| Name: | MAINFIRST SECURITIES US INC. |
| Jurisdiction: | New York |
| Legal type: | DOMESTIC BUSINESS CORPORATION |
| Status: | Inactive |
| Date of registration: | 15 May 2009 (16 years ago) (Companies founded in May 2009) |
| Date of dissolution: | 23 Dec 2021 |
| Entity Number: | 3811138 |
| ZIP code: | 63102 (Companies in New York, 63102) |
| County: | New York |
| Place of Formation: | New York |
| Address: | 501 N. Broadway ave, Saint Louis, MO, United States, 63102 |
| Principal Address: | 747 THIRD AVENUE, 35TH FLOOR, NEW YORK, NY, United States, 10017 |
Shares Details
Shares issued 200
Share Par Value 0
Type NO PAR VALUE
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 1468061 | KENNEDYALLEE 76, FRANKFURT AM MAIN, 60596 | KENNEDYALLEE 76, FRANKFURT AM MAIN, 60596 | +49 69 78808 222 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | X-17A-5 |
| File number | 008-68320 |
| Filing date | 2020-03-02 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2020-03-02
| Form type | FOCUSN |
| File number | 008-68320 |
| Filing date | 2020-03-02 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2019-03-04
| Form type | FOCUSN |
| File number | 008-68320 |
| Filing date | 2019-03-04 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2019-03-04
| Form type | X-17A-5 |
| File number | 008-68320 |
| Filing date | 2019-03-04 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-05-16
| Form type | 8-M |
| File number | 008-68320 |
| Filing date | 2018-05-16 |
| File | View File |
Filings since 2018-05-16
| Form type | 8-M |
| File number | 008-68320 |
| Filing date | 2018-05-16 |
| File | View File |
Filings since 2018-05-16
| Form type | REG-NR |
| File number | 008-68320 |
| Filing date | 2018-05-16 |
| File | View File |
Filings since 2018-03-01
| Form type | FOCUSN |
| File number | 008-68320 |
| Filing date | 2018-03-01 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2018-03-01
| Form type | X-17A-5 |
| File number | 008-68320 |
| Filing date | 2018-03-01 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-03-01
| Form type | FOCUSN |
| File number | 008-68320 |
| Filing date | 2017-03-01 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2017-03-01
| Form type | X-17A-5 |
| File number | 008-68320 |
| Filing date | 2017-03-01 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-02-26
| Form type | X-17A-5 |
| File number | 008-68320 |
| Filing date | 2016-02-26 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2016-02-26
| Form type | FOCUSN |
| File number | 008-68320 |
| Filing date | 2016-02-26 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-02-24
| Form type | FOCUSN |
| File number | 008-68320 |
| Filing date | 2015-02-24 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2015-02-24
| Form type | X-17A-5 |
| File number | 008-68320 |
| Filing date | 2015-02-24 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-02-26
| Form type | FOCUSN |
| File number | 008-68320 |
| Filing date | 2014-02-26 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2014-02-26
| Form type | X-17A-5 |
| File number | 008-68320 |
| Filing date | 2014-02-26 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-02-27
| Form type | FOCUSN |
| File number | 008-68320 |
| Filing date | 2013-02-27 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2013-02-27
| Form type | X-17A-5 |
| File number | 008-68320 |
| Filing date | 2013-02-27 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2012-02-27
| Form type | FOCUSN |
| File number | 008-68320 |
| Filing date | 2012-02-27 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2012-02-27
| Form type | X-17A-5 |
| File number | 008-68320 |
| Filing date | 2012-02-27 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-02-22
| Form type | FOCUSN |
| File number | 008-68320 |
| Filing date | 2011-02-22 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2011-02-22
| Form type | X-17A-5 |
| File number | 008-68320 |
| Filing date | 2011-02-22 |
| Reporting date | 2010-12-31 |
| File | View File |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| MAINFIRST SECURITIES US INC. 401(K) PLAN | 2017 | 421768153 | 2018-03-08 | MAINFIRST SECURITIES US INC. | 7 | |||||||||||||||||||||||||||||||||||||
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| Role | Plan administrator |
| Date | 2018-03-08 |
| Name of individual signing | MELANIE KLIEBER |
| Role | Employer/plan sponsor |
| Date | 2018-03-08 |
| Name of individual signing | MELANIE KLIEBER |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2010-09-01 |
| Business code | 523110 |
| Sponsor’s telephone number | 2127504200 |
| Plan sponsor’s address | 747 3RD AVE, 35TH FLOOR, NEW YORK, NY, 100172803 |
Signature of
| Role | Plan administrator |
| Date | 2017-03-20 |
| Name of individual signing | MELANIE KLIEBER |
| Role | Employer/plan sponsor |
| Date | 2017-03-20 |
| Name of individual signing | MELANIE KLIEBER |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2010-09-01 |
| Business code | 523110 |
| Sponsor’s telephone number | 2127504200 |
| Plan sponsor’s address | 747 3RD AVE, 35TH FLOOR, NEW YORK, NY, 100172803 |
Signature of
| Role | Plan administrator |
| Date | 2016-10-07 |
| Name of individual signing | MELANIE KLIEBER |
| Role | Employer/plan sponsor |
| Date | 2016-10-07 |
| Name of individual signing | MELANIE KLIEBER |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2010-09-01 |
| Business code | 523110 |
| Sponsor’s telephone number | 2127504200 |
| Plan sponsor’s address | 400 MADISON AVE, NEW YORK, NY, 100171909 |
Signature of
| Role | Plan administrator |
| Date | 2016-10-27 |
| Name of individual signing | MELANIE KLIEBER |
| Role | Employer/plan sponsor |
| Date | 2016-10-27 |
| Name of individual signing | MELANIE KLIEBER |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2010-09-01 |
| Business code | 523110 |
| Sponsor’s telephone number | 2127504200 |
| Plan sponsor’s address | 400 MADISON AVE, NEW YORK, NY, 100171909 |
Signature of
| Role | Plan administrator |
| Date | 2016-10-14 |
| Name of individual signing | MELANIE KLIEBER |
| Role | Employer/plan sponsor |
| Date | 2016-10-14 |
| Name of individual signing | MELANIE KLIEBER |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2010-09-01 |
| Business code | 523110 |
| Sponsor’s telephone number | 2127504200 |
| Plan sponsor’s address | 400 MADISON AVE, NEW YORK, NY, 100171909 |
Signature of
| Role | Plan administrator |
| Date | 2014-08-05 |
| Name of individual signing | JENNIFER BUHLMANN |
| Role | Employer/plan sponsor |
| Date | 2014-08-05 |
| Name of individual signing | JENNIFER BUHLMANN |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2010-09-01 |
| Business code | 523110 |
| Sponsor’s telephone number | 2127504200 |
| Plan sponsor’s address | 400 MADISON AVE, NEW YORK, NY, 100171909 |
Signature of
| Role | Plan administrator |
| Date | 2013-07-31 |
| Name of individual signing | JENNIFER BUHLMANN |
| Role | Employer/plan sponsor |
| Date | 2013-07-31 |
| Name of individual signing | JENNIFER BUHLMANN |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2010-09-01 |
| Business code | 523110 |
| Sponsor’s telephone number | 2127504200 |
| Plan sponsor’s address | 400 MADISON AVE, NEW YORK, NY, 100171909 |
Plan administrator’s name and address
| Administrator’s EIN | 421768153 |
| Plan administrator’s name | MAINFIRST SECURITIES US INC. |
| Plan administrator’s address | 400 MADISON AVE, NEW YORK, NY, 100171909 |
| Administrator’s telephone number | 2127504200 |
Signature of
| Role | Plan administrator |
| Date | 2012-08-02 |
| Name of individual signing | JENNIFER BUHLMANN |
| Role | Employer/plan sponsor |
| Date | 2012-08-02 |
| Name of individual signing | JENNIFER BUHLMANN |
| Name | Role | Address |
|---|---|---|
| CORPORATION SERVICE COMPANY | DOS Process Agent | 501 N. Broadway ave, Saint Louis, MO, United States, 63102 |
| Name | Role | Address |
|---|---|---|
| ANDREW GROSS | Chief Executive Officer | 747 THIRD AVENUE, 35TH FLOOR, NEW YORK, NY, United States, 10017 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2013-05-07 | 2018-10-18 | Address | 400 MADISON AVE, SUITE 11C, NEW YORK, NY, 10017, USA (Type of address: Chief Executive Officer) |
| 2013-05-07 | 2018-10-18 | Address | SPEICHERSTRASSE 57, FRANKFURT AM MAIN, 60327, DEU (Type of address: Principal Executive Office) |
| 2011-06-09 | 2013-05-07 | Address | 400 MADISON AVE, STE 11C, NEW YORK, NY, 10017, USA (Type of address: Chief Executive Officer) |
| 2011-06-09 | 2013-05-07 | Address | SPEICHERSTRASSE 57, FRANKFURT AH MAIN, 60327, DEU (Type of address: Principal Executive Office) |
| 2009-05-15 | 2011-06-09 | Address | 80 STATE STREET, ALBANY, NY, 12207, USA (Type of address: Service of Process) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 211222001265 | 2021-12-22 | CERTIFICATE OF MERGER | 2021-12-23 |
| 211126000467 | 2021-11-26 | BIENNIAL STATEMENT | 2021-11-26 |
| 190924060076 | 2019-09-24 | BIENNIAL STATEMENT | 2019-05-01 |
| 181018006129 | 2018-10-18 | BIENNIAL STATEMENT | 2017-05-01 |
| 130507006029 | 2013-05-07 | BIENNIAL STATEMENT | 2013-05-01 |
| 110609002508 | 2011-06-09 | BIENNIAL STATEMENT | 2011-05-01 |
| 090515000420 | 2009-05-15 | CERTIFICATE OF INCORPORATION | 2009-05-15 |
Date of last update: 08 Nov 2024
Sources: New York Secretary of State
