| Name: | WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC |
| Jurisdiction: | New York |
| Legal type: | DOMESTIC LIMITED LIABILITY COMPANY |
| Status: | Active |
| Date of registration: | 29 Aug 2008 (16 years ago) (Companies founded in August 2008) |
| Entity Number: | 3714747 |
| ZIP code: | 10005 (Companies in New York, 10005) |
| County: | New York |
| Place of Formation: | New York |
| Address: | 140 BROADWAY, 44TH FLOOR, NEW YORK, NY, United States, 10005 |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 1506071 | 140 BROADWAY, NEW YORK, NY, 10005 | 140 BROADWAY, NEW YORK, NY, 10005 | 212-320-3000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2024-08-05 |
| Reporting date | 2024-06-30 |
| File | View File |
Filings since 2024-05-03
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2024-05-03 |
| Reporting date | 2024-03-31 |
| File | View File |
Filings since 2024-02-09
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2024-02-09 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2023-11-14
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2023-11-14 |
| Reporting date | 2023-09-30 |
| File | View File |
Filings since 2023-08-11
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2023-08-11 |
| Reporting date | 2023-06-30 |
| File | View File |
Filings since 2023-05-11
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2023-05-11 |
| Reporting date | 2023-03-31 |
| File | View File |
Filings since 2023-02-15
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2023-02-15 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2022-11-14
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2022-11-14 |
| Reporting date | 2022-09-30 |
| File | View File |
Filings since 2022-08-12
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2022-08-12 |
| Reporting date | 2022-06-30 |
| File | View File |
Filings since 2022-05-12
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2022-05-12 |
| Reporting date | 2022-03-31 |
| File | View File |
Filings since 2022-02-15
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2022-02-15 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2021-11-10
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2021-11-10 |
| Reporting date | 2021-09-30 |
| File | View File |
Filings since 2021-08-13
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2021-08-13 |
| Reporting date | 2021-06-30 |
| File | View File |
Filings since 2021-05-12
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2021-05-12 |
| Reporting date | 2021-03-31 |
| File | View File |
Filings since 2021-02-09
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2021-02-09 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2020-11-10
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2020-11-10 |
| Reporting date | 2020-09-30 |
| File | View File |
Filings since 2020-08-05
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2020-08-05 |
| Reporting date | 2020-06-30 |
| File | View File |
Filings since 2020-05-07
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2020-05-07 |
| Reporting date | 2020-03-31 |
| File | View File |
Filings since 2020-02-11
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2020-02-11 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2019-11-05
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2019-11-05 |
| Reporting date | 2019-09-30 |
| File | View File |
Filings since 2019-08-08
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2019-08-08 |
| Reporting date | 2019-06-30 |
| File | View File |
Filings since 2019-05-10
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2019-05-10 |
| Reporting date | 2019-03-31 |
| File | View File |
Filings since 2019-02-11
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2019-02-11 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-11-06
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2018-11-06 |
| Reporting date | 2018-09-30 |
| File | View File |
Filings since 2018-08-02
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2018-08-02 |
| Reporting date | 2018-06-30 |
| File | View File |
Filings since 2018-05-03
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2018-05-03 |
| Reporting date | 2018-03-31 |
| File | View File |
Filings since 2018-02-06
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2018-02-06 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-11-28
| Form type | 13F-HR/A |
| File number | 028-14047 |
| Filing date | 2017-11-28 |
| Reporting date | 2017-09-30 |
| File | View File |
Filings since 2017-11-06
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2017-11-06 |
| Reporting date | 2017-09-30 |
| File | View File |
Filings since 2017-07-25
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2017-07-25 |
| Reporting date | 2017-06-30 |
| File | View File |
Filings since 2017-05-03
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2017-05-03 |
| Reporting date | 2017-03-31 |
| File | View File |
Filings since 2017-02-02
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2017-02-02 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-11-01
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2016-11-01 |
| Reporting date | 2016-09-30 |
| File | View File |
Filings since 2016-08-15
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2016-08-15 |
| Reporting date | 2016-06-30 |
| File | View File |
Filings since 2016-05-02
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2016-05-02 |
| Reporting date | 2016-03-31 |
| File | View File |
Filings since 2016-02-08
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2016-02-08 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-11-04
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2015-11-04 |
| Reporting date | 2015-09-30 |
| File | View File |
Filings since 2015-07-22
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2015-07-22 |
| Reporting date | 2015-06-30 |
| File | View File |
Filings since 2015-05-21
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2015-05-21 |
| Reporting date | 2015-03-31 |
| File | View File |
Filings since 2015-02-12
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2015-02-12 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-11-13
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2014-11-13 |
| Reporting date | 2014-09-30 |
| File | View File |
Filings since 2014-08-06
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2014-08-06 |
| Reporting date | 2014-06-30 |
| File | View File |
Filings since 2014-05-13
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2014-05-13 |
| Reporting date | 2014-03-31 |
| File | View File |
Filings since 2014-02-11
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2014-02-11 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-11-15
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2013-11-15 |
| Reporting date | 2013-09-30 |
| File | View File |
Filings since 2013-08-14
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2013-08-14 |
| Reporting date | 2013-06-30 |
| File | View File |
Filings since 2013-05-15
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2013-05-15 |
| Reporting date | 2013-03-31 |
| File | View File |
Filings since 2013-02-11
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2013-02-11 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2012-11-27
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2012-11-27 |
| Reporting date | 2012-09-30 |
| File | View File |
Filings since 2012-08-13
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2012-08-13 |
| Reporting date | 2012-06-30 |
| File | View File |
Filings since 2012-05-21
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2012-05-21 |
| Reporting date | 2012-03-31 |
| File | View File |
Filings since 2012-02-13
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2012-02-13 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-11-15
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2011-11-15 |
| Reporting date | 2011-09-30 |
| File | View File |
Filings since 2011-08-16
| Form type | 13F-HR/A |
| File number | 028-14047 |
| Filing date | 2011-08-16 |
| Reporting date | 2011-06-30 |
| File | View File |
Filings since 2011-08-10
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2011-08-10 |
| Reporting date | 2011-06-30 |
| File | View File |
Filings since 2011-05-17
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2011-05-17 |
| Reporting date | 2011-03-31 |
| File | View File |
Filings since 2011-02-14
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2011-02-14 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2010-12-03
| Form type | 13F-HR |
| File number | 028-14047 |
| Filing date | 2010-12-03 |
| Reporting date | 2010-09-30 |
| File | View File |
| Name | Role | Address |
|---|---|---|
| WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC | DOS Process Agent | 140 BROADWAY, 44TH FLOOR, NEW YORK, NY, United States, 10005 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2010-08-27 | 2024-08-06 | Address | 140 BROADWAY 44TH FLR, NEW YORK, NY, 10005, USA (Type of address: Service of Process) |
| 2008-08-29 | 2010-08-27 | Address | 11 BROADWAY, SUITE 615, NEW YORK, NY, 10004, USA (Type of address: Service of Process) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 240806000994 | 2024-08-06 | BIENNIAL STATEMENT | 2024-08-06 |
| 220928010094 | 2022-09-28 | BIENNIAL STATEMENT | 2022-08-01 |
| 200821060361 | 2020-08-21 | BIENNIAL STATEMENT | 2020-08-01 |
| 170317006193 | 2017-03-17 | BIENNIAL STATEMENT | 2016-08-01 |
| 140820006407 | 2014-08-20 | BIENNIAL STATEMENT | 2014-08-01 |
| 120822002837 | 2012-08-22 | BIENNIAL STATEMENT | 2012-08-01 |
| 100827002808 | 2010-08-27 | BIENNIAL STATEMENT | 2010-08-01 |
| 080829000097 | 2008-08-29 | ARTICLES OF ORGANIZATION | 2008-08-29 |
Date of last update: 08 Nov 2024
Sources: New York Secretary of State
