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PENNANTPARK FLOATING RATE CAPITAL LTD.

Company Details

Name: PENNANTPARK FLOATING RATE CAPITAL LTD.
Jurisdiction: New York
Legal type: FOREIGN BUSINESS CORPORATION
Status: Active
Date of registration: 01 Apr 2011 (14 years ago)
Entity Number: 4076030
ZIP code: 10019
County: New York
Place of Formation: Maryland
Address: 1350 Avenue of the Americas, 32ND Floor, New York, NY, United States, 10019
Principal Address: 1350 Avenue of the Americas 32nd Floor, 32ND Floor, New York, NY, United States, 10019

Central Index Key

CIK number Mailing Address Business Address Phone
1504619 590 MADISON AVENUE, 15TH FLOOR, NEW YORK, NY, 10022 590 MADISON AVENUE, 15TH FLOOR, NEW YORK, NY, 10022 (212) 905-1000

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Form type 497
File number 333-215111
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Form type 497
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File number 333-215111
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File number 333-215111
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Form type 497
File number 333-215111
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Filings since 2013-11-14

Form type 10-K
File number 814-00891
Filing date 2013-11-14
Reporting date 2013-09-30
File View File

Filings since 2013-11-14

Form type 8-K
File number 814-00891
Filing date 2013-11-14
Reporting date 2013-11-14
File View File

Filings since 2013-11-04

Form type 8-K
File number 814-00891
Filing date 2013-11-04
Reporting date 2013-11-04
File View File

Filings since 2013-11-04

Form type 8-K
File number 814-00891
Filing date 2013-11-04
Reporting date 2013-11-04
File View File

Filings since 2013-10-07

Form type 8-K
File number 814-00891
Filing date 2013-10-07
Reporting date 2013-10-04
File View File

Filings since 2013-10-02

Form type 8-K
File number 814-00891
Filing date 2013-10-02
Reporting date 2013-10-02
File View File

Filings since 2013-09-20

Form type EFFECT
File number 333-190602
Filing date 2013-09-20
File View File

Filings since 2013-09-20

Form type UPLOAD
Filing date 2013-09-20
File View File

Filings since 2013-09-18

Form type CORRESP
Filing date 2013-09-18
File View File

Filings since 2013-09-18

Form type CORRESP
Filing date 2013-09-18
File View File

Filings since 2013-09-18

Form type N-2/A
File number 333-190602
Filing date 2013-09-18
File View File

Filings since 2013-09-04

Form type 8-K
File number 814-00891
Filing date 2013-09-04
Reporting date 2013-09-04
File View File

Filings since 2013-08-13

Form type N-2
File number 333-190602
Filing date 2013-08-13
File View File

Filings since 2013-08-08

Form type 10-Q
File number 814-00891
Filing date 2013-08-08
Reporting date 2013-06-30
File View File

Filings since 2013-08-08

Form type 8-K
File number 814-00891
Filing date 2013-08-08
Reporting date 2013-08-08
File View File

Filings since 2013-08-07

Form type CORRESP
Filing date 2013-08-07
File View File

Filings since 2013-08-07

Form type 40-APP/A
File number 812-14134-02
Filing date 2013-08-07
File View File

Filings since 2013-08-05

Form type 8-K
File number 814-00891
Filing date 2013-08-05
Reporting date 2013-08-02
File View File

Filings since 2013-07-25

Form type SC 13G/A
File number 005-86395
Filing date 2013-07-25
File View File

Filings since 2013-07-18

Form type POS EX
File number 333-180084
Filing date 2013-07-18
File View File

Filings since 2013-07-17

Form type 497
File number 333-180084
Filing date 2013-07-17
File View File

Filings since 2013-07-16

Form type 497AD
File number 333-180084
Filing date 2013-07-16
File View File

Filings since 2013-07-15

Form type 8-K
File number 814-00891
Filing date 2013-07-15
Reporting date 2013-07-15
File View File

Filings since 2013-07-15

Form type 497
File number 333-180084
Filing date 2013-07-15
File View File

Filings since 2013-07-08

Form type 8-K
File number 814-00891
Filing date 2013-07-08
Reporting date 2013-07-08
File View File

Filings since 2013-07-05

Form type EFFECT
File number 333-180084
Filing date 2013-07-05
File View File

Filings since 2013-07-03

Form type POS 8C
File number 333-180084
Filing date 2013-07-03
File View File

Filings since 2013-07-02

Form type 8-K
File number 814-00891
Filing date 2013-07-02
Reporting date 2013-07-01
File View File

Filings since 2013-06-10

Form type 40-17G
File number 814-00891
Filing date 2013-06-10
File View File

Filings since 2013-06-03

Form type 8-K
File number 814-00891
Filing date 2013-06-03
Reporting date 2013-06-03
File View File

Filings since 2013-05-22

Form type 4
Filing date 2013-05-22
Reporting date 2013-05-22
File View File

Filings since 2013-05-13

Form type POS 8C
File number 333-180084
Filing date 2013-05-13
File View File

Filings since 2013-05-09

Form type 10-Q
File number 814-00891
Filing date 2013-05-09
Reporting date 2013-03-31
File View File

Filings since 2013-05-09

Form type 8-K
File number 814-00891
Filing date 2013-05-09
Reporting date 2013-05-09
File View File

Filings since 2013-05-02

Form type 8-K
File number 814-00891
Filing date 2013-05-02
Reporting date 2013-05-01
File View File

Filings since 2013-04-02

Form type 8-K
File number 814-00891
Filing date 2013-04-02
Reporting date 2013-04-02
File View File

Filings since 2013-04-02

Form type 8-K
File number 814-00891
Filing date 2013-04-02
Reporting date 2013-04-01
File View File

Filings since 2013-04-01

Form type 8-K
File number 814-00891
Filing date 2013-04-01
Reporting date 2013-04-01
File View File

Filings since 2013-03-25

Form type 4
Filing date 2013-03-25
Reporting date 2013-03-21
File View File

Filings since 2013-03-21

Form type POS EX
File number 333-180084
Filing date 2013-03-21
File View File

Filings since 2013-03-21

Form type 497
File number 333-180084
Filing date 2013-03-21
File View File

Filings since 2013-03-21

Form type 497AD
File number 333-180084
Filing date 2013-03-21
File View File

Filings since 2013-03-20

Form type 497
File number 333-180084
Filing date 2013-03-20
File View File

Filings since 2013-03-20

Form type 497AD
File number 333-180084
Filing date 2013-03-20
File View File

Filings since 2013-03-15

Form type 40-APP
File number 812-14134-02
Filing date 2013-03-15
File View File

Filings since 2013-03-01

Form type 8-K
File number 814-00891
Filing date 2013-03-01
Reporting date 2013-02-26
File View File

Filings since 2013-02-28

Form type 8-K
File number 814-00891
Filing date 2013-02-28
Reporting date 2013-02-28
File View File

Filings since 2013-02-21

Form type 4
Filing date 2013-02-21
Reporting date 2013-02-20
File View File

Filings since 2013-02-19

Form type 4
Filing date 2013-02-19
Reporting date 2013-02-15
File View File

Filings since 2013-02-14

Form type 4
Filing date 2013-02-14
Reporting date 2013-02-13
File View File

Filings since 2013-02-14

Form type SC 13G/A
File number 005-86395
Filing date 2013-02-14
File View File

Filings since 2013-02-12

Form type 4
Filing date 2013-02-12
Reporting date 2013-02-08
File View File

Filings since 2013-02-08

Form type 8-K
File number 814-00891
Filing date 2013-02-08
Reporting date 2013-02-05
File View File

Filings since 2013-02-07

Form type 4
Filing date 2013-02-07
Reporting date 2013-02-06
File View File

Filings since 2013-02-07

Form type 10-Q
File number 814-00891
Filing date 2013-02-07
Reporting date 2012-12-31
File View File

Filings since 2013-02-07

Form type 8-K
File number 814-00891
Filing date 2013-02-07
Reporting date 2013-02-07
File View File

Filings since 2013-02-06

Form type SC 13G/A
File number 005-86395
Filing date 2013-02-06
File View File

Filings since 2013-02-05

Form type 4
Filing date 2013-02-05
Reporting date 2013-02-01
File View File

Filings since 2013-01-31

Form type 4
Filing date 2013-01-31
Reporting date 2013-01-30
File View File

Filings since 2013-01-31

Form type 8-K
File number 814-00891
Filing date 2013-01-31
Reporting date 2013-01-31
File View File

Filings since 2013-01-29

Form type 4
Filing date 2013-01-29
Reporting date 2013-01-25
File View File

Filings since 2013-01-24

Form type 4
Filing date 2013-01-24
Reporting date 2013-01-23
File View File

Filings since 2013-01-22

Form type 4
Filing date 2013-01-22
Reporting date 2013-01-18
File View File

Filings since 2013-01-17

Form type 4
Filing date 2013-01-17
Reporting date 2013-01-16
File View File

Filings since 2013-01-14

Form type 8-K
File number 814-00891
Filing date 2013-01-14
Reporting date 2013-01-14
File View File

Filings since 2013-01-03

Form type 8-K
File number 814-00891
Filing date 2013-01-03
Reporting date 2013-01-02
File View File

Filings since 2013-01-03

Form type 8-K
File number 814-00891
Filing date 2013-01-03
Reporting date 2013-01-02
File View File

Filings since 2012-12-07

Form type DEF 14A
File number 814-00891
Filing date 2012-12-07
Reporting date 2013-02-05
File View File

Filings since 2012-12-07

Form type DEF 14A
File number 814-00891
Filing date 2012-12-07
Reporting date 2013-02-05
File View File

Filings since 2012-11-21

Form type PRE 14A
File number 814-00891
Filing date 2012-11-21
Reporting date 2013-02-05
File View File

Filings since 2012-11-14

Form type 10-K
File number 814-00891
Filing date 2012-11-14
Reporting date 2012-09-30
File View File

Filings since 2012-11-14

Form type 8-K
File number 814-00891
Filing date 2012-11-14
Reporting date 2012-11-14
File View File

Filings since 2012-10-03

Form type 8-K
File number 814-00891
Filing date 2012-10-03
Reporting date 2012-10-03
File View File

Filings since 2012-10-01

Form type 8-K
File number 814-00891
Filing date 2012-10-01
Reporting date 2012-10-01
File View File

Filings since 2012-09-04

Form type 8-K
File number 814-00891
Filing date 2012-09-04
Reporting date 2012-09-04
File View File

Filings since 2012-08-09

Form type 10-Q
File number 814-00891
Filing date 2012-08-09
Reporting date 2012-06-30
File View File

Filings since 2012-08-09

Form type 8-K
File number 814-00891
Filing date 2012-08-09
Reporting date 2012-08-09
File View File

Filings since 2012-08-01

Form type 8-K
File number 814-00891
Filing date 2012-08-01
Reporting date 2012-08-01
File View File

Filings since 2012-07-26

Form type EFFECT
File number 333-180084
Filing date 2012-07-26
File View File

Filings since 2012-07-26

Form type UPLOAD
Filing date 2012-07-26
File View File

Filings since 2012-07-25

Form type N-2/A
File number 333-180084
Filing date 2012-07-25
File View File

Filings since 2012-07-25

Form type CORRESP
Filing date 2012-07-25
File View File

Filings since 2012-07-25

Form type N-2/A
File number 333-180084
Filing date 2012-07-25
File View File

Filings since 2012-07-03

Form type CORRESP
Filing date 2012-07-03
File View File

Filings since 2012-07-03

Form type CORRESP
Filing date 2012-07-03
File View File

Filings since 2012-07-02

Form type 8-K
File number 814-00891
Filing date 2012-07-02
Reporting date 2012-07-02
File View File

Filings since 2012-07-02

Form type 8-K
File number 814-00891
Filing date 2012-07-02
Reporting date 2012-07-02
File View File

Filings since 2012-06-08

Form type 40-17G
File number 814-00891
Filing date 2012-06-08
File View File

Filings since 2012-06-01

Form type 8-K
File number 814-00891
Filing date 2012-06-01
Reporting date 2012-06-01
File View File

Filings since 2012-05-29

Form type SC 13G
File number 005-86395
Filing date 2012-05-29
File View File

Filings since 2012-05-18

Form type 8-K
File number 814-00891
Filing date 2012-05-18
Reporting date 2012-05-14
File View File

Filings since 2012-05-10

Form type N-2/A
File number 333-180084
Filing date 2012-05-10
File View File

Filings since 2012-05-03

Form type 10-Q
File number 814-00891
Filing date 2012-05-03
Reporting date 2012-03-31
File View File

Filings since 2012-05-03

Form type 8-K
File number 814-00891
Filing date 2012-05-03
Reporting date 2012-05-03
File View File

Filings since 2012-05-03

Form type 8-K
File number 814-00891
Filing date 2012-05-03
Reporting date 2012-05-03
File View File

Filings since 2012-04-02

Form type 8-K
File number 814-00891
Filing date 2012-04-02
Reporting date 2012-04-02
File View File

Filings since 2012-04-02

Form type 8-K
File number 814-00891
Filing date 2012-04-02
Reporting date 2012-04-02
File View File

Filings since 2012-03-14

Form type N-2
File number 333-180084
Filing date 2012-03-14
File View File

Filings since 2012-03-02

Form type 8-K
File number 814-00891
Filing date 2012-03-02
Reporting date 2012-02-28
File View File

Filings since 2012-03-01

Form type 8-K
File number 814-00891
Filing date 2012-03-01
Reporting date 2012-03-01
File View File

Filings since 2012-02-10

Form type 8-K
File number 814-00891
Filing date 2012-02-10
Reporting date 2012-02-07
File View File

Filings since 2012-02-09

Form type 10-Q
File number 814-00891
Filing date 2012-02-09
Reporting date 2011-12-31
File View File

Filings since 2012-02-09

Form type 8-K
File number 814-00891
Filing date 2012-02-09
Reporting date 2012-02-09
File View File

Filings since 2012-02-09

Form type SC 13G/A
File number 005-86395
Filing date 2012-02-09
File View File

Filings since 2012-02-01

Form type 8-K
File number 814-00891
Filing date 2012-02-01
Reporting date 2012-02-01
File View File

Filings since 2012-01-06

Form type 8-K
File number 814-00891
Filing date 2012-01-06
Reporting date 2012-01-06
File View File

Filings since 2012-01-04

Form type 8-K
File number 814-00891
Filing date 2012-01-04
Reporting date 2012-01-03
File View File

Filings since 2011-12-07

Form type DEF 14A
File number 814-00891
Filing date 2011-12-07
Reporting date 2011-12-07
File View File

Filings since 2011-12-07

Form type DEF 14A
File number 814-00891
Filing date 2011-12-07
Reporting date 2011-11-22
File View File

Filings since 2011-12-07

Form type CORRESP
Filing date 2011-12-07
File View File

Filings since 2011-12-02

Form type 4
Filing date 2011-12-02
Reporting date 2011-11-30
File View File

Filings since 2011-12-01

Form type 8-K
File number 814-00891
Filing date 2011-12-01
Reporting date 2011-12-01
File View File

Filings since 2011-11-23

Form type PRE 14A
File number 814-00891
Filing date 2011-11-23
Reporting date 2011-11-17
File View File

Filings since 2011-11-17

Form type 10-K
File number 814-00891
Filing date 2011-11-17
Reporting date 2011-09-30
File View File

Filings since 2011-11-17

Form type 8-K
File number 814-00891
Filing date 2011-11-17
Reporting date 2011-11-17
File View File

Filings since 2011-11-01

Form type 40-17G
File number 814-00891
Filing date 2011-11-01
File View File

Filings since 2011-11-01

Form type 8-K
File number 814-00891
Filing date 2011-11-01
Reporting date 2011-11-01
File View File

Filings since 2011-10-07

Form type 8-K
File number 814-00891
Filing date 2011-10-07
Reporting date 2011-10-07
File View File

Filings since 2011-10-03

Form type 8-K
File number 814-00891
Filing date 2011-10-03
Reporting date 2011-10-03
File View File

Filings since 2011-09-16

Form type SC 13G
File number 005-86395
Filing date 2011-09-16
File View File

Filings since 2011-09-01

Form type 8-K
File number 814-00891
Filing date 2011-09-01
Reporting date 2011-09-01
File View File

Filings since 2011-08-22

Form type 4
Filing date 2011-08-22
Reporting date 2011-08-18
File View File

Filings since 2011-08-15

Form type 4
Filing date 2011-08-15
Reporting date 2011-08-12
File View File

Filings since 2011-08-11

Form type 4
Filing date 2011-08-11
Reporting date 2011-08-10
File View File

Filings since 2011-08-10

Form type 4
Filing date 2011-08-10
Reporting date 2011-08-09
File View File

Filings since 2011-08-10

Form type 4
Filing date 2011-08-10
Reporting date 2011-08-09
File View File

Filings since 2011-08-09

Form type 4
Filing date 2011-08-09
Reporting date 2011-08-08
File View File

Filings since 2011-08-09

Form type 4
Filing date 2011-08-09
Reporting date 2011-08-08
File View File

Filings since 2011-08-04

Form type 8-K
File number 814-00891
Filing date 2011-08-04
Reporting date 2011-08-04
File View File

Filings since 2011-08-04

Form type 8-K
File number 814-00891
Filing date 2011-08-04
Reporting date 2011-08-04
File View File

Filings since 2011-08-04

Form type 10-Q
File number 814-00891
Filing date 2011-08-04
Reporting date 2011-06-30
File View File

Filings since 2011-07-08

Form type 8-K
File number 814-00891
Filing date 2011-07-08
Reporting date 2011-07-08
File View File

Filings since 2011-07-05

Form type 8-K
File number 814-00891
Filing date 2011-07-05
Reporting date 2011-07-01
File View File

Filings since 2011-06-29

Form type 8-K
File number 814-00891
Filing date 2011-06-29
Reporting date 2011-06-29
File View File

Filings since 2011-06-14

Form type 8-K
File number 814-00891
Filing date 2011-06-14
Reporting date 2011-06-14
File View File

Filings since 2011-05-12

Form type 10-Q
File number 814-00891
Filing date 2011-05-12
Reporting date 2011-03-31
File View File

Filings since 2011-04-15

Form type 3
Filing date 2011-04-15
Reporting date 2011-04-07
File View File

Filings since 2011-04-15

Form type 3
Filing date 2011-04-15
Reporting date 2011-04-07
File View File

Filings since 2011-04-15

Form type 3
Filing date 2011-04-15
Reporting date 2011-04-07
File View File

Filings since 2011-04-15

Form type 3
Filing date 2011-04-15
Reporting date 2011-04-07
File View File

Filings since 2011-04-15

Form type 3
Filing date 2011-04-15
Reporting date 2011-04-07
File View File

Filings since 2011-04-15

Form type 3
Filing date 2011-04-15
Reporting date 2011-04-07
File View File

Filings since 2011-04-08

Form type EFFECT
File number 333-170243
Filing date 2011-04-08
File View File

Filings since 2011-04-08

Form type 497
File number 333-170243
Filing date 2011-04-08
File View File

Filings since 2011-04-08

Form type CORRESP
Filing date 2011-04-08
File View File

Filings since 2011-04-08

Form type 497AD
File number 333-170243
Filing date 2011-04-08
File View File

Filings since 2011-04-08

Form type N-2/A
File number 811-22489,333-170243
Filing date 2011-04-08
File View File

Filings since 2011-04-07

Form type CORRESP
Filing date 2011-04-07
File View File

Filings since 2011-04-07

Form type N-2/A
File number 811-22489,333-170243
Filing date 2011-04-07
File View File

Filings since 2011-04-07

Form type N-54A
File number 814-00891
Filing date 2011-04-07
File View File

Filings since 2011-04-07

Form type 8-A12B
File number 001-35127
Filing date 2011-04-07
File View File

Filings since 2011-04-05

Form type CORRESP
Filing date 2011-04-05
File View File

Filings since 2011-04-05

Form type N-2/A
File number 811-22489,333-170243
Filing date 2011-04-05
File View File

Filings since 2011-04-01

Form type N-2/A
File number 811-22489,333-170243
Filing date 2011-04-01
File View File

Filings since 2011-03-31

Form type CORRESP
Filing date 2011-03-31
File View File

Filings since 2011-03-29

Form type N-2/A
File number 811-22489,333-170243
Filing date 2011-03-29
File View File

Filings since 2011-02-10

Form type N-2/A
File number 811-22489,333-170243
Filing date 2011-02-10
File View File

Filings since 2010-12-16

Form type N-2/A
File number 811-22489,333-170243
Filing date 2010-12-16
File View File

Filings since 2010-12-01

Form type UPLOAD
Filing date 2010-12-01
File View File

Filings since 2010-11-01

Form type N-2
File number 811-22489,333-170243
Filing date 2010-11-01
File View File

Filings since 2010-11-01

Form type N-8A
File number 811-22489
Filing date 2010-11-01
File View File

DOS Process Agent

Name Role Address
PENNANTPARK FLOATING RATE CAPITAL LTD. DOS Process Agent 1350 Avenue of the Americas, 32ND Floor, New York, NY, United States, 10019

Agent

Name Role Address
C T CORPORATION SYSTEM Agent 28 LIBERTY ST., NEW YORK, NY, 10005

Chief Executive Officer

Name Role Address
ARTHUR H. PENN Chief Executive Officer 1350 AVENUE OF THE AMERICAS, 32ND FLOOR, NEW YORK, NY, United States, 10019

History

Start date End date Type Value
2023-04-24 2023-04-24 Address 590 MADISON AVENUE, 15TH FLOOR, NEW YORK, NY, 10022, USA (Type of address: Chief Executive Officer)
2023-04-24 2023-04-24 Address 1350 AVENUE OF THE AMERICAS, 32ND FLOOR, NEW YORK, NY, 10019, USA (Type of address: Chief Executive Officer)
2021-04-05 2023-04-24 Address 28 LIBERTY ST., NEW YORK, NY, 10005, USA (Type of address: Service of Process)
2019-01-28 2021-04-05 Address 28 LIBERTY ST., NEW YORK, NY, 10005, USA (Type of address: Service of Process)
2019-01-28 2023-04-24 Address 28 LIBERTY ST., NEW YORK, NY, 10005, USA (Type of address: Registered Agent)
2013-04-17 2023-04-24 Address 590 MADISON AVENUE, 15TH FLOOR, NEW YORK, NY, 10022, USA (Type of address: Chief Executive Officer)
2011-04-01 2019-01-28 Address 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Service of Process)
2011-04-01 2019-01-28 Address 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Registered Agent)

Filings

Filing Number Date Filed Type Effective Date
230424000432 2023-04-24 BIENNIAL STATEMENT 2023-04-01
210405060441 2021-04-05 BIENNIAL STATEMENT 2021-04-01
190415060582 2019-04-15 BIENNIAL STATEMENT 2019-04-01
SR-57100 2019-01-28 CERTIFICATE OF CHANGE (BY AGENT) 2019-01-28
SR-57101 2019-01-28 CERTIFICATE OF CHANGE (BY AGENT) 2019-01-28
170405007274 2017-04-05 BIENNIAL STATEMENT 2017-04-01
150402006369 2015-04-02 BIENNIAL STATEMENT 2015-04-01
130417006057 2013-04-17 BIENNIAL STATEMENT 2013-04-01
110401000421 2011-04-01 APPLICATION OF AUTHORITY 2011-04-01

Date of last update: 25 Nov 2024

Sources: New York Secretary of State