SEAPORT CAPITAL, LLC 401(K) PROFIT SHARING PLAN & TRUST
|
2015
|
223705790
|
2018-11-03
|
SEAPORT CAPITAL, LLC
|
11
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2000-01-01
|
Business code |
523900
|
Sponsor’s telephone number |
2128478900
|
Plan sponsor’s
address |
40 FULTON ST STE 2700, NEW YORK, NY, 100381850
|
Signature of
Role |
Plan administrator |
Date |
2018-11-03 |
Name of individual signing |
HOWARD KAUFMAN |
|
Role |
Employer/plan sponsor |
Date |
2018-11-03 |
Name of individual signing |
HOWARD KAUFMAN |
|
|
SEAPORT CAPITAL, LLC 401(K) PROFIT SHARING PLAN & TRUST
|
2015
|
223705790
|
2016-07-29
|
SEAPORT CAPITAL, LLC
|
11
|
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2000-01-01
|
Business code |
523900
|
Sponsor’s telephone number |
2128478921
|
Plan sponsor’s
address |
40 FULTON ST STE 2700, NEW YORK, NY, 100381850
|
Signature of
Role |
Plan administrator |
Date |
2016-07-29 |
Name of individual signing |
HOWARD KAUFMAN |
|
Role |
Employer/plan sponsor |
Date |
2016-07-29 |
Name of individual signing |
HOWARD KAUFMAN |
|
|
SEAPORT CAPITAL, LLC 401(K) PROFIT SHARING PLAN & TRUST
|
2014
|
223705790
|
2018-11-02
|
SEAPORT CAPITAL, LLC
|
11
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2000-01-01
|
Business code |
523900
|
Sponsor’s telephone number |
2128478900
|
Plan
sponsor’s DBA name |
SEAPORT CAPITAL, LLC
|
Plan sponsor’s
address |
40 FULTON STREET, SUITE 2700, NEW YORK, NY, 11803
|
Signature of
Role |
Plan administrator |
Date |
2018-11-02 |
Name of individual signing |
HOWARD KAUFMAN |
|
Role |
Employer/plan sponsor |
Date |
2018-11-02 |
Name of individual signing |
HOWARD KAUFMAN |
|
|
SEAPORT CAPITAL LLC 401 K PROFIT SHARING PLAN TRUST
|
2014
|
223705790
|
2015-09-30
|
SEAPORT CAPITAL LLC
|
12
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2000-01-01
|
Business code |
523900
|
Sponsor’s telephone number |
2128478921
|
Plan sponsor’s
address |
40 FULTON ST FL, SUITE 2700, NEW YORK, NY, 100381893
|
Signature of
Role |
Plan administrator |
Date |
2015-09-30 |
Name of individual signing |
HOWARD KAUFMAN |
|
|
SEAPORT CAPITAL LLC 401 K PROFIT SHARING PLAN TRUST
|
2013
|
223705790
|
2014-07-08
|
SEAPORT CAPITAL LLC
|
13
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2000-01-01
|
Business code |
523900
|
Sponsor’s telephone number |
2128478921
|
Plan sponsor’s
address |
40 FULTON ST FL, SUITE 2700, NEW YORK, NY, 100381893
|
Signature of
Role |
Plan administrator |
Date |
2014-07-08 |
Name of individual signing |
HOWARD KAUFMAN |
|
|
SEAPORT CAPITAL LLC 401 K PROFIT SHARING PLAN TRUST
|
2012
|
223705790
|
2013-07-24
|
SEAPORT CAPITAL LLC
|
12
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2000-01-01
|
Business code |
523900
|
Sponsor’s telephone number |
2128478921
|
Plan sponsor’s
address |
40 FULTON ST FL, SUITE 2700, NEW YORK, NY, 100381893
|
Signature of
Role |
Plan administrator |
Date |
2013-07-24 |
Name of individual signing |
SEAPORT CAPITAL LLC |
|
|
SEAPORT CAPITAL, LLC 401(K) PLAN
|
2010
|
223705790
|
2011-07-25
|
SEAPORT CAPITAL, LLC
|
14
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2000-04-01
|
Business code |
523900
|
Sponsor’s telephone number |
2128478900
|
Plan sponsor’s
address |
40 FULTON STREET, NEW YORK, NY, 10038
|
Plan administrator’s name and address
Administrator’s EIN |
223705790 |
Plan administrator’s name |
SEAPORT CAPITAL, LLC |
Plan administrator’s
address |
40 FULTON STREET, NEW YORK, NY, 10038 |
Administrator’s telephone number |
2128478900 |
Signature of
Role |
Plan administrator |
Date |
2011-07-25 |
Name of individual signing |
HOWARD KAUFMAN |
|
Role |
Employer/plan sponsor |
Date |
2011-07-25 |
Name of individual signing |
HOWARD KAUFMAN |
|
|
SEAPORT CAPITAL, LLC 401(K) PLAN
|
2009
|
223705790
|
2010-09-08
|
SEAPORT CAPITAL, LLC
|
14
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2000-04-01
|
Business code |
523900
|
Sponsor’s telephone number |
2128478900
|
Plan sponsor’s mailing address |
40 FULTON STREET, NEW YORK, NY, 10038
|
Plan sponsor’s
address |
199 WATER STREET, 20TH FLOOR, NEW YORK, NY, 10038
|
Plan administrator’s name and address
Administrator’s EIN |
223705790 |
Plan administrator’s name |
SEAPORT CAPITAL, LLC |
Plan administrator’s
address |
40 FULTON STREET, NEW YORK, NY, 10038 |
Administrator’s telephone number |
2128478900 |
Number of participants as of the end of the plan year
Active participants |
12 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
2 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
13 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2010-09-08 |
Name of individual signing |
HOWARD KAUFMAN |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2010-09-08 |
Name of individual signing |
HOWARD KAUFMAN |
Valid signature |
Filed with authorized/valid electronic signature |
|
|