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H.C. WAINWRIGHT & CO., LLC

Company Details

Name: H.C. WAINWRIGHT & CO., LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 23 Mar 2016 (9 years ago)
Entity Number: 4917961
County: New York
Place of Formation: Delaware
Address: 430 PARK AVENUE, 4TH FLOOR, NEW YORK, NY, United States, 10022
Address ZIP Code: 10022

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
H.C. WAINWRIGHT & CO. LLC 401(K) PLAN 2023 043104484 2024-07-29 H.C. WAINWRIGHT & CO. LLC 100
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2015-01-01
Business code 523120
Sponsor’s telephone number 2123560509
Plan sponsor’s address 430 PARK AVE 4TH FLOOR, NEW YORK, NY, 10022
H.C. WAINWRIGHT & CO. LLC 401(K) PLAN 2022 043104484 2023-05-22 H.C. WAINWRIGHT & CO. LLC 108
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2015-01-01
Business code 523120
Sponsor’s telephone number 2123560509
Plan sponsor’s address 430 PARK AVE 4TH FLOOR, NEW YORK, NY, 10022
H.C. WAINWRIGHT & CO. LLC 401(K) PLAN 2021 043104484 2022-07-20 H.C. WAINWRIGHT & CO. LLC 89
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2015-01-01
Business code 523120
Sponsor’s telephone number 2123560509
Plan sponsor’s address 430 PARK AVE 4TH FLOOR, NEW YORK, NY, 10022
H.C. WAINWRIGHT & CO. LLC 401(K) PLAN 2020 043104484 2021-10-12 H.C. WAINWRIGHT & CO. LLC 77
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2015-01-01
Business code 523120
Sponsor’s telephone number 2123560509
Plan sponsor’s address 430 PARK AVE 4TH FLOOR, NEW YORK, NY, 10022
H.C. WAINWRIGHT & CO. LLC 401(K) PLAN 2019 043104484 2020-07-24 H.C. WAINWRIGHT & CO. LLC 69
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2015-01-01
Business code 523120
Sponsor’s telephone number 2123560509
Plan sponsor’s address 430 PARK AVE 4TH FLOOR, NEW YORK, NY, 10022
H.C. WAINWRIGHT & CO. LLC 401(K) PLAN 2018 043104484 2019-05-01 H.C. WAINWRIGHT & CO. LLC 55
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2015-01-01
Business code 523120
Sponsor’s telephone number 2123560509
Plan sponsor’s address 430 PARK AVE 4TH FLOOR, NEW YORK, NY, 10022
H.C. WAINWRIGHT & CO. LLC 401(K) PLAN 2017 043104484 2018-04-26 H.C. WAINWRIGHT & CO. LLC 45
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2015-01-01
Business code 523120
Sponsor’s telephone number 2123560509
Plan sponsor’s address 430 PARK AVE 4TH FLOOR, NEW YORK, NY, 10022
H.C. WAINWRIGHT & CO. LLC 401(K) PLAN 2016 043104484 2017-07-20 H.C. WAINWRIGHT & CO. LLC 54
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2015-01-01
Business code 523120
Sponsor’s telephone number 2123560509
Plan sponsor’s address 430 PARK AVE 4TH FLOOR, NEW YORK, NY, 10022
H.C. WAINWRIGHT & CO. LLC 401(K) PLAN 2015 043104484 2016-03-24 H.C. WAINWRIGHT & CO. LLC 0
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2015-01-01
Business code 523120
Sponsor’s telephone number 2123560509
Plan sponsor’s address 430 PARK AVE 4TH FLOOR, NEW YORK, NY, 10022

DOS Process Agent

Name Role Address
THE LLC DOS Process Agent 430 PARK AVENUE, 4TH FLOOR, NEW YORK, NY, United States, 10022

Filings

Filing Number Date Filed Type Effective Date
210520060076 2021-05-20 BIENNIAL STATEMENT 2020-03-01
160519000521 2016-05-19 CERTIFICATE OF PUBLICATION 2016-05-19
160323000623 2016-03-23 APPLICATION OF AUTHORITY 2016-03-23

Related by officers

THE LLC

HITTERZZ, LLC PLJ PROPERTIES, LLC 7119 20TH AVE. LLC THE TALLY-HO INN, LLC HAGOP TANKIAN LLC NEXIS REALTY GROUP, LLC KILBORN LLC BKN PROPERTIES, LLC COTTON TEES, LLC PLAYDATE 4 YOU LLC

Related by address

430 PARK AVENUE, 4TH FLOOR, NEW YORK, NY, United States, 10022

ACUMEN BIOVENTURES LLC BDHD II LLC CUTTER MC LLC RODMAN & RENSHAW, LLC OF DELAWARE RR CONFERENCE MANAGEMENT LLC STOCKBLOCK LLC STOCKBLOCK SECURITIES LLC H. C. WAINWRIGHT & CO., INC. ICOH LLC

Date of last update: 05 Nov 2024

Sources: New York Secretary of State

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