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JOHN G. ULLMAN & ASSOCIATES, INC.

Company Details

Name: JOHN G. ULLMAN & ASSOCIATES, INC.
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 28 Aug 1978 (46 years ago) (Companies founded in August 1978)
Entity Number: 463091
ZIP code: 14830 (Companies in Steuben, 14830)
County: Steuben
Place of Formation: New York
Principal Address: 51 E MARKET ST, CORNING, NY, United States, 14830
Address: 51 E MARKET ST, PO BOX 1424, CORNING, NY, United States, 14830

Shares Details

Shares issued 80

Share Par Value 2500

Type PAR VALUE

Central Index Key

CIK number Mailing Address Business Address Phone
919530 51 EAST MARKET STREET, P O BOX 1424, CORNING, NY, 14830 51 EAST MARKET STREET, P O BOX 1424, CORNING, NY, 14830 6079363785

Filings since 2024-08-08

Form type 13F-HR
File number 028-03893
Filing date 2024-08-08
Reporting date 2024-06-30
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Form type 13F-HR
File number 028-03893
Filing date 2024-05-06
Reporting date 2024-03-31
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Form type 13F-HR
File number 028-03893
Filing date 2024-01-31
Reporting date 2023-12-31
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Form type 13F-HR
File number 028-03893
Filing date 2023-11-01
Reporting date 2023-09-30
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Form type 13F-HR
File number 028-03893
Filing date 2023-08-21
Reporting date 2023-06-30
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Form type 13F-HR
File number 028-03893
Filing date 2023-05-05
Reporting date 2023-03-31
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Form type 13F-HR
File number 028-03893
Filing date 2023-02-08
Reporting date 2022-12-31
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Form type 13F-HR
File number 028-03893
Filing date 2022-10-19
Reporting date 2022-09-30
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Form type 13F-HR
File number 028-03893
Filing date 2022-07-27
Reporting date 2022-06-30
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Form type 13F-HR
File number 028-03893
Filing date 2022-04-29
Reporting date 2022-03-31
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Form type 13F-HR
File number 028-03893
Filing date 2022-01-26
Reporting date 2021-12-31
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Form type 13F-HR
File number 028-03893
Filing date 2021-11-02
Reporting date 2021-09-30
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Form type 13F-HR
File number 028-03893
Filing date 2021-07-23
Reporting date 2021-06-30
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Form type 13F-HR
File number 028-03893
Filing date 2021-04-22
Reporting date 2021-03-31
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Form type 13F-HR
File number 028-03893
Filing date 2021-02-05
Reporting date 2020-12-31
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Form type 13F-HR
File number 028-03893
Filing date 2020-11-06
Reporting date 2020-09-30
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Form type 13F-HR
File number 028-03893
Filing date 2020-07-29
Reporting date 2020-06-30
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Form type 13F-HR
File number 028-03893
Filing date 2020-04-14
Reporting date 2020-03-31
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Form type 13F-HR
File number 028-03893
Filing date 2020-01-29
Reporting date 2019-12-31
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Form type 13F-HR
File number 028-03893
Filing date 2019-10-21
Reporting date 2019-09-30
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Form type 13F-HR
File number 028-03893
Filing date 2019-08-02
Reporting date 2019-06-30
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Form type 13F-HR
File number 028-03893
Filing date 2019-04-30
Reporting date 2019-03-31
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Form type 13F-HR
File number 028-03893
Filing date 2019-01-29
Reporting date 2018-12-31
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Form type 13F-HR
File number 028-03893
Filing date 2018-11-02
Reporting date 2018-09-30
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Form type 13F-HR
File number 028-03893
Filing date 2018-07-23
Reporting date 2018-06-30
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Form type 13F-HR
File number 028-03893
Filing date 2018-04-19
Reporting date 2018-03-31
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Form type 13F-HR
File number 028-03893
Filing date 2018-01-31
Reporting date 2017-12-31
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Form type SC 13G
Filing date 2018-01-30
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Form type 13F-HR
File number 028-03893
Filing date 2017-11-03
Reporting date 2017-09-30
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Form type 13F-HR
File number 028-03893
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Reporting date 2017-06-30
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Form type 13F-HR
File number 028-03893
Filing date 2017-04-25
Reporting date 2017-03-31
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Form type 13F-HR
File number 028-03893
Filing date 2017-01-20
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Form type 13F-HR
File number 028-03893
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Form type 13F-HR
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Form type 13F-HR
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File number 028-03893
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Form type 13F-HR
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File number 028-03893
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Form type 13F-HR
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Form type 13F-HR
File number 028-03893
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Form type 13F-HR
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Filing date 1999-05-03
Reporting date 1999-03-31

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Form type SC 13G
Filing date 1999-02-16

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
JOHN G. ULLMAN & ASSOCIATES, INC 401(K) PLAN 2023 161113141 2024-05-16 JOHN G. ULLMAN & ASSOCIATES, INC. 90
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2014-01-01
Business code 523900
Sponsor’s telephone number 6079363785
Plan sponsor’s address 51 E. MARKET ST., PO BOX 1424, CORNING, NY, 14830

Signature of

Role Plan administrator
Date 2024-05-16
Name of individual signing CONNIE J MALONE
Role Employer/plan sponsor
Date 2024-05-16
Name of individual signing CONNIE J MALONE
JOHN G. ULLMAN & ASSOCIATES, INC 401(K) PLAN 2022 161113141 2023-05-24 JOHN G. ULLMAN & ASSOCIATES, INC. 90
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2014-01-01
Business code 523900
Sponsor’s telephone number 6079363785
Plan sponsor’s address 51 E. MARKET ST., PO BOX 1424, CORNING, NY, 14830

Signature of

Role Plan administrator
Date 2023-05-24
Name of individual signing CONNIE MALONE
JOHN G. ULLMAN & ASSOCIATES, INC 401(K) PLAN 2021 161113141 2022-06-13 JOHN G. ULLMAN & ASSOCIATES, INC. 80
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2014-01-01
Business code 523900
Sponsor’s telephone number 6079363785
Plan sponsor’s address 51 E. MARKET ST., PO BOX 1424, CORNING, NY, 14830

Signature of

Role Plan administrator
Date 2022-06-13
Name of individual signing CONNIE J. MALONE
JOHN G. ULLMAN & ASSOCIATES, INC 401(K) PLAN 2020 161113141 2021-05-20 JOHN G. ULLMAN & ASSOCIATES, INC. 88
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2014-01-01
Business code 523900
Sponsor’s telephone number 6079363785
Plan sponsor’s address 51 E. MARKET ST., PO BOX 1424, CORNING, NY, 14830

Signature of

Role Plan administrator
Date 2021-05-20
Name of individual signing CONNIE J. MALONE
JOHN G. ULLMAN & ASSOCIATES, INC 401(K) PLAN 2019 161113141 2020-05-19 JOHN G. ULLMAN & ASSOCIATES, INC. 80
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2014-01-01
Business code 523900
Sponsor’s telephone number 6079363785
Plan sponsor’s address 51 E. MARKET ST., PO BOX 1424, CORNING, NY, 14830

Signature of

Role Plan administrator
Date 2020-05-19
Name of individual signing CONNIE J. MALONE
JOHN G. ULLMAN & ASSOCIATES, INC 401(K) PLAN 2018 161113141 2019-05-28 JOHN G. ULLMAN & ASSOCIATES, INC. 71
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2014-01-01
Business code 523900
Sponsor’s telephone number 6079363785
Plan sponsor’s address 51 E. MARKET ST., PO BOX 1424, CORNING, NY, 14830

Signature of

Role Plan administrator
Date 2019-05-28
Name of individual signing CONNIE J. MALONE
Role Employer/plan sponsor
Date 2019-05-28
Name of individual signing CONNIE J. MALONE
JOHN G. ULLMAN & ASSOCIATES, INC 401(K) PLAN 2017 161113141 2018-05-21 JOHN G. ULLMAN & ASSOCIATES, INC. 63
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2014-01-01
Business code 523900
Sponsor’s telephone number 6079363785
Plan sponsor’s address 51 E. MARKET ST., PO BOX 1424, CORNING, NY, 14830

Signature of

Role Plan administrator
Date 2018-05-21
Name of individual signing CONNIE MALONE
JOHN G. ULLMAN & ASSOCIATES, INC 401(K) PLAN 2016 161113141 2017-06-13 JOHN G. ULLMAN & ASSOCIATES, INC 62
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2014-01-01
Business code 523900
Sponsor’s telephone number 6079363785
Plan sponsor’s address 51 E. MARKET ST., PO BOX 1424, CORNING, NY, 14830

Signature of

Role Plan administrator
Date 2017-06-13
Name of individual signing CONNIE J. MALONE
JOHN G. ULLMAN & ASSOCIATES, INC 401(K) PLAN 2015 161113141 2016-06-08 JOHN G. ULLMAN & ASSOCIATES, INC 59
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2014-01-01
Business code 523900
Sponsor’s telephone number 6079363785
Plan sponsor’s address 51 E. MARKET ST., PO BOX 1424, CORNING, NY, 14830

Signature of

Role Plan administrator
Date 2016-06-08
Name of individual signing CONNIE MALONE
Role Employer/plan sponsor
Date 2016-06-08
Name of individual signing CONNIE MALONE
JOHN G. ULLMAN & ASSOCIATES, INC 401(K) PLAN 2014 161113141 2015-07-01 JOHN G. ULLMAN & ASSOCIATES, INC 57
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2014-01-01
Business code 523900
Sponsor’s telephone number 6079363785
Plan sponsor’s address 51 E. MARKET ST., PO BOX 1424, CORNING, NY, 14830

Signature of

Role Plan administrator
Date 2015-07-01
Name of individual signing JERRY L HORTON

DOS Process Agent

Name Role Address
JOHN G. ULLMAN & ASSOCIATES, INC. DOS Process Agent 51 E MARKET ST, PO BOX 1424, CORNING, NY, United States, 14830

Chief Executive Officer

Name Role Address
JOHN G. ULLMAN Chief Executive Officer 51 E MARKET ST, PO BOX 1424, CORNING, NY, United States, 14830

History

Start date End date Type Value
2024-08-07 2024-08-07 Address 51 E MARKET ST / PO BOX 14, CORNING, NY, 14830, USA (Type of address: Chief Executive Officer)
2024-08-07 2024-08-07 Address 51 E MARKET ST, PO BOX 1424, CORNING, NY, 14830, USA (Type of address: Chief Executive Officer)
2023-08-14 2024-08-07 Shares Share type: NO PAR VALUE, Number of shares: 5000, Par value: 0
2020-08-03 2024-08-07 Address 51 E MARKET ST / PO BOX 14, CORNING, NY, 14830, USA (Type of address: Chief Executive Officer)
2008-08-08 2024-08-07 Address 51 E MARKET STREET, PO BOX 1424, CORNING, NY, 14830, USA (Type of address: Service of Process)
2002-08-05 2020-08-03 Address 51 E MARKET ST / PO BOX 1424, CORNING, NY, 14830, USA (Type of address: Chief Executive Officer)
1993-05-10 2002-08-05 Address PO BOX 1424, 94 CEDAR STREET, CORNING, NY, 14830, USA (Type of address: Principal Executive Office)
1993-05-10 2008-08-08 Address PO BOX 1424, CORNING, NY, 14830, USA (Type of address: Service of Process)
1993-05-10 2002-08-05 Address PO BOX 1424, 94 CEDAR STREET, CORNING, NY, 14830, USA (Type of address: Chief Executive Officer)
1992-11-18 2023-08-14 Shares Share type: NO PAR VALUE, Number of shares: 5000, Par value: 0

Filings

Filing Number Date Filed Type Effective Date
240807000333 2024-08-07 BIENNIAL STATEMENT 2024-08-07
220816002440 2022-08-16 BIENNIAL STATEMENT 2022-08-01
200803062386 2020-08-03 BIENNIAL STATEMENT 2020-08-01
180802007052 2018-08-02 BIENNIAL STATEMENT 2018-08-01
20180202097 2018-02-02 ASSUMED NAME LLC INITIAL FILING 2018-02-02
160805006570 2016-08-05 BIENNIAL STATEMENT 2016-08-01
140825006041 2014-08-25 BIENNIAL STATEMENT 2014-08-01
120824002260 2012-08-24 BIENNIAL STATEMENT 2012-08-01
100824002897 2010-08-24 BIENNIAL STATEMENT 2010-08-01
091109000455 2009-11-09 CERTIFICATE OF MERGER 2009-11-09

Date of last update: 16 Nov 2024

Sources: New York Secretary of State