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  5. HARVEST VOLATILITY MANAGEMENT, LLC

HARVEST VOLATILITY MANAGEMENT, LLC

Company Details

Name: HARVEST VOLATILITY MANAGEMENT, LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 13 Mar 2008 (17 years ago)
Entity Number: 3643864
ZIP code: 10170
County: New York
Place of Formation: Delaware
Address: GRAYBAR BUILDING, 420 LEXINGTON AVENUE STE 2620, NEW YORK, NY, United States, 10170

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
HARVEST VOLATILITY MANAGEMENT 401(K) PROFIT SHARING PLAN & TRUST 2015 262156558 2019-03-07 HARVEST VOLATILITY MANAGEMENT 9
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 523110
Sponsor’s telephone number 6468434802
Plan sponsor’s address 420 LEXINGTON AVE STE 2620, NEW YORK, NY, 101702698

Signature of
Role Plan administrator
Date 2019-03-07
Name of individual signing CURTIS F. BROCKELMAN, JR
HARVEST VOLATILITY MANAGEMENT 401(K) PROFIT SHARING PLAN & TRUST 2014 262156558 2015-06-10 HARVEST VOLATILITY MANAGEMENT LLC 9
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 523110
Sponsor’s telephone number 6468434803
Plan sponsor’s address 420 LEXINGTON AVE, SUITE 2620, NEW YORK, NY, 101702698

Signature of
Role Plan administrator
Date 2015-06-10
Name of individual signing PATRICK CLOUGH
HARVEST VOLATILITY MANAGEMENT 401 K PROFIT SHARING PLAN TRUST 2013 262156558 2014-07-03 HARVEST VOLATILITY MANAGEMENT 7
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 523110
Sponsor’s telephone number 6468434802
Plan sponsor’s address 420 LEXINGTON AVE STE 2620, NEW YORK, NY, 101702698

Signature of
Role Plan administrator
Date 2014-07-03
Name of individual signing MARK MERRITT
HARVEST VOLATILITY MANAGEMENT 401 K PROFIT SHARING PLAN TRUST 2012 262156558 2013-07-25 HARVEST VOLATILITY MANAGEMENT 7
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 523110
Sponsor’s telephone number 6468434802
Plan sponsor’s address 420 LEXINGTON AVE RM 2620, NEW YORK, NY, 101702698

Signature of
Role Plan administrator
Date 2013-07-25
Name of individual signing HARVEST VOLATILITY MANAGEMENT
HARVEST VOLATILITY MANAGEMENT 401 K PROFIT SHARING PLAN TRUST 2011 262156558 2012-07-20 HARVEST VOLATILITY MANAGEMENT 5
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 523110
Sponsor’s telephone number 6468434802
Plan sponsor’s address 420 LEXINGTON AVE RM 2620, NEW YORK, NY, 101702698

Plan administrator’s name and address
Administrator’s EIN 262156558
Plan administrator’s name HARVEST VOLATILITY MANAGEMENT
Plan administrator’s address 420 LEXINGTON AVE RM 2620, NEW YORK, NY, 101702698
Administrator’s telephone number 6468434802

Signature of
Role Plan administrator
Date 2012-07-20
Name of individual signing HARVEST VOLATILITY MANAGEMENT
HARVEST VOLATILITY MANAGEMENT 401 K PROFIT SHARING PLAN TRUST 2011 262156558 2012-08-29 HARVEST VOLATILITY MANAGEMENT 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 523110
Sponsor’s telephone number 6468434802
Plan sponsor’s address 420 LEXINGTON AVE RM 2620, NEW YORK, NY, 101702698

Plan administrator’s name and address
Administrator’s EIN 262156558
Plan administrator’s name HARVEST VOLATILITY MANAGEMENT
Plan administrator’s address 420 LEXINGTON AVE RM 2620, NEW YORK, NY, 101702698
Administrator’s telephone number 6468434802

Signature of
Role Plan administrator
Date 2012-08-29
Name of individual signing HARVEST VOLATILITY MANAGEMENT
HARVEST VOLATILITY MANAGEMENT 401 K PROFIT SHARING PLAN TRUST 2010 262156558 2012-12-05 HARVEST VOLATILITY MANAGEMENT 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 523110
Sponsor’s telephone number 6468434802
Plan sponsor’s address 420 LEXINGTON AVE - SUITE 2656, NEW YORK, NY, 10170

Plan administrator’s name and address
Administrator’s EIN 262156558
Plan administrator’s name HARVEST VOLATILITY MANAGEMENT
Plan administrator’s address 420 LEXINGTON AVE - SUITE 2656, NEW YORK, NY, 10170
Administrator’s telephone number 6468434802

Signature of
Role Plan administrator
Date 2012-12-05
Name of individual signing HARVEST VOLATILITY MANAGEMENT
HARVEST VOLATILITY MANAGEMENT 2009 262156558 2010-07-19 HARVEST VOLATILITY MANAGEMENT 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 523110
Sponsor’s telephone number 6468434802
Plan sponsor’s address 420 LEXINGTON AVE - SUITE 2656, NEW YORK, NY, 10170

Plan administrator’s name and address
Administrator’s EIN 262156558
Plan administrator’s name HARVEST VOLATILITY MANAGEMENT
Plan administrator’s address 420 LEXINGTON AVE - SUITE 2656, NEW YORK, NY, 10170
Administrator’s telephone number 6468434802

Signature of
Role Plan administrator
Date 2010-07-19
Name of individual signing HARVEST VOLATILITY MANAGEMENT

DOS Process Agent

Name Role Address
THE LLC DOS Process Agent GRAYBAR BUILDING, 420 LEXINGTON AVENUE STE 2620, NEW YORK, NY, United States, 10170

History

Start date End date Type Value
2010-04-02 2013-08-19 Address ATTN: CURTIS F BROCKELMAN JR, 420 LEXINGTON AVE SUITE 2656, NEW YORK, NY, 10170, USA (Type of address: Service of Process)
2008-03-13 2010-04-02 Address ATTN: CURTIS F BROCKELMAN JR, 420 LEXINGTON AVE SUITE 300, NEW YORK, NY, 10170, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
140307007259 2014-03-07 BIENNIAL STATEMENT 2014-03-01
130819000730 2013-08-19 CERTIFICATE OF CORRECTION 2013-08-19
100402002854 2010-04-02 BIENNIAL STATEMENT 2010-03-01
080313000374 2008-03-13 APPLICATION OF AUTHORITY 2008-03-13

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Date of last update: 27 Nov 2024

Sources: New York Secretary of State

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