PRIME BROKERAGE INC

Company Details

Name:	PRIME BROKERAGE INC
Jurisdiction:	New York
Legal type:	DOMESTIC BUSINESS CORPORATION
Status:	Active
Date of registration:	31 Jul 2007 (17 years ago) (Companies founded in July 2007)
Entity Number:	3550229
ZIP code:	11003 (Companies in Nassau, 11003)
County:	Nassau
Place of Formation:	New York
Address:	475 HEMPSTEAD TPKE, ELMONT, NY, United States, 11003

Shares Details

Shares issued 200

Share Par Value 0

Type NO PAR VALUE

DOS Process Agent

Name	Role	Address
THE CORPORATION	DOS Process Agent	475 HEMPSTEAD TPKE, ELMONT, NY, United States, 11003

Filings

Filing Number	Date Filed	Type	Effective Date
070731000927	2007-07-31	CERTIFICATE OF INCORPORATION	2007-07-31

Inspections

Date	Inspection Object	Address	Grade	Type	Institution	Desctiption
2020-02-18	No data	1058 BEACH 20TH ST, Queens, FAR ROCKAWAY, NY, 11691	Out of Business	Inspectorate of the Department of Consumer and Workers' Rights Protection	Department of Consumer and Worker Protection	No data
2019-02-04	No data	1058 BEACH 20TH ST, Queens, FAR ROCKAWAY, NY, 11691	Violation Issued	Inspectorate of the Department of Consumer and Workers' Rights Protection	Department of Consumer and Worker Protection	No data
2018-04-02	No data	1058 BEACH 20TH ST, Queens, FAR ROCKAWAY, NY, 11691	Violation Issued	Inspectorate of the Department of Consumer and Workers' Rights Protection	Department of Consumer and Worker Protection	No data

Fine And Fees

Fee Sequence Id	Fee type	Status	Date	Amount	Description
3066017	CL VIO	INVOICED	2019-07-25	260	CL - Consumer Law Violation
3066018	OL VIO	INVOICED	2019-07-25	2165	OL - Other Violation
3035301	CL VIO	CREDITED	2019-05-15	350	CL - Consumer Law Violation
3035302	OL VIO	CREDITED	2019-05-15	3250	OL - Other Violation
2993478	OL VIO	CREDITED	2019-03-01	2200	OL - Other Violation
2993477	CL VIO	CREDITED	2019-03-01	262.5	CL - Consumer Law Violation
2789753	OL VIO	INVOICED	2018-05-14	250	OL - Other Violation
2775869	OL VIO	CREDITED	2018-04-13	1375	OL - Other Violation
48404	OL VIO	INVOICED	2005-03-29	600	OL - Other Violation
44871	CL VIO	INVOICED	2005-03-22	750	CL - Consumer Law Violation
30580	CL VIO	INVOICED	2004-03-23	120	CL - Consumer Law Violation

Issued Charges

Date	Outcome	Charge	Charge count	Counts sellted	Counts guilty	Counts not guilty
2019-02-04	Hearing Decision	Tax preparer fails to conspicuously post in English at public entrance, or in immediate area where consumers are met, a disclosure stating tax preparer or agent will not represent taxpayer at an audit	1	No data	1	No data
2019-02-04	Hearing Decision	IDENTIFICATION/QUALIFICATIONS OF TAX PREPARER SIGN IS POSTED BUT SIGN IS NOT POSTED PROMINENTLY AND CONSPICUOUSLY AT PUBLIC ENTRANCE TO BUSINESS PREMISES OR IN IMMEDIATE AREA WHERE CONSUMERS ARRIVE AND ARE MET	1	No data	1	No data
2019-02-04	Hearing Decision	FEES SIGN DOESN'T DISCLOSE THE AMOUNT OF THE MINIMUM FEE, IF BUSINESS CHARGES A MINIMUM FEE	1	No data	1	No data
2019-02-04	Hearing Decision	Tax preparer fails to conspicuously post in English at public entrance, or in immediate area where consumers are met, a disclosure stating tax preparer and taxpayer must sign returns	1	No data	1	No data
2019-02-04	Hearing Decision	Disclosure sign does not contain statement that taxpayer is entitled to receive copy of every tax return prepared at the time original is given to taxpayer	1	No data	1	No data
2019-02-04	Hearing Decision	Disclosure sign does not contain statement that taxpayer is entitled to receive written estimate of all fees before receiving services	1	No data	No data	1
2019-02-04	Hearing Decision	RECEIPT DOES NOT INCLUDE THE YEAR-ROUND PHONE NUMBER AND/OR ADDRESS OF TAX PREPARER	1	No data	1	No data
2019-02-04	Hearing Decision	Tax preparer fails to conspicuously post in English at public entrance, or in immediate area where consumers are met, a disclosure stating tax preparer not State Board licensed or NYS Bar member	1	No data	1	No data
2019-02-04	Hearing Decision	Tax preparer fails to give each consumer the Consumer Bill of Rights (BOR) prior to any discussion or BOR improper (not free, current, and legible; not in English and primary language spoken by consumer)	1	No data	1	No data
2018-04-02	Pleaded	Tax preparer fails to conspicuously post in English at public entrance, or in immediate area where consumers are met, a disclosure stating tax preparer not State Board licensed or NYS Bar member	1	1	No data	No data
2018-04-02	Pleaded	BUSINESS FAILS TO PROVIDE CUSTOMERS A CURRENT, LEGIBLE COPY OF NEW YORK CITY'S CONSUMER BILL OF RIGHTS REGARDING TAX PREPARERS	1	1	No data	No data
2018-04-02	Pleaded	Tax preparer fails to conspicuously post in English at public entrance, or in immediate area where consumers are met, a disclosure stating tax preparer and taxpayer must sign returns	1	1	No data	No data
2018-04-02	Pleaded	Tax preparer fails to provide taxpayer with statement of charges for each return or schedule prepared	1	1	No data	No data
2018-04-02	Pleaded	Tax preparer does not conspicuously post price list sign; or price list is not posted in English; or not posted prominently and conspicuously at public entrance or in immediate area where customers arrive and are met for business	1	1	No data	No data
2018-04-02	Pleaded	Tax preparer fails to conspicuously post in English at public entrance, or in immediate area where consumers are met, a disclosure stating taxpayer entitled to copy of tax return.	1	1	No data	No data
2018-04-02	Pleaded	IDENTIFICATION/QUALIFICATIONS OF TAX PREPARER SIGN IS POSTED BUT SIGN IS NOT POSTED PROMINENTLY AND CONSPICUOUSLY AT PUBLIC ENTRANCE TO BUSINESS PREMISES OR IN IMMEDIATE AREA WHERE CONSUMERS ARRIVE AND ARE MET	1	1	No data	No data

Date of last update: 09 Nov 2024

Sources: New York Secretary of State