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NIV ASSET MANAGEMENT LLC

Company Details

Name: NIV ASSET MANAGEMENT LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 02 Dec 2013 (11 years ago)
Entity Number: 4494403
ZIP code: 10168
County: New York
Place of Formation: Delaware
Address: 122 EAST 42ND STREET, 18TH FLOOR, NEW YORK, NY, United States, 10168

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
NIV ASSET MANAGEMENT LLC 401(K) PLAN 2022 300932295 2023-07-31 NIV ASSET MANAGEMENT LLC 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2020-01-01
Business code 523900
Sponsor’s telephone number 9175131776
Plan sponsor’s address 1345 AVENUE OF THE AMERICAS 2ND FLR, NEW YORK, NY, 10105

Signature of

Role Plan administrator
Date 2023-07-31
Name of individual signing DEREK WEBB
NIV ASSET MANAGEMENT LLC 401(K) PLAN 2022 300932295 2023-06-15 NIV ASSET MANAGEMENT LLC 6
Three-digit plan number (PN) 001
Effective date of plan 2020-01-01
Business code 523900
Sponsor’s telephone number 9175131776
Plan sponsor’s address 1345 AVENUE OF THE AMERICAS 2ND FLR, NEW YORK, NY, 10105

Signature of

Role Plan administrator
Date 2023-06-15
Name of individual signing DEREK WEBB
NIV ASSET MANAGEMENT LLC 401(K) PLAN 2021 300932295 2022-09-26 NIV ASSET MANAGEMENT LLC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2020-01-01
Business code 523900
Sponsor’s telephone number 9175131776
Plan sponsor’s address 1345 AVENUE OF THE AMERICAS 2ND FLR, NEW YORK, NY, 10105

Signature of

Role Plan administrator
Date 2022-09-26
Name of individual signing DEREK WEBB
NIV ASSET MANAGEMENT LLC 401(K) PLAN 2020 300932295 2021-06-23 NIV ASSET MANAGEMENT LLC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2020-01-01
Business code 523900
Sponsor’s telephone number 9175131776
Plan sponsor’s address 1345 AVENUE OF THE AMERICAS, 2ND FL, NEW YORK, NY, 10105

Signature of

Role Plan administrator
Date 2021-06-23
Name of individual signing DEREK WEBB

DOS Process Agent

Name Role Address
NATIONAL CORPORATE RESEARCH, LTD. DOS Process Agent 122 EAST 42ND STREET, 18TH FLOOR, NEW YORK, NY, United States, 10168

History

Start date End date Type Value
2013-12-02 2019-11-27 Address 10 EAST 40TH STREET, 10TH FLOOR, NEW YORK, NY, 10016, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
SR-114168 2019-11-27 CERTIFICATE OF CHANGE 2019-11-27
140327000536 2014-03-27 CERTIFICATE OF PUBLICATION 2014-03-27
131202000442 2013-12-02 APPLICATION OF AUTHORITY 2013-12-02

Date of last update: 24 Nov 2024

Sources: New York Secretary of State