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HIGH FALLS ADVISORS, INC.

Company Details

Name: HIGH FALLS ADVISORS, INC.
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 09 Oct 2012 (12 years ago) (Companies founded in October 2012)
Entity Number: 4305535
ZIP code: 14604 (Companies in Monroe, 14604)
County: Monroe
Place of Formation: New York
Address: attention kenneth burke, 180 S. CLINTON AVENUE, SUITE 300, ROCHESTER, NY, United States, 14604
Principal Address: 180 S. CLINTON AVENUE, SUITE 300, ROCHESTER, NY, United States, 14604

Shares Details

Shares issued 4000000

Share Par Value 0.01

Type PAR VALUE

Central Index Key

CIK number Mailing Address Business Address Phone
1569139 180 SOUTH CLINTON AVE, SUITE 300, ROCHESTER, NY, 14604 180 SOUTH CLINTON AVE, SUITE 300, ROCHESTER, NY, 14604 585-935-5300

Filings since 2024-08-15

Form type 13F-HR
File number 028-17373
Filing date 2024-08-15
Reporting date 2024-06-30
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Filings since 2024-05-16

Form type 13F-HR
File number 028-17373
Filing date 2024-05-16
Reporting date 2024-03-31
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Filings since 2024-02-15

Form type 13F-HR
File number 028-17373
Filing date 2024-02-15
Reporting date 2023-12-31
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Filings since 2023-11-15

Form type 13F-HR
File number 028-17373
Filing date 2023-11-15
Reporting date 2023-09-30
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Filings since 2023-08-15

Form type 13F-HR
File number 028-17373
Filing date 2023-08-15
Reporting date 2023-06-30
File View File

Filings since 2023-05-15

Form type 13F-HR
File number 028-17373
Filing date 2023-05-15
Reporting date 2023-03-31
File View File

Filings since 2023-02-14

Form type 13F-HR
File number 028-17373
Filing date 2023-02-14
Reporting date 2022-12-31
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Filings since 2022-11-14

Form type 13F-HR
File number 028-17373
Filing date 2022-11-14
Reporting date 2022-09-30
File View File

Filings since 2022-08-15

Form type 13F-HR
File number 028-17373
Filing date 2022-08-15
Reporting date 2022-06-30
File View File

Filings since 2022-05-16

Form type 13F-HR
File number 028-17373
Filing date 2022-05-16
Reporting date 2022-03-31
File View File

Filings since 2022-02-15

Form type 13F-HR
File number 028-17373
Filing date 2022-02-15
Reporting date 2021-12-31
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Filings since 2021-11-15

Form type 13F-HR
File number 028-17373
Filing date 2021-11-15
Reporting date 2021-09-30
File View File

Filings since 2021-08-16

Form type 13F-HR
File number 028-17373
Filing date 2021-08-16
Reporting date 2021-06-30
File View File

Filings since 2021-05-14

Form type 13F-HR
File number 028-17373
Filing date 2021-05-14
Reporting date 2021-03-31
File View File

Filings since 2021-02-16

Form type 13F-HR
File number 028-17373
Filing date 2021-02-16
Reporting date 2020-12-31
File View File

Filings since 2020-11-16

Form type 13F-HR
File number 028-17373
Filing date 2020-11-16
Reporting date 2020-09-30
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Filings since 2020-08-13

Form type 13F-HR
File number 028-17373
Filing date 2020-08-13
Reporting date 2020-06-30
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Filings since 2020-05-15

Form type 13F-HR
File number 028-17373
Filing date 2020-05-15
Reporting date 2020-03-31
File View File

Filings since 2020-02-14

Form type 13F-HR
File number 028-17373
Filing date 2020-02-14
Reporting date 2019-12-31
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Filings since 2019-11-21

Form type 13F-HR
File number 028-17373
Filing date 2019-11-21
Reporting date 2019-09-30
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Filings since 2019-08-15

Form type 13F-HR
File number 028-17373
Filing date 2019-08-15
Reporting date 2019-06-30
File View File

Filings since 2019-05-16

Form type 13F-HR
File number 028-17373
Filing date 2019-05-16
Reporting date 2019-03-31
File View File

Filings since 2019-02-15

Form type 13F-HR
File number 028-17373
Filing date 2019-02-15
Reporting date 2018-12-31
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Filings since 2018-11-16

Form type 13F-HR
File number 028-17373
Filing date 2018-11-16
Reporting date 2018-09-30
File View File

Filings since 2018-08-15

Form type 13F-HR
File number 028-17373
Filing date 2018-08-15
Reporting date 2018-06-30
File View File

Filings since 2018-05-15

Form type 13F-HR
File number 028-17373
Filing date 2018-05-15
Reporting date 2018-03-31
File View File

Filings since 2018-02-16

Form type 13F-HR
File number 028-17373
Filing date 2018-02-16
Reporting date 2017-12-31
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Filings since 2017-11-15

Form type 13F-HR
File number 028-17373
Filing date 2017-11-15
Reporting date 2017-09-30
File View File

Filings since 2017-08-15

Form type 13F-HR
File number 028-17373
Filing date 2017-08-15
Reporting date 2017-06-30
File View File

Filings since 2017-05-15

Form type 13F-HR
File number 028-17373
Filing date 2017-05-15
Reporting date 2017-03-31
File View File

Filings since 2017-02-17

Form type 13F-HR
File number 028-17373
Filing date 2017-02-17
Reporting date 2016-12-31
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Filings since 2016-11-16

Form type 13F-HR
File number 028-17373
Filing date 2016-11-16
Reporting date 2016-09-30
File View File

Filings since 2016-08-15

Form type 13F-HR
File number 028-17373
Filing date 2016-08-15
Reporting date 2016-06-30
File View File

Filings since 2016-05-16

Form type 13F-HR
File number 028-17373
Filing date 2016-05-16
Reporting date 2016-03-31
File View File

Filings since 2016-02-17

Form type 13F-HR
File number 028-17373
Filing date 2016-02-17
Reporting date 2015-12-31
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form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
HIGH FALLS ADVISORS INC 401 K PROFIT SHARING PLAN TRUST 2016 461165286 2017-05-26 HIGH FALLS ADVISORS INC 24
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Three-digit plan number (PN) 001
Effective date of plan 2010-01-01
Business code 523900
Sponsor’s telephone number 5859355300
Plan sponsor’s address 36 W MAIN ST STE 322, ROCHESTER, NY, 146141701

Signature of

Role Plan administrator
Date 2017-05-26
Name of individual signing JAMES T. ENGLERT
HIGH FALLS ADVISORS INC 401 K PROFIT SHARING PLAN TRUST 2015 461165286 2016-06-27 HIGH FALLS ADVISORS INC 21
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2010-01-01
Business code 523900
Sponsor’s telephone number 5859355300
Plan sponsor’s address 36 W MAIN ST STE 322, ROCHESTER, NY, 146141701

Signature of

Role Plan administrator
Date 2016-06-27
Name of individual signing JAMES ENGLERT
HIGH FALLS ADVISORS INC 401 K PROFIT SHARING PLAN TRUST 2014 461165286 2015-06-23 HIGH FALLS ADVISORS INC 19
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2010-01-01
Business code 523900
Sponsor’s telephone number 5859355300
Plan sponsor’s address 36 W MAIN ST STE 322, ROCHESTER, NY, 146141701

Signature of

Role Plan administrator
Date 2015-06-23
Name of individual signing JAMES T. ENGLERT
HIGH FALLS ADVISORS INC 401 K PROFIT SHARING PLAN TRUST 2013 461165286 2014-05-23 HIGH FALLS ADVISORS INC 18
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2010-01-01
Business code 523900
Sponsor’s telephone number 5859355300
Plan sponsor’s address 36 W MAIN ST STE 322, ROCHESTER, NY, 146141701

Signature of

Role Plan administrator
Date 2014-05-23
Name of individual signing JAMES T. ENGLERT

DOS Process Agent

Name Role Address
HIGH FALLS ADVISORS, INC. DOS Process Agent attention kenneth burke, 180 S. CLINTON AVENUE, SUITE 300, ROCHESTER, NY, United States, 14604

Chief Executive Officer

Name Role Address
JAMES T. ENGLERT Chief Executive Officer 180 S. CLINTON AVENUE, SUITE 300, ROCHESTER, NY, United States, 14604

History

Start date End date Type Value
2023-01-26 2023-01-26 Shares Share type: PAR VALUE, Number of shares: 2000000, Par value: 0.01
2023-01-26 2023-01-26 Shares Share type: PAR VALUE, Number of shares: 4000000, Par value: 0.01
2020-01-16 2023-01-30 Address 180 S. CLINTON AVENUE, SUITE 300, ROCHESTER, NY, 14604, USA (Type of address: Chief Executive Officer)
2020-01-16 2023-01-30 Address 180 S. CLINTON AVENUE, SUITE 300, ROCHESTER, NY, 14604, USA (Type of address: Service of Process)
2012-10-09 2023-01-26 Shares Share type: PAR VALUE, Number of shares: 2000000, Par value: 0.01
2012-10-09 2020-01-16 Address 36 WESTMAIN STREET STE 322, ROCHESTER, NY, 14614, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
230130001195 2023-01-26 CERTIFICATE OF AMENDMENT 2023-01-26
201002061173 2020-10-02 BIENNIAL STATEMENT 2020-10-01
200116060331 2020-01-16 BIENNIAL STATEMENT 2018-10-01
121231000113 2012-12-31 CERTIFICATE OF MERGER 2012-12-31
121009000492 2012-10-09 CERTIFICATE OF INCORPORATION 2012-10-09

Date of last update: 07 Nov 2024

Sources: New York Secretary of State