GOODWIN CAPITAL ADVISERS, INC.

Headquarter

Company Details

Name:	GOODWIN CAPITAL ADVISERS, INC.
Jurisdiction:	New York
Legal type:	DOMESTIC BUSINESS CORPORATION
Status:	Active
Date of registration:	14 Mar 1930 (95 years ago) (Companies founded in March 1930)
Entity Number:	38637
ZIP code:	12207 (Companies in New York, 12207)
County:	New York
Place of Formation:	New York
Principal Address:	ONE FINANCIAL PLAZA, HARTFORD, CT, United States, 06103
Address:	80 STATE STREET, ALBANY, NY, United States, 12207

Shares Details

Shares issued 40000

Share Par Value 0

Type NO PAR VALUE

Links between entities

Type	Company Name	Company Number	State
Headquarter of	GOODWIN CAPITAL ADVISERS, INC.	0252210	CONNECTICUT
Headquarter of	GOODWIN CAPITAL ADVISERS, INC.	CORP_61591397	ILLINOIS

Legal Entity Identifier

LEI number

Registered As

Jurisdiction Of Formation

General Category

Entity Status

Entity created at

5493003C1ORLFUKRL650

38637

US-NY

GENERAL

ACTIVE

1930-03-14

Addresses

Legal	C/O CORPORATION SERVICE COMPANY, 251 LITTLE FALLS DRIVE, WILMINGTON, US-NY, US, 19808
Headquarters	ONE FINANCIAL PLAZA, HARTFORD, US-CT, US, 06103

Registration details

Registration Date	2016-05-21
Last Update	2023-12-28
Status	ISSUED
Next Renewal	2024-12-28
LEI Issuer	5493001KJTIIGC8Y1R12
Corroboration Level	FULLY_CORROBORATED
Data Validated As	38637

Agent

Name	Role	Address
CORPORATION SERVICE COMPANY	Agent	80 STATE STREET, ALBANY, NY, 12207

DOS Process Agent

Name	Role	Address
C/O CORPORATION SERVICE COMPANY	DOS Process Agent	80 STATE STREET, ALBANY, NY, United States, 12207

Chief Executive Officer

Name	Role	Address
RICHARD SEGA	Chief Executive Officer	ONE FINANCIAL PLAZA, HARTFORD, CT, United States, 06103

History

Start date	End date	Type	Value
2024-04-02	2024-04-02	Address	ONE FINANCIAL PLAZA, HARTFORD, CT, 06103, 2627, USA (Type of address: Chief Executive Officer)
2024-04-02	2024-04-02	Address	ONE FINANCIAL PLAZA, HARTFORD, CT, 06103, USA (Type of address: Chief Executive Officer)
2023-06-26	2024-04-02	Shares	Share type: PAR VALUE, Number of shares: 3000000, Par value: 0.8333
2020-03-04	2024-04-02	Address	ONE FINANCIAL PLAZA, HARTFORD, CT, 06103, 2627, USA (Type of address: Chief Executive Officer)
2016-08-30	2024-04-02	Address	80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Service of Process)
2016-08-30	2024-04-02	Address	80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Registered Agent)
2016-08-23	2020-03-04	Address	ONE FINANCIAL PLAZA, HARTFORD, CT, 06103, 2627, USA (Type of address: Chief Executive Officer)
2012-10-19	2016-08-30	Address	111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Registered Agent)
2012-09-20	2016-08-30	Address	111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Service of Process)
2012-03-06	2016-08-23	Address	ONE FINANCIAL PLAZA, HARTFORD, CT, 06103, 2627, USA (Type of address: Chief Executive Officer)
2012-03-06	2016-08-23	Address	ONE FINANCIAL PLAZA, HARTFORD, CT, 06103, 2627, USA (Type of address: Principal Executive Office)
2011-12-19	2012-10-19	Address	875 AVENUE OF THE AMERICAS, SUITE 501, NEW YORK, NY, 10001, USA (Type of address: Registered Agent)
2011-12-19	2012-09-20	Address	875 AVENUE OF THE AMERICAS, SUITE 501, NEW YORK, NY, 10001, USA (Type of address: Service of Process)
2010-03-19	2012-03-06	Address	ONE AMERICAN ROW, HARTFORD, CT, 06102, USA (Type of address: Chief Executive Officer)
2006-03-29	2010-03-19	Address	56 PROSPECT ST, HARTFORD, CT, 06115, 0480, USA (Type of address: Chief Executive Officer)
2006-03-29	2012-03-06	Address	1 AMERICAN ROW, HARTFORD, CT, 06103, 2899, USA (Type of address: Principal Executive Office)
2004-03-17	2006-03-29	Address	56 PROSPECT ST, HARTFORD, CT, 06115, USA (Type of address: Chief Executive Officer)
2004-03-17	2006-03-29	Address	1 AMERICAN ROW, HARTFORD, CT, 06102, 5056, USA (Type of address: Principal Executive Office)
2002-03-15	2004-03-17	Address	55 EAST MONROE ST, CHICAGO, IL, 60603, USA (Type of address: Chief Executive Officer)
2000-10-04	2006-12-28	Name	PXP INSTITUTIONAL MARKETS GROUP, LTD.
2000-07-21	2004-03-17	Address	ATTN: COMPLIANCE, 3RD FL, 56 PROSPECT ST, HARTFORD, CT, 06115, 0408, USA (Type of address: Principal Executive Office)
1999-09-15	2011-12-19	Address	111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Registered Agent)
1999-09-15	2011-12-19	Address	111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Service of Process)
1998-04-14	2000-07-21	Address	56 PROSPECT ST, HARTFORD, CT, 06115, 0480, USA (Type of address: Principal Executive Office)
1998-04-14	1999-09-15	Address	1633 BROADWAY, NEW YORK, NY, 10019, 6775, USA (Type of address: Service of Process)
1998-04-14	2002-03-15	Address	56 PROSPECT ST, HARTFORD, CT, 06115, 0480, USA (Type of address: Chief Executive Officer)
1994-04-06	1998-04-14	Address	ONE AMERICAN ROW, HARTFORD, CT, 06115, USA (Type of address: Principal Executive Office)
1994-04-06	1998-04-14	Address	ONE AMERICAN ROW, HARTFORD, CT, 06115, USA (Type of address: Chief Executive Officer)
1992-12-22	1999-09-15	Address	1633 BROADWAY, NEW YORK, NY, 10019, USA (Type of address: Registered Agent)
1992-12-22	1998-04-14	Address	1633 BROADWAY, NEW YORK, NY, 10019, USA (Type of address: Service of Process)
1991-08-26	1992-12-22	Address	ATTN: CORPORATE SECRETARY, TWO PICKWICK PLAZA, GREENWICH, CT, 06830, USA (Type of address: Service of Process)
1987-01-12	2023-06-26	Shares	Share type: PAR VALUE, Number of shares: 3000000, Par value: 0.8333
1956-07-03	1959-03-17	Shares	Share type: CAP, Number of shares: 0, Par value: 187500
1940-06-01	1956-07-03	Shares	Share type: CAP, Number of shares: 0, Par value: 75000
1940-06-01	2000-10-04	Name	NATIONAL SECURITIES & RESEARCH CORPORATION
1936-10-30	1940-06-01	Shares	Share type: CAP, Number of shares: 0, Par value: 50000
1936-10-29	1987-01-12	Shares	Share type: PAR VALUE, Number of shares: 40000, Par value: 1
1936-10-29	1936-10-30	Shares	Share type: CAP, Number of shares: 0, Par value: 39719
1930-03-14	1940-06-01	Name	INDEPENDENCE FUND OF NORTH AMERICA, INC.
1930-03-14	1936-10-29	Shares	Share type: CAP, Number of shares: 0, Par value: 200000
1930-03-14	1991-08-26	Address	141 BROADWAY, NEW YORK, NY, 10006, USA (Type of address: Service of Process)

Filings

Filing Number	Date Filed	Type	Effective Date
240402001448	2024-04-02	BIENNIAL STATEMENT	2024-04-02
220328000162	2022-03-28	BIENNIAL STATEMENT	2022-03-01
200304061133	2020-03-04	BIENNIAL STATEMENT	2020-03-01
180302006310	2018-03-02	BIENNIAL STATEMENT	2018-03-01
160830000082	2016-08-30	CERTIFICATE OF CHANGE	2016-08-30
160823006018	2016-08-23	BIENNIAL STATEMENT	2016-03-01
140314006429	2014-03-14	BIENNIAL STATEMENT	2014-03-01
121108000071	2012-11-08	CERTIFICATE OF AMENDMENT	2012-11-08
121019000564	2012-10-19	CERTIFICATE OF CHANGE (BY AGENT)	2012-10-19
120920000648	2012-09-20	CERTIFICATE OF CHANGE (BY AGENT)	2012-09-20
120306002611	2012-03-06	BIENNIAL STATEMENT	2012-03-01
111219000207	2011-12-19	CERTIFICATE OF CHANGE	2011-12-19
100319003238	2010-03-19	BIENNIAL STATEMENT	2010-03-01
061228000791	2006-12-28	CERTIFICATE OF AMENDMENT	2006-12-28
060329002025	2006-03-29	BIENNIAL STATEMENT	2006-03-01
040317002578	2004-03-17	BIENNIAL STATEMENT	2004-03-01
020315002450	2002-03-15	BIENNIAL STATEMENT	2002-03-01
001004000078	2000-10-04	CERTIFICATE OF AMENDMENT	2000-10-04
000721002091	2000-07-21	BIENNIAL STATEMENT	2000-03-01
990915000688	1999-09-15	CERTIFICATE OF CHANGE	1999-09-15
980414002076	1998-04-14	BIENNIAL STATEMENT	1998-03-01
940406002496	1994-04-06	BIENNIAL STATEMENT	1994-03-01
931221000509	1993-12-21	CERTIFICATE OF MERGER	1993-12-31
931221000506	1993-12-21	CERTIFICATE OF MERGER	1993-12-31
921222000444	1992-12-22	CERTIFICATE OF CHANGE	1992-12-22
910826000090	1991-08-26	CERTIFICATE OF CHANGE	1991-08-26
B444878-4	1987-01-12	CERTIFICATE OF AMENDMENT	1987-01-12
B076577-4	1984-03-06	CERTIFICATE OF MERGER	1984-03-06
A836035-3	1982-01-27	ASSUMED NAME CORP INITIAL FILING	1982-01-27
151279	1959-03-17	CERTIFICATE OF AMENDMENT	1959-03-17
25415	1956-07-10	CERTIFICATE OF AMENDMENT	1956-07-10
24700	1956-07-03	CERTIFICATE OF AMENDMENT	1956-07-03
5716-105	1940-06-01	CERTIFICATE OF AMENDMENT	1940-06-01
5716-106	1940-06-01	CERTIFICATE OF AMENDMENT	1940-06-01
5089-103	1936-10-30	CERTIFICATE OF AMENDMENT	1936-10-30
5088-109	1936-10-29	CERTIFICATE OF AMENDMENT	1936-10-29
4413-88	1933-02-27	CERTIFICATE OF AMENDMENT	1933-02-27
3993-48	1931-04-13	CERTIFICATE OF AMENDMENT	1931-04-13
3749-41	1930-03-14	CERTIFICATE OF INCORPORATION	1930-03-14

Date of last update: 17 Nov 2024

Sources: New York Secretary of State