801 |
| Filing date | 2017-03-09 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2017-03-08
| Form type | FOCUSN |
| File number | 008-67801 |
| Filing date | 2017-03-08 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-02-29
| Form type | X-17A-5 |
| File number | 008-67801 |
| Filing date | 2016-02-29 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-02-27
| Form type | X-17A-5 |
| File number | 008-67801 |
| Filing date | 2015-02-27 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-03-05
| Form type | X-17A-5 |
| File number | 008-67801 |
| Filing date | 2014-03-05 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-04-19
| Form type | FOCUSN |
| File number | 008-67801 |
| Filing date | 2013-04-19 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2013-03-01
| Form type | X-17A-5 |
| File number | 008-67801 |
| Filing date | 2013-03-01 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2012-06-15
| Form type | X-17A-5 |
| File number | 008-67801 |
| Filing date | 2012-06-15 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2012-06-15
| Form type | FOCUSN |
| File number | 008-67801 |
| Filing date | 2012-06-15 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-03-16
| Form type | X-17A-5 |
| File number | 008-67801 |
| Filing date | 2011-03-16 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2011-03-01
| Form type | FOCUSN |
| File number | 008-67801 |
| Filing date | 2011-03-01 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2010-04-06
| Form type | X-17A-5/A |
| File number | 008-67801 |
| Filing date | 2010-04-06 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2010-03-22
| Form type | X-17A-5/A |
| File number | 008-67801 |
| Filing date | 2010-03-22 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2010-03-03
| Form type | FOCUSN |
| File number | 008-67801 |
| Filing date | 2010-03-03 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2010-03-03
| Form type | X-17A-5 |
| File number | 008-67801 |
| Filing date | 2010-03-03 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2009-04-22
| Form type | X-17A-5/A |
| File number | 008-67801 |
| Filing date | 2009-04-22 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2009-03-31
| Form type | FOCUSN |
| File number | 008-67801 |
| Filing date | 2009-03-31 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2009-03-31
| Form type | X-17A-5 |
| File number | 008-67801 |
| Filing date | 2009-03-31 |
| Reporting date | 2008-12-31 |
| File | View File |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| SPARTAN CAPITAL SECURITIES, LLC CASH BALANCE PENSION PLAN | 2023 | 260491509 | 2024-10-15 | SPARTAN CAPITAL SECURITIES, LLC | 11 | |||||||||||||||||||||
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| SPARTAN CAPITAL SECURITIES, LLC 401(K) PLAN | 2023 | 260491509 | 2024-10-15 | SPARTAN CAPITAL SECURITIES, LLC | 30 | |||||||||||||||||||||
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| SPARTAN CAPITAL SECURITIES, LLC 401(K) PLAN | 2022 | 260491509 | 2023-10-13 | SPARTAN CAPITAL SECURITIES, LLC | 25 | |||||||||||||||||||||
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| Role | Plan administrator |
| Date | 2023-10-13 |
| Name of individual signing | JOHN LOWRY |
| File | View Page |
| Three-digit plan number (PN) | 002 |
| Effective date of plan | 2018-01-01 |
| Business code | 523110 |
| Sponsor’s telephone number | 2122930123 |
| Plan sponsor’s address | 45 BROADWAY, 19TH FLOOR, NEW YORK, NY, 10006 |
Signature of
| Role | Plan administrator |
| Date | 2023-10-13 |
| Name of individual signing | JOHN LOWRY |
| File | View Page |
| Three-digit plan number (PN) | 002 |
| Effective date of plan | 2018-01-01 |
| Business code | 523110 |
| Sponsor’s telephone number | 2122930123 |
| Plan sponsor’s address | 45 BROADWAY, 19TH FLOOR, NEW YORK, NY, 10006 |
Signature of
| Role | Plan administrator |
| Date | 2022-10-17 |
| Name of individual signing | JOHN LOWRY |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2008-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2122930123 |
| Plan sponsor’s address | 45 BROADWAY, 19TH FLOOR, NEW YORK, NY, 10006 |
Signature of
| Role | Plan administrator |
| Date | 2022-10-17 |
| Name of individual signing | JOHN LOWRY |
| File | View Page |
| Three-digit plan number (PN) | 002 |
| Effective date of plan | 2018-01-01 |
| Business code | 523110 |
| Sponsor’s telephone number | 2122930123 |
| Plan sponsor’s address | 45 BROADWAY, 19TH FLOOR, NEW YORK, NY, 10006 |
Signature of
| Role | Plan administrator |
| Date | 2021-10-15 |
| Name of individual signing | JOHN LOWRY |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2008-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2122930123 |
| Plan sponsor’s address | 45 BROADWAY, 19TH FLOOR, NEW YORK, NY, 10006 |
Signature of
| Role | Plan administrator |
| Date | 2021-10-15 |
| Name of individual signing | JOHN LOWRY |
| File | View Page |
| Three-digit plan number (PN) | 002 |
| Effective date of plan | 2018-01-01 |
| Business code | 523110 |
| Sponsor’s telephone number | 2122930123 |
| Plan sponsor’s address | 45 BROADWAY, 19TH FLOOR, NEW YORK, NY, 10006 |
Signature of
| Role | Plan administrator |
| Date | 2020-10-15 |
| Name of individual signing | JOHN LOWRY |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2008-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2122930123 |
| Plan sponsor’s address | 45 BROADWAY, 19TH FLOOR, NEW YORK, NY, 10006 |
Signature of
| Role | Plan administrator |
| Date | 2020-10-15 |
| Name of individual signing | JOHN LOWRY |
| Name | Role | Address |
|---|---|---|
| THE LLC | DOS Process Agent | ATT: CHIEF OPERATING OFFICER, 45 BROADWAY 9TH FLR, NEW YORK, NY, United States, 10006 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2008-06-18 | 2013-06-20 | Address | ATT: CHIEF OPERATING OFFICER, 45 BROADWAY, 11TH FLOOR, NEW YORK, NY, 10006, USA (Type of address: Service of Process) |
| 2007-06-26 | 2008-06-18 | Address | ATTN: BRIAN C. DAUGHNEY, ESQ., 370 LEXINGTON AVENUE 19TH FL, NEW YORK, NY, 10017, USA (Type of address: Service of Process) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 130620002444 | 2013-06-20 | BIENNIAL STATEMENT | 2013-06-01 |
| 110630002374 | 2011-06-30 | BIENNIAL STATEMENT | 2011-06-01 |
| 090605002806 | 2009-06-05 | BIENNIAL STATEMENT | 2009-06-01 |
| 090402000190 | 2009-04-02 | CERTIFICATE OF AMENDMENT | 2009-04-02 |
| 080618000138 | 2008-06-18 | CERTIFICATE OF CHANGE | 2008-06-18 |
| 071211000684 | 2007-12-11 | CERTIFICATE OF PUBLICATION | 2007-12-11 |
| 070626000507 | 2007-06-26 | ARTICLES OF ORGANIZATION | 2007-06-26 |
Date of last update: 09 Nov 2024
Sources: New York Secretary of State
