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CAPROK CAPITAL LLC

Company Details

Name: CAPROK CAPITAL LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 07 Apr 2008 (17 years ago) (Companies founded in April 2008)
Entity Number: 3654739
ZIP code: 10580 (Companies in Westchester, 10580)
County: Westchester
Place of Formation: Delaware
Address: 555 THEODORE FREMD AVE, SUITE C-301, RYE, NY, United States, 10580

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
CAPROK CAPITAL LLC 401(K) PROFIT SHARING PLAN 2019 261724452 2020-10-14 CAPROK CAPITAL LLC 17
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 523120
Sponsor’s telephone number 9147401500
Plan sponsor’s address 555 THEODORE FREMD AVENUE, SUITE C-301, RYE, NY, 10580
CAPROK CAPITAL LLC 401(K) PROFIT SHARING PLAN 2019 261724452 2020-10-14 CAPROK CAPITAL LLC 1
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 523120
Sponsor’s telephone number 9147401500
Plan sponsor’s address 555 THEODORE FREMD AVENUE, SUITE C-301, RYE, NY, 10580
CAPROK CAPITAL LLC 401(K) PROFIT SHARING PLAN 2019 261724452 2020-10-14 CAPROK CAPITAL LLC 17
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 523120
Sponsor’s telephone number 9147401500
Plan sponsor’s address 555 THEODORE FREMD AVENUE, SUITE C-301, RYE, NY, 10580
CAPROK CAPITAL LLC 401(K) PROFIT SHARING PLAN 2018 261724452 2019-09-23 CAPROK CAPITAL LLC 16
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 523120
Sponsor’s telephone number 9147401500
Plan sponsor’s address 555 THEODORE FREMD AVENUE, SUITE C-301, RYE, NY, 10580
CAPROK CAPITAL LLC DEFINED BENEFIT PLAN 2017 261724452 2018-10-11 CAPROK CAPITAL LLC 20
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2008-01-01
Business code 523120
Sponsor’s telephone number 9147401500
Plan sponsor’s address 555 THEODORE FREMD AVENUE, SUITE C-301, RYE, NY, 10580
CAPROK CAPITAL LLC 401K AND PROFIT SHARING PLAN 2017 261724452 2018-10-11 CAPROK CAPITAL LLC 20
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 523120
Sponsor’s telephone number 9147401500
Plan sponsor’s address 555 THEODORE FREMD AVENUE, SUITE C-301, RYE, NY, 10580
CAPROK CAPITAL LLC 401K AND PROFIT SHARING PLAN 2016 261724452 2017-10-11 CAPROK CAPITAL LLC 23
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 523120
Sponsor’s telephone number 9147401500
Plan sponsor’s address 555 THEODORE FREMD AVENUE, SUITE C-301, RYE, NY, 10580

Signature of
Role Plan administrator
Date 2017-10-11
Name of individual signing RICK CAPLAN
Role Employer/plan sponsor
Date 2017-10-11
Name of individual signing RICK CAPLAN
CAPROK CAPITAL LLC DEFINED BENEFIT PLAN 2016 261724452 2017-10-11 CAPROK CAPITAL LLC 23
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2008-01-01
Business code 523120
Sponsor’s telephone number 9147401500
Plan sponsor’s address 555 THEODORE FREMD AVENUE, SUITE C-301, RYE, NY, 10580

Signature of
Role Plan administrator
Date 2017-10-11
Name of individual signing RICK CAPLAN
Role Employer/plan sponsor
Date 2017-10-11
Name of individual signing RICK CAPLAN
CAPROK CAPITAL LLC 401K AND PROFIT SHARING PLAN 2015 261724452 2016-10-13 CAPROK CAPITAL LLC 37
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2009-01-01
Business code 523120
Sponsor’s telephone number 9147401500
Plan sponsor’s address 555 THEODORE FREMD AVENUE, SUITE C-301, RYE, NY, 10580

Signature of
Role Plan administrator
Date 2016-10-13
Name of individual signing RICK CAPLAN
Role Employer/plan sponsor
Date 2016-10-13
Name of individual signing RICK CAPLAN
CAPROK CAPITAL LLC DEFINED BENEFIT PLAN 2015 261724452 2016-10-13 CAPROK CAPITAL LLC 37
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2008-01-01
Business code 523120
Sponsor’s telephone number 9147401500
Plan sponsor’s address 555 THEODORE FREMD AVENUE, SUITE C-301, RYE, NY, 10580

Signature of
Role Plan administrator
Date 2016-10-13
Name of individual signing RICK CAPLAN
Role Employer/plan sponsor
Date 2016-10-13
Name of individual signing RICK CAPLAN

DOS Process Agent

Name Role Address
THE LLC DOS Process Agent 555 THEODORE FREMD AVE, SUITE C-301, RYE, NY, United States, 10580

History

Start date End date Type Value
2008-04-07 2012-06-14 Address 80 STATE STREET, ALBANY, NY, 12207, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
140407006796 2014-04-07 BIENNIAL STATEMENT 2014-04-01
120614002740 2012-06-14 BIENNIAL STATEMENT 2012-04-01
100330002911 2010-03-30 BIENNIAL STATEMENT 2010-04-01
080630000130 2008-06-30 CERTIFICATE OF PUBLICATION 2008-06-30
080407000174 2008-04-07 APPLICATION OF AUTHORITY 2008-04-07

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Date of last update: 09 Nov 2024

Sources: New York Secretary of State

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