FRANK CRYSTAL & CO. INC, NY

Links between entities

Type	Company Name	Company Number	State
Headquarter of	FRANK CRYSTAL & CO. INC.	000-937-164	Alabama
Headquarter of	FRANK CRYSTAL & CO. INC.	1086187	CONNECTICUT
Headquarter of	FRANK CRYSTAL & CO. INC.	559709	IDAHO
Headquarter of	FRANK CRYSTAL & CO. INC.	0487557	KENTUCKY
Headquarter of	FRANK CRYSTAL & CO. INC.	CORP_68863171	ILLINOIS
Headquarter of	FRANK CRYSTAL & CO. INC.	ca57ac10-a5d4-e011-a886-001ec94ffe7f	MINNESOTA

form 5500

Plan Name

Plan Year

EIN/PN

Received

Sponsor

Total number of participants

FRANK CRYSTAL & CO., INC. 401(K)/PROFIT SHARING PLAN

2011

135552477

2012-09-14

FRANK CRYSTAL & CO., INC.

456

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	1982-01-01
Business code	524210
Sponsor’s telephone number	2123442444
Plan sponsor’s mailing address	FINANCIAL SQUARE, 32 OLD SLIP FL 18, NEW YORK, NY, 10005
Plan sponsor’s address	FINANCIAL SQUARE, 32 OLD SLIP FL 18, NEW YORK, NY, 10005

Plan administrator’s name and address

Administrator’s EIN	135552477
Plan administrator’s name	FRANK CRYSTAL & CO., INC.
Plan administrator’s address	FINANCIAL SQUARE, 32 OLD SLIP FL 18, NEW YORK, NY, 10005
Administrator’s telephone number	2123442444

Number of participants as of the end of the plan year

Active participants	379
Retired or separated participants receiving benefits	0
Other retired or separated participants entitled to future benefits	74
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2
Number of participants with account balances as of the end of the plan year	346
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	12

Signature of

Role	Plan administrator
Date	2012-09-14
Name of individual signing	ROBERT CRAFA
Valid signature	Filed with authorized/valid electronic signature

Role	Employer/plan sponsor
Date	2012-09-14
Name of individual signing	SANFORD CRYSTAL
Valid signature	Filed with authorized/valid electronic signature

FRANK CRYSTAL & CO., INC. 401(K)/PROFIT SHARING PLAN

2010

135552477

2011-10-07

FRANK CRYSTAL & CO., INC.

475

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	1982-01-01
Business code	524210
Sponsor’s telephone number	2123442444
Plan sponsor’s mailing address	FINANCIAL SQUARE, 32 OLD SLIP FL 18, NEW YORK, NY, 10005
Plan sponsor’s address	FINANCIAL SQUARE, 32 OLD SLIP FL 18, NEW YORK, NY, 10005

Plan administrator’s name and address

Administrator’s EIN	135552477
Plan administrator’s name	FRANK CRYSTAL & CO., INC.
Plan administrator’s address	FINANCIAL SQUARE, 32 OLD SLIP FL 18, NEW YORK, NY, 10005
Administrator’s telephone number	2123442444

Number of participants as of the end of the plan year

Active participants	381
Retired or separated participants receiving benefits	0
Other retired or separated participants entitled to future benefits	72
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits	3
Number of participants with account balances as of the end of the plan year	340
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	13

Signature of

Role	Plan administrator
Date	2011-10-07
Name of individual signing	ROBERT CRAFA
Valid signature	Filed with authorized/valid electronic signature

Role	Employer/plan sponsor
Date	2011-10-07
Name of individual signing	JAMES CRYSTAL
Valid signature	Filed with authorized/valid electronic signature

FRANK CRYSTAL & CO., INC. FLEXIBLE BENEFITS PLAN

2010

135552477

2011-07-21

FRANK CRYSTAL & CO., INC.

445

Three-digit plan number (PN)	501
Effective date of plan	1987-01-01
Business code	524210
Sponsor’s telephone number	2123442444
Plan sponsor’s mailing address	FINANCIAL SQUARE, 32 OLD SLIP 17TH FL, NEW YORK, NY, 10005
Plan sponsor’s address	FINANCIAL SQUARE, 32 OLD SLIP 17TH FL, NEW YORK, NY, 10005

Plan administrator’s name and address

Administrator’s EIN	135552477
Plan administrator’s name	FRANK CRYSTAL & CO., INC.
Plan administrator’s address	FINANCIAL SQUARE, 32 OLD SLIP 17TH FL, NEW YORK, NY, 10005
Administrator’s telephone number	2123442444

Number of participants as of the end of the plan year

Active participants	376
Retired or separated participants receiving benefits	28
Other retired or separated participants entitled to future benefits	1
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits	0
Number of participants with account balances as of the end of the plan year	0
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	0

Signature of

Role	Plan administrator
Date	2011-07-21
Name of individual signing	ROBERT CRAFA
Valid signature	Filed with incorrect/unrecognized electronic signature

Role	Employer/plan sponsor
Date	2011-07-21
Name of individual signing	JONATHAN CRYSTAL
Valid signature	Filed with authorized/valid electronic signature

FRANK CRYSTAL & CO., INC. FLEXIBLE BENEFITS PLAN

2010

135552477

2011-07-21

FRANK CRYSTAL & CO., INC.

445

File	View Page
Three-digit plan number (PN)	501
Effective date of plan	1987-01-01
Business code	524210
Sponsor’s telephone number	2123442444
Plan sponsor’s mailing address	FINANCIAL SQUARE, 32 OLD SLIP 17TH FL, NEW YORK, NY, 10005
Plan sponsor’s address	FINANCIAL SQUARE, 32 OLD SLIP 17TH FL, NEW YORK, NY, 10005

Plan administrator’s name and address

Administrator’s EIN	135552477
Plan administrator’s name	FRANK CRYSTAL & CO., INC.
Plan administrator’s address	FINANCIAL SQUARE, 32 OLD SLIP 17TH FL, NEW YORK, NY, 10005
Administrator’s telephone number	2123442444

Number of participants as of the end of the plan year

Active participants	376
Retired or separated participants receiving benefits	28
Other retired or separated participants entitled to future benefits	1
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits	0
Number of participants with account balances as of the end of the plan year	0
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	0

Signature of

Role	Plan administrator
Date	2011-07-21
Name of individual signing	ROBERT CRAFA
Valid signature	Filed with authorized/valid electronic signature

Role	Employer/plan sponsor
Date	2011-07-21
Name of individual signing	JONATHAN CRYSTAL
Valid signature	Filed with authorized/valid electronic signature

FRANK CRYSTAL & CO., INC. FLEXIBLE BENEFITS PLAN

2009

135552477

2010-07-29

FRANK CRYSTAL & CO., INC.

416

File	View Page
Three-digit plan number (PN)	501
Effective date of plan	1987-01-01
Business code	524210
Sponsor’s telephone number	2123442444
Plan sponsor’s mailing address	FINANCIAL SQUARE, 32 OLD SLIP 17TH FL, NEW YORK, NY, 10005
Plan sponsor’s address	FINANCIAL SQUARE, 32 OLD SLIP 17TH FL, NEW YORK, NY, 10005

Plan administrator’s name and address

Administrator’s EIN	135552477
Plan administrator’s name	FRANK CRYSTAL & CO., INC.
Plan administrator’s address	FINANCIAL SQUARE, 32 OLD SLIP 17TH FL, NEW YORK, NY, 10005
Administrator’s telephone number	2123442444

Number of participants as of the end of the plan year

Active participants	392
Retired or separated participants receiving benefits	21
Other retired or separated participants entitled to future benefits	10
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits	0
Number of participants with account balances as of the end of the plan year	0
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	0

Signature of

Role	Plan administrator
Date	2010-07-29
Name of individual signing	ROBERT CRAFA
Valid signature	Filed with authorized/valid electronic signature

Role	Employer/plan sponsor
Date	2010-07-29
Name of individual signing	JONATHAN CRYSTAL
Valid signature	Filed with authorized/valid electronic signature

FRANK CRYSTAL & CO., INC. 401(K)/PROFIT SHARING PLAN

2009

135552477

2010-10-14

FRANK CRYSTAL & CO., INC.

472

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	1982-01-01
Business code	524210
Sponsor’s telephone number	2123442444
Plan sponsor’s mailing address	FINANCIAL SQUARE, 32 OLD SLIP FL 18, NEW YORK, NY, 10005
Plan sponsor’s address	FINANCIAL SQUARE, 32 OLD SLIP FL 18, NEW YORK, NY, 10005

Plan administrator’s name and address

Administrator’s EIN	135552477
Plan administrator’s name	FRANK CRYSTAL & CO., INC.
Plan administrator’s address	FINANCIAL SQUARE, 32 OLD SLIP FL 18, NEW YORK, NY, 10005
Administrator’s telephone number	2123442444

Number of participants as of the end of the plan year

Active participants	408
Retired or separated participants receiving benefits	0
Other retired or separated participants entitled to future benefits	59
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits	3
Number of participants with account balances as of the end of the plan year	329
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	10

Signature of

Role	Plan administrator
Date	2010-10-14
Name of individual signing	ROBERT CRAFA
Valid signature	Filed with authorized/valid electronic signature

Role	Employer/plan sponsor
Date	2010-10-14
Name of individual signing	JAMES CRYSTAL
Valid signature	Filed with authorized/valid electronic signature

FRANK CRYSTAL & CO., INC. FLEXIBLE BENEFITS PLAN

2009

135552477

2010-07-28

FRANK CRYSTAL & CO., INC.

416

Three-digit plan number (PN)	501
Effective date of plan	1987-01-01
Business code	524210
Sponsor’s telephone number	2123442444
Plan sponsor’s mailing address	FINANCIAL SQUARE, 32 OLD SLIP 17TH FL, NEW YORK, NY, 10005
Plan sponsor’s address	FINANCIAL SQUARE, 32 OLD SLIP 17TH FL, NEW YORK, NY, 10005

Plan administrator’s name and address

Administrator’s EIN	135552477
Plan administrator’s name	FRANK CRYSTAL & CO., INC.
Plan administrator’s address	FINANCIAL SQUARE, 32 OLD SLIP 17TH FL, NEW YORK, NY, 10005
Administrator’s telephone number	2123442444

Number of participants as of the end of the plan year

Active participants	392
Retired or separated participants receiving benefits	21
Other retired or separated participants entitled to future benefits	10
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits	0
Number of participants with account balances as of the end of the plan year	0
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	0

Signature of

Role	Plan administrator
Date	2010-07-28
Name of individual signing	ROBERT CRAFA
Valid signature	Filed with incorrect/unrecognized electronic signature

Role	Employer/plan sponsor
Date	2010-07-28
Name of individual signing	JONATHON CRYSTAL
Valid signature	Filed with authorized/valid electronic signature

Agent

Name	Role	Address
CORPORATION SERVICE COMPANY	Agent	80 STATE STREET, ALBANY, NY, 12207

DOS Process Agent

Name	Role	Address
C/O CORPORATION SERVICE COMPANY	DOS Process Agent	80 STATE STREET, ALBANY, NY, United States, 12207

Chief Executive Officer

Name	Role	Address
JAMES W. CRYSTAL	Chief Executive Officer	32 OLD SLIP, NEW YORK, NY, United States, 10005

History

Start date	End date	Type	Value
2011-07-12	2020-06-29	Address	80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Service of Process)
2010-06-11	2012-06-08	Address	32 OLD SLIP, NEW YORK, NY, 10005, 3504, USA (Type of address: Chief Executive Officer)
2008-06-30	2010-06-11	Address	C/O FRANK CRYSTAL & CO., INC., 32 OLD SLIP, NEW YORK, NY, 10005, 3504, USA (Type of address: Chief Executive Officer)
2006-11-16	2012-06-08	Address	32 OLD SLIP, NEW YORK, NY, 10005, 3504, USA (Type of address: Principal Executive Office)
2006-11-16	2008-06-30	Address	32 OLD SLIP, NEW YORK, NY, 10005, 3504, USA (Type of address: Chief Executive Officer)
2005-02-24	2011-07-12	Address	32 OLD SLIP, NEW YORK, NY, 10005, 3504, USA (Type of address: Service of Process)
1998-01-20	2005-02-24	Address	ATTN: JAMES W. CRYSTAL, 40 BROAD STREET, NEW YORK, NY, 10004, 2337, USA (Type of address: Service of Process)
1996-07-09	1998-01-20	Address	150 EAST 42ND STREET, NEW YORK, NY, 10017, USA (Type of address: Service of Process)
1994-09-16	2006-11-16	Address	40 BROAD STREET, NEW YORK, NY, 10004, USA (Type of address: Principal Executive Office)
1994-09-16	2006-11-16	Address	40 BROAD STREET, NEW YORK, NY, 10004, USA (Type of address: Chief Executive Officer)
1940-04-01	1941-10-16	Name	WARREN MARKS, FRANK CRYSTAL, INC.
1936-06-29	1996-07-09	Address	136 EAST 57TH ST., NEW YORK, NY, 10022, USA (Type of address: Service of Process)
1936-06-29	1940-04-01	Name	WARREN L. MARKS, DANIEL BRENER, INC.

Filings

Filing Number	Date Filed	Type	Effective Date
220623003800	2022-06-23	BIENNIAL STATEMENT	2022-06-01
200629060125	2020-06-29	BIENNIAL STATEMENT	2020-06-01
180601006287	2018-06-01	BIENNIAL STATEMENT	2018-06-01
160621006073	2016-06-21	BIENNIAL STATEMENT	2016-06-01
140630006089	2014-06-30	BIENNIAL STATEMENT	2014-06-01
120608006116	2012-06-08	BIENNIAL STATEMENT	2012-06-01
110712000062	2011-07-12	CERTIFICATE OF CHANGE	2011-07-12
100611002035	2010-06-11	BIENNIAL STATEMENT	2010-06-01
080630002076	2008-06-30	BIENNIAL STATEMENT	2008-06-01
061116002562	2006-11-16	BIENNIAL STATEMENT	2006-06-01
050224000068	2005-02-24	CERTIFICATE OF CHANGE	2005-02-24
040713002058	2004-07-13	BIENNIAL STATEMENT	2004-06-01
020617002666	2002-06-17	BIENNIAL STATEMENT	2002-06-01
000612002057	2000-06-12	BIENNIAL STATEMENT	2000-06-01
980605002455	1998-06-05	BIENNIAL STATEMENT	1998-06-01
980120000326	1998-01-20	CERTIFICATE OF AMENDMENT	1998-01-20
960709002125	1996-07-09	BIENNIAL STATEMENT	1996-06-01
940916002036	1994-09-16	BIENNIAL STATEMENT	1993-06-01
B336105-2	1986-03-20	ASSUMED NAME CORP INITIAL FILING	1986-03-20
5932-21	1941-10-16	CERTIFICATE OF AMENDMENT	1941-10-16
5685-5	1940-04-01	CERTIFICATE OF AMENDMENT	1940-04-01
5042-123	1936-07-21	CERTIFICATE OF AMENDMENT	1936-07-21
5033-29	1936-06-29	CERTIFICATE OF INCORPORATION	1936-06-29

Trademark

Mark

US Serial Number

Application Filing Date

US Registration Number

Registration Date

FRANK CRYSTAL & CO., INC.

73550962

1985-07-30

1394334

1986-05-20

Register	Principal
Mark Type	Service Mark
Status	Registration cancelled because registrant did not file an acceptable declaration under Section 8. To view all documents in this file, click on the Trademark Document Retrieval link at the top of this page.
Status Date	1992-11-23
Publication Date	1986-02-25
Date Cancelled	1992-11-23

Mark Information

Mark Literal Elements	FRANK CRYSTAL & CO., INC.
Standard Character Claim	No
Mark Drawing Type	5 - AN ILLUSTRATION DRAWING WITH WORD(S)/LETTER(S)/NUMBER(S) IN STYLIZED FORM

Goods and Services

For	INSURANCE BROKERAGE SERVICES
International Class(es)	036 - Primary Class
U.S Class(es)	101, 102
Class Status	SECTION 8 - CANCELLED
First Use	Jul. 24, 1958
Use in Commerce	Jul. 24, 1958

Basis Information (Case Level)

Filed Use	Yes
Currently Use	Yes
Filed ITU	No
Currently ITU	No
Filed 44D	No
Currently 44D	No
Filed 44E	No
Currently 44E	No
Filed 66A	No
Currently 66A	No
Filed No Basis	No
Currently No Basis	No

Current Owner(s) Information

Owner Name	FRANK CRYSTAL & CO. INC.
Owner Address	40 BROAD STREET NEW YORK, NEW YORK UNITED STATES 10004
Legal Entity Type	CORPORATION
State or Country Where Organized	NEW YORK

Attorney/Correspondence Information

Attorney Name	STEPHEN W. SCHWARZ

Correspondent Name/Address	STEPHEN W SCHWARZ, BELKNAP, WEBB & TYLER, 30 ROCKEFELLER PLZ, NEW YORK, NEW YORK UNITED STATES 10112

Prosecution History

Date	Description
1992-11-23	CANCELLED SEC. 8 (6-YR)
1986-05-20	REGISTERED-PRINCIPAL REGISTER
1986-02-25	PUBLISHED FOR OPPOSITION
1986-01-26	NOTICE OF PUBLICATION
1986-01-02	APPROVED FOR PUB - PRINCIPAL REGISTER
1985-12-12	EXAMINERS AMENDMENT MAILED
1985-10-29	EXAMINER'S AMENDMENT MAILED
1985-10-21	ASSIGNED TO EXAMINER

TM Staff and Location Information

Current Location	FILE DESTROYED
Date in Location	1997-04-26

Name:	FRANK CRYSTAL & CO. INC.
Jurisdiction:	New York
Legal type:	DOMESTIC BUSINESS CORPORATION
Status:	Active
Date of registration:	29 Jun 1936 (88 years ago)
Entity Number:	49392
County:	New York
Place of Formation:	New York
Principal Address:	32 OLD SLIP, NEW YORK, NY, United States, 10005
Principal Address ZIP Code:	10005
Address:	80 STATE STREET, ALBANY, NY, United States, 12207
Address ZIP Code:	12207

FRANK CRYSTAL & CO. INC.

Company Details

Links between entities

form 5500

Agent

DOS Process Agent

Chief Executive Officer

History

Filings

Trademark

Related by officers

Related by address