| Name: | TRIAD SECURITIES CORP. |
| Jurisdiction: | New York |
| Legal type: | DOMESTIC BUSINESS CORPORATION |
| Status: | Active |
| Date of registration: | 13 Jul 1976 (48 years ago) (Companies founded in July 1976) |
| Entity Number: | 404844 |
| ZIP code: | 10006 (Companies in New York, 10006) |
| County: | New York |
| Place of Formation: | New York |
| Address: | 111 BROADWAY, 11TH FL., NEW YORK, NY, United States, 10006 |
| Principal Address: | 111 BROADWAY, NEW YORK, NY, United States, 10006 |
Shares Details
Shares issued 2200
Share Par Value 0
Type NO PAR VALUE
| Type | Company Name | Company Number | State |
|---|---|---|---|
| Headquarter of | TRIAD SECURITIES CORP. | f75572ea-5e4d-ec11-91b5-00155d32b93a | MINNESOTA |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 203440 | 111 BROADWAY 11TH FLOOR, NEW YORK, NY, 10006-9401 | 111 BROADWAY 11TH FLOOR, NEW YORK, NY, 10006-9401 | 212 349 8548 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | X-17A-5 |
| File number | 008-20930 |
| Filing date | 2024-09-30 |
| Reporting date | 2024-06-30 |
| File | View File |
Filings since 2023-08-29
| Form type | X-17A-5 |
| File number | 008-20930 |
| Filing date | 2023-08-29 |
| Reporting date | 2023-06-30 |
| File | View File |
Filings since 2022-08-24
| Form type | X-17A-5 |
| File number | 008-20930 |
| Filing date | 2022-08-24 |
| Reporting date | 2022-06-30 |
| File | View File |
Filings since 2022-08-24
| Form type | FOCUSN |
| File number | 008-20930 |
| Filing date | 2022-08-24 |
| Reporting date | 2022-06-30 |
| File | View File |
Filings since 2021-08-16
| Form type | X-17A-5 |
| File number | 008-20930 |
| Filing date | 2021-08-16 |
| Reporting date | 2021-06-30 |
| File | View File |
Filings since 2020-08-20
| Form type | FOCUSN |
| File number | 008-20930 |
| Filing date | 2020-08-20 |
| Reporting date | 2020-06-30 |
| File | View File |
Filings since 2020-08-20
| Form type | X-17A-5 |
| File number | 008-20930 |
| Filing date | 2020-08-20 |
| Reporting date | 2020-06-30 |
| File | View File |
Filings since 2019-08-15
| Form type | FOCUSN |
| File number | 008-20930 |
| Filing date | 2019-08-15 |
| Reporting date | 2019-06-30 |
| File | View File |
Filings since 2019-08-15
| Form type | X-17A-5 |
| File number | 008-20930 |
| Filing date | 2019-08-15 |
| Reporting date | 2019-06-30 |
| File | View File |
Filings since 2018-08-24
| Form type | FOCUSN |
| File number | 008-20930 |
| Filing date | 2018-08-24 |
| Reporting date | 2018-06-30 |
| File | View File |
Filings since 2018-08-24
| Form type | X-17A-5 |
| File number | 008-20930 |
| Filing date | 2018-08-24 |
| Reporting date | 2018-06-30 |
| File | View File |
Filings since 2017-08-14
| Form type | FOCUSN |
| File number | 008-20930 |
| Filing date | 2017-08-14 |
| Reporting date | 2017-06-30 |
| File | View File |
Filings since 2017-08-14
| Form type | X-17A-5 |
| File number | 008-20930 |
| Filing date | 2017-08-14 |
| Reporting date | 2017-06-30 |
| File | View File |
Filings since 2016-09-02
| Form type | FOCUSN |
| File number | 008-20930 |
| Filing date | 2016-09-02 |
| Reporting date | 2016-06-30 |
| File | View File |
Filings since 2016-09-02
| Form type | X-17A-5 |
| File number | 008-20930 |
| Filing date | 2016-09-02 |
| Reporting date | 2016-06-30 |
| File | View File |
Filings since 2015-08-27
| Form type | X-17A-5 |
| File number | 008-20930 |
| Filing date | 2015-08-27 |
| Reporting date | 2015-06-30 |
| File | View File |
Filings since 2015-08-27
| Form type | FOCUSN |
| File number | 008-20930 |
| Filing date | 2015-08-27 |
| Reporting date | 2015-06-30 |
| File | View File |
Filings since 2014-09-02
| Form type | FOCUSN |
| File number | 008-20930 |
| Filing date | 2014-09-02 |
| Reporting date | 2014-06-30 |
| File | View File |
Filings since 2014-09-02
| Form type | X-17A-5 |
| File number | 008-20930 |
| Filing date | 2014-09-02 |
| Reporting date | 2014-06-30 |
| File | View File |
Filings since 2013-08-23
| Form type | FOCUSN |
| File number | 008-20930 |
| Filing date | 2013-08-23 |
| Reporting date | 2013-06-30 |
| File | View File |
Filings since 2013-08-23
| Form type | X-17A-5 |
| File number | 008-20930 |
| Filing date | 2013-08-23 |
| Reporting date | 2013-06-30 |
| File | View File |
Filings since 2012-08-10
| Form type | FOCUSN |
| File number | 008-20930 |
| Filing date | 2012-08-10 |
| Reporting date | 2012-06-30 |
| File | View File |
Filings since 2012-08-10
| Form type | X-17A-5 |
| File number | 008-20930 |
| Filing date | 2012-08-10 |
| Reporting date | 2012-06-30 |
| File | View File |
Filings since 2011-08-26
| Form type | X-17A-5 |
| File number | 008-20930 |
| Filing date | 2011-08-26 |
| Reporting date | 2011-06-30 |
| File | View File |
Filings since 2011-08-26
| Form type | FOCUSN |
| File number | 008-20930 |
| Filing date | 2011-08-26 |
| Reporting date | 2011-06-30 |
| File | View File |
Filings since 2010-08-18
| Form type | X-17A-5 |
| File number | 008-20930 |
| Filing date | 2010-08-18 |
| Reporting date | 2010-06-30 |
| File | View File |
Filings since 2010-08-18
| Form type | FOCUSN |
| File number | 008-20930 |
| Filing date | 2010-08-18 |
| Reporting date | 2010-06-30 |
| File | View File |
Filings since 2009-08-28
| Form type | FOCUSN |
| File number | 008-20930 |
| Filing date | 2009-08-28 |
| Reporting date | 2009-06-30 |
| File | View File |
Filings since 2009-08-28
| Form type | X-17A-5 |
| File number | 008-20930 |
| Filing date | 2009-08-28 |
| Reporting date | 2009-06-30 |
| File | View File |
Filings since 2008-08-27
| Form type | FOCUSN |
| File number | 008-20930 |
| Filing date | 2008-08-27 |
| Reporting date | 2008-06-30 |
| File | View File |
Filings since 2008-08-27
| Form type | X-17A-5 |
| File number | 008-20930 |
| Filing date | 2008-08-27 |
| Reporting date | 2008-06-30 |
| File | View File |
Filings since 2007-09-04
| Form type | X-17A-5 |
| File number | 008-20930 |
| Filing date | 2007-09-04 |
| Reporting date | 2007-06-30 |
| File | View File |
Filings since 2006-08-28
| Form type | X-17A-5 |
| File number | 008-20930 |
| Filing date | 2006-08-28 |
| Reporting date | 2006-06-30 |
| File | View File |
Filings since 2005-09-01
| Form type | X-17A-5 |
| File number | 008-20930 |
| Filing date | 2005-09-01 |
| Reporting date | 2005-06-30 |
| File | View File |
Filings since 2004-09-01
| Form type | X-17A-5 |
| File number | 008-20930 |
| Filing date | 2004-09-01 |
| Reporting date | 2004-06-30 |
| File | View File |
Filings since 2003-09-05
| Form type | X-17A-5 |
| File number | 008-20930 |
| Filing date | 2003-09-05 |
| Reporting date | 2003-06-30 |
| File | View File |
Filings since 2002-09-03
| Form type | X-17A-5 |
| File number | 008-20930 |
| Filing date | 2002-09-03 |
| Reporting date | 2002-06-30 |
| File | View File |
| LEI number | Registered As | Jurisdiction Of Formation | General Category | Entity Status | Entity created at | |||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2549000N8PNNMW2W9267 | 404844 | US-NY | GENERAL | ACTIVE | 1976-07-13 | |||||||||||||||||||
|
||||||||||||||||||||||||
| Legal | 111 BROADWAY, 11TH FL, NEW YORK, US-NY, US, 10006 |
| Headquarters | 111 BROADWAY, 11TH FL, NEW YORK, US-NY, US, 10006 |
Registration details
| Registration Date | 2017-08-17 |
| Last Update | 2024-05-24 |
| Status | ISSUED |
| Next Renewal | 2025-05-24 |
| LEI Issuer | 5493001KJTIIGC8Y1R12 |
| Corroboration Level | FULLY_CORROBORATED |
| Data Validated As | 404844 |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| TRIAD SECURITIES 401(K) PLAN | 2023 | 132861028 | 2024-03-06 | TRIAD SECURITIES CORP | 37 | |||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||
| Role | Plan administrator |
| Date | 2024-03-06 |
| Name of individual signing | MICHAEL BIRD |
| Role | Employer/plan sponsor |
| Date | 2024-03-06 |
| Name of individual signing | MICHAEL BIRD |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1996-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2123492642 |
| Plan sponsor’s address | 111 BROADWAY, SUITE 1125, NEW YORK, NY, 10004 |
Signature of
| Role | Plan administrator |
| Date | 2023-02-21 |
| Name of individual signing | MICHAEL BIRD |
| Role | Employer/plan sponsor |
| Date | 2023-02-21 |
| Name of individual signing | MICHAEL BIRD |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1996-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2123492642 |
| Plan sponsor’s address | 111 BROADWAY, SUITE 1125, NEW YORK, NY, 10004 |
Signature of
| Role | Plan administrator |
| Date | 2022-09-22 |
| Name of individual signing | FRANK ROSELLI |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1996-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2123492642 |
| Plan sponsor’s address | 111 BROADWAY, SUITE 1125, NEW YORK, NY, 10004 |
Signature of
| Role | Plan administrator |
| Date | 2021-09-21 |
| Name of individual signing | FRANK ROSELLI |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1996-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2123492642 |
| Plan sponsor’s address | 111 BROADWAY, SUITE 1125, NEW YORK, NY, 10004 |
Signature of
| Role | Plan administrator |
| Date | 2020-10-14 |
| Name of individual signing | FRANK ROSELLI |
| Role | Employer/plan sponsor |
| Date | 2020-10-14 |
| Name of individual signing | FRANK ROSELLI |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1996-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2123492642 |
| Plan sponsor’s address | 111 BROADWAY, SUITE 1125, NEWYORK, NY, 10006 |
Signature of
| Role | Plan administrator |
| Date | 2019-06-13 |
| Name of individual signing | FRANK ROSELLI |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1996-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2123492642 |
| Plan sponsor’s address | 111 BROADWAY, SUITE 1125, NEWYORK, NY, 10006 |
Signature of
| Role | Plan administrator |
| Date | 2018-06-05 |
| Name of individual signing | FRANK ROSELLI |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1996-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2123492642 |
| Plan sponsor’s address | 111 BROADWAY, SUITE 1125, NEWYORK, NY, 10006 |
Signature of
| Role | Plan administrator |
| Date | 2017-05-16 |
| Name of individual signing | FRANK ROSELLI |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1996-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2123491006 |
| Plan sponsor’s address | 111 BROADWAY, 11TH FLOOR, NEWYORK, NY, 10006 |
Signature of
| Role | Plan administrator |
| Date | 2016-05-17 |
| Name of individual signing | FRANK ROSELLI |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1996-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2123491006 |
| Plan sponsor’s address | 111 BROADWAY, 11TH FLOOR, NEWYORK, NY, 10006 |
Signature of
| Role | Plan administrator |
| Date | 2015-06-04 |
| Name of individual signing | FRANK ROSELLI |
| Name | Role | Address |
|---|---|---|
| RICHARD SCHULTZ | Chief Executive Officer | 111 BROADWAY, NEW YORK, NY, United States, 10006 |
| Name | Role | Address |
|---|---|---|
| THE CORPORATION | DOS Process Agent | 111 BROADWAY, 11TH FL., NEW YORK, NY, United States, 10006 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2024-06-21 | 2024-10-16 | Address | 111 BROADWAY, NEW YORK, NY, 10006, USA (Type of address: Chief Executive Officer) |
| 2024-06-21 | 2024-10-16 | Address | 111 BROADWAY, 11TH FL., NEW YORK, NY, 10006, USA (Type of address: Service of Process) |
| 2024-06-19 | 2024-09-30 | Shares | Share type: NO PAR VALUE, Number of shares: 2200, Par value: 0 |
| 2023-06-08 | 2024-06-21 | Address | 111 BROADWAY, NEW YORK, NY, 10006, USA (Type of address: Chief Executive Officer) |
| 2023-06-08 | 2024-06-21 | Address | 111 BROADWAY, 11TH FL., NEW YORK, NY, 10006, USA (Type of address: Service of Process) |
| 2023-05-31 | 2024-06-19 | Shares | Share type: NO PAR VALUE, Number of shares: 1200, Par value: 0 |
| 2002-04-12 | 2023-06-08 | Address | 111 BROADWAY, 11TH FL., NEW YORK, NY, 10006, USA (Type of address: Service of Process) |
| 1993-04-07 | 2002-04-12 | Address | 111 BROADWAY, SUITE 1125, NEW YORK, NY, 10006, USA (Type of address: Service of Process) |
| 1993-04-07 | 2023-06-08 | Address | 111 BROADWAY, NEW YORK, NY, 10006, USA (Type of address: Chief Executive Officer) |
| 1977-08-09 | 1993-04-07 | Address | 115 BROADWAY, NEW YORK, NY, 10006, USA (Type of address: Service of Process) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 241016001680 | 2024-09-30 | CERTIFICATE OF AMENDMENT | 2024-09-30 |
| 240621003417 | 2024-06-19 | CERTIFICATE OF AMENDMENT | 2024-06-19 |
| 230608004293 | 2023-05-31 | CERTIFICATE OF AMENDMENT | 2023-05-31 |
| 100720002249 | 2010-07-20 | BIENNIAL STATEMENT | 2010-07-01 |
| 20081126012 | 2008-11-26 | ASSUMED NAME CORP INITIAL FILING | 2008-11-26 |
| 080714002222 | 2008-07-14 | BIENNIAL STATEMENT | 2008-07-01 |
| 060712002474 | 2006-07-12 | BIENNIAL STATEMENT | 2006-07-01 |
| 040723002370 | 2004-07-23 | BIENNIAL STATEMENT | 2004-07-01 |
| 020627002504 | 2002-06-27 | BIENNIAL STATEMENT | 2002-07-01 |
| 020412000372 | 2002-04-12 | CERTIFICATE OF AMENDMENT | 2002-04-12 |
Date of last update: 17 Nov 2024
Sources: New York Secretary of State
