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TWC-229862
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Office of Administrative Trials and Hearings
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Issued
|
Calendared
|
2024-08-20
|
7500
|
No data
|
On or before June 30 of each year but not later than six (6) months following the end of the licensee's fiscal year, all licensees must file a report on a form or computer format prescribed by the Commission, provided, however, that a micro-hauler licensee may satisfy this requirement by submitting such licensee's tax returns prepared by a certified public accountant. If the Commission requires a revision of the report after review by an auditor on the Commission's staff, an amended report must be submitted to the Commission no later than the date specified by the Commission. The Commission may require that the annual report include the financial statement described in Subdivision (e) of this section and other information and documents concerning the licensee's operations, including but not limited to: financial information reported on a calendar year basis, the management letter issued by the licensee's auditor to the licensee, and information concerning: affiliations with other licensees; organization and control of the licensee, corporate control over the licensee; corporations controlled by the licensee; officers and directors of the licensee; allocation of recyclables and non-recyclables; security holders of and voting powers within the licensee; subcontracting, management, engineering, and contracts of the licensee.
|
|
TWC-224993
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Office of Administrative Trials and Hearings
|
Issued
|
Settled
|
2022-09-20
|
5000
|
2022-10-19
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Failure to maintain or produce complete and accurate customer register in a format required by the Commission
|
|
TWC-218073
|
Office of Administrative Trials and Hearings
|
Issued
|
Settled
|
2019-10-11
|
500
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2019-10-17
|
An applicant for a license or a licensee must notify the commission within 10 (ten) Business days of any material change as defined in 17 RCNY 1-01 in the information submitted in an application or disclosure form submitted pursuant to this chapter .
|
|
TWC-216576
|
Office of Administrative Trials and Hearings
|
Issued
|
Settled
|
2018-12-07
|
2000
|
2019-03-06
|
Failed to timely submit annual financial statement
|
|
TWC-215222
|
Office of Administrative Trials and Hearings
|
Issued
|
Settled
|
2017-06-01
|
1000
|
2018-01-17
|
Failure to maintain annual financial statements in a format proscribed by the Commission
|
|
TWC-212642
|
Office of Administrative Trials and Hearings
|
Issued
|
Settled
|
2015-06-19
|
1000
|
2015-12-03
|
Failure to timely submit complete and accurate customer register
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