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BROKER-DEALER COMPLIANCE ASSOCIATES, L.L.C.

Company Details

Name: BROKER-DEALER COMPLIANCE ASSOCIATES, L.L.C.
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Inactive
Date of registration: 07 Nov 2011 (13 years ago) (Companies founded in November 2011)
Date of dissolution: 09 Dec 2021
Entity Number: 4162739
ZIP code: 20910 (Companies in New York, 20910)
County: New York
Place of Formation: Delaware
Address: 8401 colesville road, suite 700, SILVER SPRING, MD, United States, 20910

DOS Process Agent

Name Role Address
the llc DOS Process Agent 8401 colesville road, suite 700, SILVER SPRING, MD, United States, 20910

Agent

Name Role
Registered Agent Revoked Agent

History

Start date End date Type Value
2013-09-03 2021-12-09 Address 80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Service of Process)
2011-11-07 2013-09-03 Address 8403 COLESVILLE ROAD, SUITE 870, SILVER SPRING, MD, 20910, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
211209001200 2021-12-09 SURRENDER OF AUTHORITY 2021-12-09
211104001317 2021-11-04 BIENNIAL STATEMENT 2021-11-04
191104061357 2019-11-04 BIENNIAL STATEMENT 2019-11-01
171103006648 2017-11-03 BIENNIAL STATEMENT 2017-11-01
151103006519 2015-11-03 BIENNIAL STATEMENT 2015-11-01
131114006532 2013-11-14 BIENNIAL STATEMENT 2013-11-01
130903000576 2013-09-03 CERTIFICATE OF CHANGE 2013-09-03
120223000716 2012-02-23 CERTIFICATE OF PUBLICATION 2012-02-23
111107000578 2011-11-07 APPLICATION OF AUTHORITY 2011-11-07

Date of last update: 07 Nov 2024

Sources: New York Secretary of State