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  5. DJS GLOBAL ADVISORS, INC.

DJS GLOBAL ADVISORS, INC.

Company Details

Name: DJS GLOBAL ADVISORS, INC.
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 23 Jan 2014 (11 years ago)
Entity Number: 4517705
ZIP code: 12207
County: New York
Place of Formation: New York
Address: 80 STATE STREET, ALBANY, NY, United States, 12207
Principal Address: 745 FIFTH AVENUE, 33RD FLOOR, NEW YORK, NY, United States, 10151

Shares Details

Shares issued 200

Share Par Value 0

Type NO PAR VALUE

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
DJS GLOBAL ADVISORS, INC. DEFINED BENEFIT PENSION PLAN AND TRUST 2020 464638906 2021-10-12 DJS GLOBAL ADVISORS, INC. 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2014-01-01
Business code 541990
Sponsor’s telephone number 2129444433
Plan sponsor’s address 1375 BROADWAY, 15TH FLOOR, NEW YORK, NY, 10018

Plan administrator’s name and address
Administrator’s EIN 464638906
Plan administrator’s name DAVID J. STERN
Plan administrator’s address 1375 BROADWAY,, 15TH FLOOR, NEW YORK, NY, 10018

Signature of
Role Plan administrator
Date 2021-10-12
Name of individual signing DAVID J. STERN
DJS GLOBAL ADVISORS, INC. INCENTIVE SAVINGS PLAN AND TRUST 2020 464638906 2021-06-21 DJS GLOBAL ADVISORS, INC. 2
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2014-01-01
Business code 541990
Sponsor’s telephone number 2129444433
Plan sponsor’s address 1375 BROADWAY, 15TH FLOOR, NEW YORK, NY, 10018

Plan administrator’s name and address
Administrator’s EIN 464638906
Plan administrator’s name DAVID J. STERN
Plan administrator’s address 1375 BROADWAY, 15TH FLOOR, NEW YORK, NY, 10018

Signature of
Role Plan administrator
Date 2021-06-21
Name of individual signing DAVID J. STERN
DJS GLOBAL ADVISORS, INC. INCENTIVE SAVINGS PLAN AND TRUST 2019 464638906 2021-06-21 DJS GLOBAL ADVISORS, INC. 2
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2014-01-01
Business code 541990
Sponsor’s telephone number 2129444433
Plan sponsor’s address 1375 BROADWAY, 15TH FLOOR, NEW YORK, NY, 10018

Plan administrator’s name and address
Administrator’s EIN 464638906
Plan administrator’s name DAVID J. STERN
Plan administrator’s address 1375 BROADWAY, 15TH FLOOR, NEW YORK, NY, 10018

Signature of
Role Plan administrator
Date 2021-06-21
Name of individual signing DAVID J. STERN
DJS GLOBAL ADVISORS, INC. INCENTIVE SAVINGS PLAN AND TRUST 2019 464638906 2020-09-23 DJS GLOBAL ADVISORS, INC. 2
Three-digit plan number (PN) 002
Effective date of plan 2014-01-01
Business code 541990
Sponsor’s telephone number 2129444433
Plan sponsor’s address 1375 BROADWAY, 15TH FLOOR, NEW YORK, NY, 10018

Plan administrator’s name and address
Administrator’s EIN 464638906
Plan administrator’s name DAVID J. STERN
Plan administrator’s address 1375 BROADWAY, 15TH FLOOR, NEW YORK, NY, 10018

Signature of
Role Plan administrator
Date 2020-09-23
Name of individual signing DAVID J. STERN
DJS GLOBAL ADVISORS, INC. DEFINED BENEFIT PENSION PLAN AND TRUST 2019 464638906 2020-09-29 DJS GLOBAL ADVISORS, INC. 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2014-01-01
Business code 541990
Sponsor’s telephone number 2129444433
Plan sponsor’s address 1375 BROADWAY, 15TH FLOOR, NEW YORK, NY, 10018

Plan administrator’s name and address
Administrator’s EIN 464638906
Plan administrator’s name DAVID J. STERN
Plan administrator’s address 1375 BROADWAY,, 15TH FLOOR, NEW YORK, NY, 10018

Signature of
Role Plan administrator
Date 2020-09-29
Name of individual signing DAVID J. STERN
DJS GLOBAL ADVISORS, INC. DEFINED BENEFIT PENSION PLAN AND TRUST 2018 464638906 2019-03-18 DJS GLOBAL ADVISORS, INC. 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2014-01-01
Business code 541990
Sponsor’s telephone number 2129444433
Plan sponsor’s address 1375 BROADWAY, 15TH FLOOR, NEW YORK, NY, 10018

Plan administrator’s name and address
Administrator’s EIN 464638906
Plan administrator’s name DAVID J. STERN
Plan administrator’s address 1375 BROADWAY,, 15TH FLOOR, NEW YORK, NY, 10018

Signature of
Role Plan administrator
Date 2019-03-18
Name of individual signing DAVID J. STERN
DJS GLOBAL ADVISORS, INC. INCENTIVE SAVINGS PLAN AND TRUST 2018 464638906 2019-03-14 DJS GLOBAL ADVISORS, INC. 2
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2014-01-01
Business code 541990
Sponsor’s telephone number 2129444433
Plan sponsor’s address 1375 BROADWAY, 15TH FLOOR, NEW YORK, NY, 10018

Plan administrator’s name and address
Administrator’s EIN 464638906
Plan administrator’s name DAVID J. STERN
Plan administrator’s address 1375 BROADWAY, 15TH FLOOR, NEW YORK, NY, 10018

Signature of
Role Plan administrator
Date 2019-03-14
Name of individual signing DAVID J. STERN
DJS GLOBAL ADVISORS, INC. DEFINED BENEFIT PENSION PLAN AND TRUST 2017 464638906 2018-03-19 DJS GLOBAL ADVISORS, INC. 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2014-01-01
Business code 541990
Sponsor’s telephone number 2129444433
Plan sponsor’s address 1375 BROADWAY, 15TH FLOOR, NEW YORK, NY, 10018

Plan administrator’s name and address
Administrator’s EIN 464638906
Plan administrator’s name DAVID J. STERN
Plan administrator’s address 1375 BROADWAY,, 15TH FLOOR, NEW YORK, NY, 10018

Signature of
Role Plan administrator
Date 2018-03-19
Name of individual signing DAVID J. STERN
DJS GLOBAL ADVISORS, INC. INCENTIVE SAVINGS PLAN AND TRUST 2017 464638906 2018-03-12 DJS GLOBAL ADVISORS, INC. 2
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2014-01-01
Business code 541990
Sponsor’s telephone number 2129444433
Plan sponsor’s address 1375 BROADWAY, 15TH FLOOR, NEW YORK, NY, 10018

Plan administrator’s name and address
Administrator’s EIN 464638906
Plan administrator’s name DAVID J. STERN
Plan administrator’s address 1375 BROADWAY, 15TH FLOOR, NEW YORK, NY, 10018

Signature of
Role Plan administrator
Date 2018-03-12
Name of individual signing DAVID J. STERN
DJS GLOBAL ADVISORS, INC. INCENTIVE SAVINGS PLAN AND TRUST 2016 464638906 2017-07-24 DJS GLOBAL ADVISORS, INC. 2
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2014-01-01
Business code 541990
Sponsor’s telephone number 2129444433
Plan sponsor’s address 1375 BROADWAY, 15TH FLOOR, NEW YORK, NY, 10018

Plan administrator’s name and address
Administrator’s EIN 464638906
Plan administrator’s name DAVID J. STERN
Plan administrator’s address 1375 BROADWAY, 15TH FLOOR, NEW YORK, NY, 10018

Signature of
Role Plan administrator
Date 2017-07-24
Name of individual signing DAVID J. STERN

Chief Executive Officer

Name Role Address
DAVID J. STERN Chief Executive Officer 745 FIFTH AVENUE, 33RD FLOOR, NEW YORK, NY, United States, 10151

DOS Process Agent

Name Role Address
CORPORATION SERVICE COMPANY DOS Process Agent 80 STATE STREET, ALBANY, NY, United States, 12207

Filings

Filing Number Date Filed Type Effective Date
200109060187 2020-01-09 BIENNIAL STATEMENT 2020-01-01
180102007728 2018-01-02 BIENNIAL STATEMENT 2018-01-01
161128006306 2016-11-28 BIENNIAL STATEMENT 2016-01-01
140123000017 2014-01-23 CERTIFICATE OF INCORPORATION 2014-01-23

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745 FIFTH AVENUE, 33RD FLOOR, NEW YORK, NY, United States, 10151

TARA KEMPER LTD.

Date of last update: 24 Nov 2024

Sources: New York Secretary of State

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