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REDBURN (USA) LLC

Company Details

Name: REDBURN (USA) LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 07 Apr 2014 (11 years ago)
Entity Number: 4557350
ZIP code: 10017
County: New York
Place of Formation: Delaware
Address: ATTN: CHIEF COMPLIANCE OFFICER, 565 FIFTH AVENUE, 26TH FLOOR, NEW YORK, NY, United States, 10017

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
REDBURN (USA) LLC 401(K) PLAN 2023 204658658 2024-06-13 REDBURN (USA) LLC 37
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523120
Sponsor’s telephone number 2128037315
Plan sponsor’s address 461 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY, 10017

Signature of

Role Plan administrator
Date 2024-06-13
Name of individual signing MITCHELL N. LOWENTHAL
Role Employer/plan sponsor
Date 2024-06-13
Name of individual signing MITCHELL N. LOWENTHAL
REDBURN (USA) LLC 401(K) PLAN 2022 204658658 2023-06-01 REDBURN (USA) LLC 32
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523120
Sponsor’s telephone number 2128037315
Plan sponsor’s address 461 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY, 10017

Signature of

Role Plan administrator
Date 2023-06-01
Name of individual signing MITCHELL N. LOWENTHAL
REDBURN (USA) LLC 401(K) PLAN 2021 204658658 2022-05-04 REDBURN (USA) LLC 30
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523120
Sponsor’s telephone number 2128037315
Plan sponsor’s address 461 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY, 10017

Signature of

Role Plan administrator
Date 2022-05-04
Name of individual signing MITCHELL N. LOWENTHAL
REDBURN (USA) LLC 401(K) PLAN 2020 204658658 2021-05-27 REDBURN (USA) LLC 28
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523120
Sponsor’s telephone number 2128037312
Plan sponsor’s address 565 FIFTH AVENUE, 26TH FLOOR, NEW YORK, NY, 10017

Signature of

Role Plan administrator
Date 2021-05-27
Name of individual signing MITCHELL N. LOWENTHAL
Role Employer/plan sponsor
Date 2021-05-27
Name of individual signing MITCHELL N. LOWENTHAL
REDBURN (USA) LLC 401(K) PLAN 2019 204658658 2020-05-28 REDBURN (USA) LLC 29
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523120
Sponsor’s telephone number 2128037312
Plan sponsor’s address 565 FIFTH AVENUE, 26TH FLOOR, NEW YORK, NY, 10017

Signature of

Role Plan administrator
Date 2020-05-28
Name of individual signing MITCHELL N. LOWENTHAL
Role Employer/plan sponsor
Date 2020-05-28
Name of individual signing MITCHELL N. LOWENTHAL
REDBURN (USA) LLC 401(K) PLAN 2018 204658658 2019-06-14 REDBURN (USA) LLC 26
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523120
Sponsor’s telephone number 2128037312
Plan sponsor’s address 565 FIFTH AVENUE, 26TH FLOOR, NEW YORK, NY, 10017

Signature of

Role Plan administrator
Date 2019-06-14
Name of individual signing MITCHELL N. LOWENTHAL
REDBURN (USA) LLC 401(K) PLAN 2017 204658658 2018-07-11 REDBURN (USA) LLC 27
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523120
Sponsor’s telephone number 2128037312
Plan sponsor’s address 565 FIFTH AVENUE, 26TH FLOOR, NEW YORK, NY, 10017

Signature of

Role Plan administrator
Date 2018-07-11
Name of individual signing SONICA KEARNEY
Role Employer/plan sponsor
Date 2018-07-11
Name of individual signing SONICA KEARNEY

DOS Process Agent

Name Role Address
THE LLC DOS Process Agent ATTN: CHIEF COMPLIANCE OFFICER, 565 FIFTH AVENUE, 26TH FLOOR, NEW YORK, NY, United States, 10017

Filings

Filing Number Date Filed Type Effective Date
170622000245 2017-06-22 CERTIFICATE OF AMENDMENT 2017-06-22
140613000094 2014-06-13 CERTIFICATE OF PUBLICATION 2014-06-13
140407000134 2014-04-07 APPLICATION OF AUTHORITY 2014-04-07

Date of last update: 24 Nov 2024

Sources: New York Secretary of State