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OPPENHEIMERFUNDS DISTRIBUTOR, INC.

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

Headquarter

Company Details

Name:	OPPENHEIMERFUNDS DISTRIBUTOR, INC.
Jurisdiction:	New York
Legal type:	DOMESTIC BUSINESS CORPORATION
Status:	Inactive
Date of registration:	03 Jul 1978 (46 years ago)
Date of dissolution:	03 Aug 2023
Entity Number:	498370
ZIP code:	30309
County:	New York
Place of Formation:	New York
Address:	1555 Peachtree St., NE, Suite 1800, Atlanta, GA, United States, 30309
Principal Address:	225 LIBERTY STREET, 11TH FL, NEW YORK, NY, United States, 10281

Shares Details

Shares issued 200

Share Par Value 0

Type NO PAR VALUE

Links between entities

Type	Company Name	Company Number	State
Headquarter of	OPPENHEIMERFUNDS DISTRIBUTOR, INC., COLORADO	19871405219	COLORADO
Headquarter of	OPPENHEIMERFUNDS DISTRIBUTOR, INC., KENTUCKY	0885745	KENTUCKY

Central Index Key

CIK number

Mailing Address

Business Address

Phone

276541

225 LIBERTY STREET, 11TH FLOOR, 225 LIBERTY STREET - 11TH FLOOR, NEW YORK, NY, 10281-1008

212-323-4589

Filings since 2019-02-11

Form type	X-17A-5
File number	008-22992
Filing date	2019-02-11
Reporting date	2018-12-31
File	View File

Filings since 2018-02-16

Form type	X-17A-5
File number	008-22992
Filing date	2018-02-16
Reporting date	2017-12-31
File	View File

Filings since 2017-10-02

Form type	40-APP
File number	812-14825-02
Filing date	2017-10-02
File	View File

Filings since 2017-02-16

Form type	X-17A-5
File number	008-22992
Filing date	2017-02-16
Reporting date	2016-12-31
File	View File

Filings since 2016-03-04

Form type	X-17A-5
File number	008-22992
Filing date	2016-03-04
Reporting date	2015-12-31
File	View File

Filings since 2016-02-19

Form type	FOCUSN
File number	008-22992
Filing date	2016-02-19
Reporting date	2015-12-31
File	View File

Filings since 2015-02-18

Form type	X-17A-5
File number	008-22992
Filing date	2015-02-18
Reporting date	2014-12-31
File	View File

Filings since 2015-02-18

Form type	FOCUSN
File number	008-22992
Filing date	2015-02-18
Reporting date	2014-12-31
File	View File

Filings since 2014-02-11

Form type	FOCUSN
File number	008-22992
Filing date	2014-02-11
Reporting date	2013-12-31
File	View File

Filings since 2014-02-11

Form type	X-17A-5
File number	008-22992
Filing date	2014-02-11
Reporting date	2013-12-31
File	View File

Filings since 2013-02-12

Form type	X-17A-5
File number	008-22992
Filing date	2013-02-12
Reporting date	2012-12-31
File	View File

Filings since 2013-02-12

Form type	FOCUSN
File number	008-22992
Filing date	2013-02-12
Reporting date	2012-12-31
File	View File

Filings since 2012-02-21

Form type	X-17A-5
File number	008-22992
Filing date	2012-02-21
Reporting date	2011-12-31
File	View File

Filings since 2012-02-21

Form type	FOCUSN
File number	008-22992
Filing date	2012-02-21
Reporting date	2011-12-31
File	View File

Filings since 2011-02-14

Form type	FOCUSN
File number	008-22992
Filing date	2011-02-14
Reporting date	2010-12-31
File	View File

Filings since 2011-02-14

Form type	X-17A-5
File number	008-22992
Filing date	2011-02-14
Reporting date	2010-12-31
File	View File

Filings since 2010-02-16

Form type	FOCUSN
File number	008-22992
Filing date	2010-02-16
Reporting date	2009-12-31
File	View File

Filings since 2010-02-16

Form type	X-17A-5
File number	008-22992
Filing date	2010-02-16
Reporting date	2009-12-31
File	View File

Filings since 2009-02-17

Form type	FOCUSN
File number	008-22992
Filing date	2009-02-17
Reporting date	2008-12-31
File	View File

Filings since 2009-02-17

Form type	X-17A-5
File number	008-22992
Filing date	2009-02-17
Reporting date	2008-12-31
File	View File

Filings since 2008-02-19

Form type	FOCUSN
File number	008-22992
Filing date	2008-02-19
Reporting date	2007-12-31
File	View File

Filings since 2008-02-19

Form type	X-17A-5
File number	008-22992
Filing date	2008-02-19
Reporting date	2007-12-31
File	View File

Filings since 2007-02-21

Form type	X-17A-5
File number	008-22992
Filing date	2007-02-21
Reporting date	2006-12-31
File	View File

Filings since 2007-02-21

Form type	FOCUSN
File number	008-22992
Filing date	2007-02-21
Reporting date	2006-12-31
File	View File

Filings since 2006-09-22

Form type	FOCUSN
File number	008-22992
Filing date	2006-09-22
Reporting date	2005-12-31
File	View File

Filings since 2006-09-22

Form type	X-17A-5
File number	008-22992
Filing date	2006-09-22
Reporting date	2005-12-31
File	View File

Filings since 2005-02-25

Form type	FOCUSN
File number	008-22992
Filing date	2005-02-25
Reporting date	2004-12-31
File	View File

Filings since 2005-02-22

Form type	X-17A-5
File number	008-22992
Filing date	2005-02-22
Reporting date	2004-12-31
File	View File

Filings since 2004-02-25

Form type	X-17A-5
File number	008-22992
Filing date	2004-02-25
Reporting date	2003-12-31
File	View File

Filings since 2004-02-25

Form type	FOCUSN
File number	008-22992
Filing date	2004-02-25
Reporting date	2003-12-31
File	View File

Filings since 2003-02-25

Form type	FOCUSN
File number	008-22992
Filing date	2003-02-25
Reporting date	2002-12-31
File	View File

Filings since 2003-02-25

Form type	X-17A-5
File number	008-22992
Filing date	2003-02-25
Reporting date	2002-12-31
File	View File

Filings since 2002-03-01

Form type	X-17A-5
File number	008-22992
Filing date	2002-03-01
Reporting date	2001-12-31
File	View File

form 5500

Plan Name

Plan Year

EIN/PN

Received

Sponsor

Total number of participants

CMI SINGLE K PLAN & TRUST

2016

571004701

2017-07-31

OPPENHEIMERFUNDS DISTRIBUTOR INC

File	View Page
Three-digit plan number (PN)	002
Effective date of plan	2007-01-01
Business code	541213
Sponsor’s telephone number	8438357305
Plan sponsor’s address	TWO WORLD FINANCIAL CENTER, 225 LIBERTY ST, NEW YORK, NY, 102811048

Signature of

Role	Plan administrator
Date	2017-07-31
Name of individual signing	ANDREW GIRONE

Role	Employer/plan sponsor
Date	2017-07-31
Name of individual signing	ANDREW GIRONE

CMI SINGLE K PLAN & TRUST

2014

571004701

2015-07-28

OPPENHEIMERFUNDS DISTRIBUTOR INC

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2007-01-01
Business code	541213
Sponsor’s telephone number	8008357305
Plan sponsor’s address	TWO WORLD FINANCIAL CENTER, 225 LIBERTY STREET, NEW YORK, NY, 10281

Signature of

Role	Plan administrator
Date	2015-07-28
Name of individual signing	ANDREW GIRONE

Agent

Name	Role	Address
C T CORPORATION SYSTEM	Agent	28 LIBERTY ST., NEW YORK, NY, 10005

DOS Process Agent

Name	Role	Address
C T CORPORATION SYSTEM	DOS Process Agent	1555 Peachtree St., NE, Suite 1800, Atlanta, GA, United States, 30309

Chief Executive Officer

Name	Role	Address
TERRY VACHERON	Chief Executive Officer	1555 PEACHTREE ST., NE, SUITE 1800, ATLANTA, GA, United States, 30309

History

Start date	End date	Type	Value
2014-07-01	2020-07-08	Address	225 LIBERTY ST 11TH FL, NEW YORK, NY, 10281, USA (Type of address: Chief Executive Officer)
2010-07-26	2014-07-01	Address	2 WORLD FINANCIAL CTR, 225 LIBERTY ST 11TH FL, NEW YORK, NY, 10281, USA (Type of address: Chief Executive Officer)
2008-07-25	2010-07-26	Address	2 WORLD FINANCIAL CTR, 225 LIBERTY ST 11TH FL, NEW YORK, NY, 10281, USA (Type of address: Chief Executive Officer)
2006-05-02	2019-01-28	Address	111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Service of Process)
2006-05-02	2019-01-28	Address	111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Registered Agent)
2004-07-30	2006-05-02	Address	2 WORLD FINANCIAL CTR, 225 LIBERTY ST 11TH FL, NEW YORK, NY, 10281, USA (Type of address: Service of Process)
2004-07-30	2008-07-25	Address	2 WORLD FINANCIAL CTR, 225 LIBERTY ST 11TH FL, NEW YORK, NY, 10281, USA (Type of address: Chief Executive Officer)
2004-07-30	2014-07-01	Address	2 WORLD FINANCIAL CTR, 11TH FL, NEW YORK, NY, 10281, USA (Type of address: Principal Executive Office)
2003-10-09	2004-07-30	Address	2 WORLD FINANCIAL CENTER, 225 LIBERTY ST., 11TH FL., NEW YORK, NY, 10080, USA (Type of address: Service of Process)
2003-09-29	2004-07-30	Address	2 WORLD FINANCIAL CENTER, 11TH FLOOR, NEW YORK, NY, 10080, USA (Type of address: Principal Executive Office)
2003-09-29	2004-07-30	Address	2 WORLD FINANCIAL CENTER, 225 LIBERTY ST, 11TH FLOOR, NEW YORK, NY, 10080, USA (Type of address: Chief Executive Officer)
2002-04-05	2003-10-09	Address	ATTENTION: GENERAL COUNSEL, 498 SEVENTH AVENUE, NEW YORK, NY, 10018, USA (Type of address: Service of Process)
2002-03-05	2003-09-29	Address	498 SEVENTH AVE, NEW YORK, NY, 10018, USA (Type of address: Principal Executive Office)
2002-03-05	2003-09-29	Address	498 SEVENTH AVE, NEW YORK, NY, 10018, USA (Type of address: Chief Executive Officer)
2000-07-19	2002-03-05	Address	2 WORLD TRADE CENTER, NEW YORK, NY, 10048, 0203, USA (Type of address: Chief Executive Officer)
1998-07-08	2000-07-19	Address	TWO WORLD TRADE CENTER, NEW YORK, NY, 10048, 0203, USA (Type of address: Chief Executive Officer)
1996-08-05	1998-07-08	Address	TWO WORLD TRADE CENTER, NEW YORK, NY, 10048, 0203, USA (Type of address: Chief Executive Officer)
1996-08-05	2002-03-05	Address	TWO WORLD TRADE CENTER, NEW YORK, NY, 10048, 0203, USA (Type of address: Principal Executive Office)
1996-08-05	2002-04-05	Address	TWO WORLD TRADE CENTER, NEW YORK, NY, 10048, 0203, USA (Type of address: Service of Process)
1995-12-29	1996-01-08	Name	OPPENHEIMERFUNDS DISTRIBUTOR, INC.
1994-12-21	1996-08-05	Address	TWO WORLD TRADE CENTER, SUITE 3400, NEW YORK, NY, 10048, 0203, USA (Type of address: Principal Executive Office)
1994-12-21	1996-08-05	Address	TWO WORLD TRADE CENTER, SUITE 3400, NEW YORK, NY, 10048, 0203, USA (Type of address: Service of Process)
1994-12-21	1996-08-05	Address	TWO WORLD TRADE CENTER, SUITE 3400, NEW YORK, NY, 10048, 0203, USA (Type of address: Chief Executive Officer)
1993-05-28	1995-12-29	Name	OPPENHEIMER FUNDS DISTRIBUTOR, INC.
1986-07-01	1993-05-28	Name	OPPENHEIMER FUND MANAGEMENT, INC.
1978-07-03	1986-07-01	Name	OPPENHEIMER INVESTOR SERVICES, INC.
1978-07-03	1994-12-21	Address	1 NEW YORK PLAZA, NEW YORK, NY, 10004, USA (Type of address: Service of Process)

Filings

Filing Number	Date Filed	Type	Effective Date
230802003634	2023-08-02	CERTIFICATE OF MERGER	2023-08-03
220708002244	2022-07-08	BIENNIAL STATEMENT	2022-07-01
200708060547	2020-07-08	BIENNIAL STATEMENT	2020-07-01
SR-8036	2019-01-28	CERTIFICATE OF CHANGE (BY AGENT)	2019-01-28
SR-8035	2019-01-28	CERTIFICATE OF CHANGE (BY AGENT)	2019-01-28
180730006167	2018-07-30	BIENNIAL STATEMENT	2018-07-01
160701006319	2016-07-01	BIENNIAL STATEMENT	2016-07-01
140701006164	2014-07-01	BIENNIAL STATEMENT	2014-07-01
20140328019	2014-03-28	ASSUMED NAME CORP INITIAL FILING	2014-03-28
120702006135	2012-07-02	BIENNIAL STATEMENT	2012-07-01
100726002833	2010-07-26	BIENNIAL STATEMENT	2010-07-01
080725002836	2008-07-25	BIENNIAL STATEMENT	2008-07-01
060710003032	2006-07-10	BIENNIAL STATEMENT	2006-07-01
060502000486	2006-05-02	CERTIFICATE OF CHANGE	2006-05-02
040730002888	2004-07-30	BIENNIAL STATEMENT	2004-07-01
031009000794	2003-10-09	CERTIFICATE OF CHANGE	2003-10-09
030929002261	2003-09-29	AMENDMENT TO BIENNIAL STATEMENT	2002-07-01
020715002633	2002-07-15	BIENNIAL STATEMENT	2002-07-01
020405000551	2002-04-05	CERTIFICATE OF CHANGE	2002-04-05
020305002419	2002-03-05	AMENDMENT TO BIENNIAL STATEMENT	2000-07-01
000719002612	2000-07-19	BIENNIAL STATEMENT	2000-07-01
980708002710	1998-07-08	BIENNIAL STATEMENT	1998-07-01
960805002377	1996-08-05	BIENNIAL STATEMENT	1996-07-01
960108000309	1996-01-08	CERTIFICATE OF AMENDMENT	1996-01-08
960108000324	1996-01-08	CERTIFICATE OF AMENDMENT	1996-01-08
951229000700	1995-12-29	CERTIFICATE OF AMENDMENT	1995-12-29
941221002003	1994-12-21	BIENNIAL STATEMENT	1993-07-01
930528000296	1993-05-28	CERTIFICATE OF AMENDMENT	1993-05-28
B376286-3	1986-07-01	CERTIFICATE OF AMENDMENT	1986-07-01
A498765-7	1978-07-03	CERTIFICATE OF INCORPORATION	1978-07-03

Date of last update: 16 Nov 2024

Sources: New York Secretary of State