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ROSENTHAL & ROSENTHAL, INC.

Headquarter

Company Details

Name: ROSENTHAL & ROSENTHAL, INC.
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 14 Dec 1938 (86 years ago) (Companies founded in December 1938)
Entity Number: 51219
ZIP code: 12207 (Companies in New York, 12207)
County: New York
Place of Formation: New York
Principal Address: 1370 BROADWAY, NEW YORK, NY, United States, 10018
Address: 80 STATE STREET, ALBANY, NY, United States, 12207

Shares Details

Shares issued 0

Share Par Value 380000

Type CAP

Links between entities

Type Company Name Company Number State
Headquarter of ROSENTHAL & ROSENTHAL, INC. 20171526954 COLORADO

Central Index Key

CIK number Mailing Address Business Address Phone
1041546 425 PARK AVENUE, 17TH FLOOR, NEW YORK, NY, 10022 1370 BROADWAY, NEW YORK, NY, 10018 2123561441

Filings since 2010-04-14

Form type SC 13G
Filing date 2010-04-14
File View File

Filings since 2010-04-14

Form type 3
File number 000-30734
Filing date 2010-04-14
Reporting date 2010-04-05
File View File

Filings since 1997-07-23

Form type SC 13D/A
Filing date 1997-07-23

Filings since 1997-07-02

Form type SC 13D/A
Filing date 1997-07-02

Legal Entity Identifier

LEI number Registered As Jurisdiction Of Formation General Category Entity Status Entity created at
549300POZEDO82H5A798 51219 US-NY GENERAL ACTIVE 2014-02-28

Addresses

Legal C/O CORPORATION SERVICE COMPANY, 80 STATE STREET, ALBANY, US-NY, US, 12207-2541
Headquarters 1370 Broadway, New York, US-NY, US, 10018

Registration details

Registration Date 2014-02-28
Last Update 2023-11-23
Status LAPSED
Next Renewal 2023-11-22
LEI Issuer 5493001KJTIIGC8Y1R12
Corroboration Level FULLY_CORROBORATED
Data Validated As 51219

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
ROSENTHAL & ROSENTHAL INC. WELFARE BENEFIT PLAN 2022 131238943 2024-03-14 ROSENTHAL & ROSENTHAL INC 167
File View Page
Three-digit plan number (PN) 501
Effective date of plan 2011-06-01
Business code 522298
Sponsor’s telephone number 2123561400
Plan sponsor’s mailing address 1370 BROADWAY, NEW YORK, NY, 10018
Plan sponsor’s address 1370 BROADWAY, NEW YORK, NY, 10018

Number of participants as of the end of the plan year

Active participants 122
ROSENTHAL & ROSENTHAL INC. WELFARE BENEFIT PLAN 2021 131238943 2023-03-15 ROSENTHAL & ROSENTHAL INC 161
File View Page
Three-digit plan number (PN) 501
Effective date of plan 2011-06-01
Business code 522298
Sponsor’s telephone number 2123561400
Plan sponsor’s mailing address 1370 BROADWAY, NEW YORK, NY, 10018
Plan sponsor’s address 1370 BROADWAY, NEW YORK, NY, 10018

Number of participants as of the end of the plan year

Active participants 167
ROSENTHAL & ROSENTHAL INC. WELFARE BENEFIT PLAN 2020 131238943 2022-03-15 ROSENTHAL & ROSENTHAL INC 194
File View Page
Three-digit plan number (PN) 501
Effective date of plan 2011-06-01
Business code 522298
Sponsor’s telephone number 2123561400
Plan sponsor’s mailing address 1370 BROADWAY, NEW YORK, NY, 10018
Plan sponsor’s address 1370 BROADWAY, NEW YORK, NY, 10018

Number of participants as of the end of the plan year

Active participants 161
ROSENTHAL & ROSENTHAL INC. WELFARE BENEFIT PLAN 2019 131238943 2021-03-15 ROSENTHAL & ROSENTHAL INC 228
File View Page
Three-digit plan number (PN) 501
Effective date of plan 2011-06-01
Business code 522298
Sponsor’s telephone number 2123561400
Plan sponsor’s mailing address 1370 BROADWAY, NEW YORK, NY, 10018
Plan sponsor’s address 1370 BROADWAY, NEW YORK, NY, 10018

Number of participants as of the end of the plan year

Active participants 194
ROSENTHAL & ROSENTHAL INC. WELFARE BENEFIT PLAN 2018 131238943 2020-03-15 ROSENTHAL & ROSENTHAL INC 212
File View Page
Three-digit plan number (PN) 501
Effective date of plan 2011-06-01
Business code 522298
Sponsor’s telephone number 2123561400
Plan sponsor’s mailing address 1370 BROADWAY, NEW YORK, NY, 10018
Plan sponsor’s address 1370 BROADWAY, NEW YORK, NY, 10018

Number of participants as of the end of the plan year

Active participants 228
ROSENTHAL & ROSENTHAL INC. WELFARE BENEFIT PLAN 2017 131238943 2019-03-14 ROSENTHAL & ROSENTHAL INC 355
File View Page
Three-digit plan number (PN) 501
Effective date of plan 2011-06-01
Business code 522298
Sponsor’s telephone number 2123561400
Plan sponsor’s mailing address 1370 BROADWAY, NEW YORK, NY, 10018
Plan sponsor’s address 1370 BROADWAY, NEW YORK, NY, 10018

Number of participants as of the end of the plan year

Active participants 212
ROSENTHAL & ROSENTHAL INC. WELFARE BENEFIT PLAN 2016 131238943 2017-12-18 ROSENTHAL & ROSENTHAL INC 362
File View Page
Three-digit plan number (PN) 501
Effective date of plan 2011-06-01
Business code 522298
Sponsor’s telephone number 2123561400
Plan sponsor’s mailing address 1370 BROADWAY, NEW YORK, NY, 10018
Plan sponsor’s address 1370 BROADWAY, NEW YORK, NY, 10018

Number of participants as of the end of the plan year

Active participants 355
ROSENTHAL & ROSENTHAL INC. WELFARE BENEFIT PLAN 2015 131238943 2016-12-14 ROSENTHAL & ROSENTHAL INC 379
File View Page
Three-digit plan number (PN) 501
Effective date of plan 2011-06-01
Business code 522298
Sponsor’s telephone number 2123561400
Plan sponsor’s mailing address 1370 BROADWAY, NEW YORK, NY, 10018
Plan sponsor’s address 1370 BROADWAY, NEW YORK, NY, 10018

Number of participants as of the end of the plan year

Active participants 362
ROSENTHAL & ROSENTHAL INC. WELFARE BENEFIT PLAN 2015 131238943 2016-04-26 ROSENTHAL & ROSENTHAL INC 0
File View Page
Three-digit plan number (PN) 501
Effective date of plan 2011-06-01
Business code 522298
Sponsor’s telephone number 2123561400
Plan sponsor’s mailing address 1370 BROADWAY, NEW YORK, NY, 10018
Plan sponsor’s address 1370 BROADWAY, NEW YORK, NY, 10018

Number of participants as of the end of the plan year

Active participants 364
ROSENTHAL & ROSENTHAL INC. WELFARE BENEFIT PLAN 2014 131238943 2016-04-21 ROSENTHAL & ROSENTHAL INC. 381
File View Page
Three-digit plan number (PN) 501
Effective date of plan 2011-06-01
Business code 522298
Sponsor’s telephone number 2123561400
Plan sponsor’s mailing address 1370 BROADWAY, NEW YORK, NY, 10018
Plan sponsor’s address 1370 BROADWAY, NEW YORK, NY, 10018

Number of participants as of the end of the plan year

Active participants 379

Agent

Name Role Address
CORPORATION SERVICE COMPANY Agent 80 STATE STREET, ALBANY, NY, 12207

Chief Executive Officer

Name Role Address
PETER ROSENTHAL Chief Executive Officer 1370 BROADWAY, NEW YORK, NY, United States, 10018

DOS Process Agent

Name Role Address
C/O CORPORATION SERVICE COMPANY DOS Process Agent 80 STATE STREET, ALBANY, NY, United States, 12207

History

Start date End date Type Value
2024-08-23 2024-09-11 Shares Share type: PAR VALUE, Number of shares: 121000, Par value: 100
2024-08-23 2024-08-23 Shares Share type: PAR VALUE, Number of shares: 121000, Par value: 100
2024-05-29 2024-08-23 Shares Share type: PAR VALUE, Number of shares: 121000, Par value: 100
2024-01-03 2024-05-29 Shares Share type: PAR VALUE, Number of shares: 121000, Par value: 100
2023-11-09 2024-01-03 Shares Share type: PAR VALUE, Number of shares: 121000, Par value: 100
2023-11-09 2023-11-09 Shares Share type: PAR VALUE, Number of shares: 121000, Par value: 100
2023-08-07 2023-11-09 Shares Share type: PAR VALUE, Number of shares: 121000, Par value: 100
2023-06-29 2023-08-07 Shares Share type: PAR VALUE, Number of shares: 121000, Par value: 100
2023-06-08 2023-06-29 Shares Share type: PAR VALUE, Number of shares: 121000, Par value: 100
2023-05-11 2023-06-08 Shares Share type: PAR VALUE, Number of shares: 121000, Par value: 100

Filings

Filing Number Date Filed Type Effective Date
230222000205 2023-02-22 BIENNIAL STATEMENT 2022-12-01
201201060271 2020-12-01 BIENNIAL STATEMENT 2020-12-01
200401060615 2020-04-01 BIENNIAL STATEMENT 2018-12-01
170712000378 2017-07-12 CERTIFICATE OF CHANGE 2017-07-12
161201007046 2016-12-01 BIENNIAL STATEMENT 2016-12-01
141212006258 2014-12-12 BIENNIAL STATEMENT 2014-12-01
130515000412 2013-05-15 CERTIFICATE OF AMENDMENT 2013-05-15
121211006227 2012-12-11 BIENNIAL STATEMENT 2012-12-01
101217002352 2010-12-17 BIENNIAL STATEMENT 2010-12-01
090224000532 2009-02-24 CERTIFICATE OF CHANGE 2009-02-24

Trademark

Mark US Serial Number Application Filing Date US Registration Number Registration Date
RR 72311546 1968-11-07 869541 1969-05-13
Trademark image
Register Principal
Mark Type Service Mark
Status The registration has been renewed.
Status Date 2019-06-03

Mark Information

Mark Literal Elements RR
Standard Character Claim No
Mark Drawing Type 3 - AN ILLUSTRATION DRAWING WHICH INCLUDES WORD(S)/ LETTER(S) /NUMBER(S)
Design Search Code(s) 26.09.12 - Squares with bars, bands and lines, 26.09.21 - Squares that are completely or partially shaded

Goods and Services

For FINANCIAL SERVICES-NAMELY, FACTORING, AND COMMERCIAL, INDUSTRIAL, AND INTERNATIONAL FINANCING
International Class(es) 036
U.S Class(es) 102 - Primary Class
Class Status ACTIVE
Basis 1(a)
First Use 1938
Use in Commerce 1938

Basis Information (Case Level)

Filed Use Yes
Currently Use Yes
Filed ITU No
Currently ITU No
Filed 44D No
Currently 44D No
Filed 44E No
Currently 44E No
Filed 66A No
Currently 66A No
Filed No Basis No
Currently No Basis No

Current Owner(s) Information

Owner Name ROSENTHAL & ROSENTHAL, INC.
Owner Address 1451 BROADWAY NEW YORK, NEW YORK UNITED STATES 10036
Legal Entity Type CORPORATION
State or Country Where Organized NEW YORK

Attorney/Correspondence Information

Attorney Name Dorothy R. Whitney
Docket Number 21285.000
Attorney Email Authorized No
Attorney Primary Email Address trademark@cll.com
Fax 212-575-0671
Phone 212-790-9200
Correspondent e-mail trademark@cll.com
Correspondent Name/Address Dorothy R. Whitney, Cowan, Liebowitz & Latman, P.C., 114 West 47th Street, New York, NEW YORK UNITED STATES 10036
Correspondent e-mail Authorized Yes

Prosecution History

Date Description
2019-06-03 NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
2019-06-03 REGISTERED AND RENEWED (FOURTH RENEWAL - 10 YRS)
2019-06-03 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
2019-06-03 CASE ASSIGNED TO POST REGISTRATION PARALEGAL
2019-04-29 TEAS SECTION 8 & 9 RECEIVED
2018-05-13 COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
2017-02-28 TEAS CHANGE OF CORRESPONDENCE RECEIVED
2017-02-28 TEAS CHANGE OF CORRESPONDENCE RECEIVED
2014-10-06 TEAS CHANGE OF CORRESPONDENCE RECEIVED
2009-04-26 REGISTERED AND RENEWED (THIRD RENEWAL - 10 YRS)
2009-04-26 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
2009-03-27 ASSIGNED TO PARALEGAL
2009-03-23 REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED
2009-03-23 PAPER RECEIVED
2008-11-17 CASE FILE IN TICRS
1989-11-15 REGISTERED AND RENEWED (FIRST RENEWAL - 20 YRS)
1989-10-27 RESPONSE RECEIVED TO POST REG. ACTION
1989-05-08 POST REGISTRATION ACTION MAILED - SEC. 9
1989-02-08 REGISTERED - SEC. 9 FILED/CHECK RECORD FOR SEC. 8

TM Staff and Location Information

Current Location GENERIC WEB UPDATE
Date in Location 2019-06-03
BANCFACTOR 72306861 1968-09-09 870244 1969-05-27
Register Principal
Mark Type Service Mark
Status This registration was not renewed and therefore has expired.
Status Date 2000-12-15

Mark Information

Mark Literal Elements BANCFACTOR
Standard Character Claim Yes. The mark consists of standard characters without claim to any particular font style, size, or color.
Mark Drawing Type 1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S)

Goods and Services

For FINANCIAL SERVICES-NAMELY, FINANCING AND/OR PURCHASE OF ACCOUNTS RECEIVABLE AND/OR INVENTORY IN CONJUNCTION WITH BANKS AND OTHER LENDING INSTITUTIONS THROUGH PARTICIPATIONS, JOINT VENTURES, OR OTHERWISE
International Class(es) 036
U.S Class(es) 102 - Primary Class
Class Status EXPIRED
Basis 1(a)
First Use Mar. 21, 1968
Use in Commerce Jun. 14, 1968

Basis Information (Case Level)

Filed Use Yes
Currently Use Yes
Filed ITU No
Currently ITU No
Filed 44D No
Currently 44D No
Filed 44E No
Currently 44E No
Filed 66A No
Currently 66A No
Filed No Basis No
Currently No Basis No

Current Owner(s) Information

Owner Name ROSENTHAL & ROSENTHAL, INC.
Owner Address 1451 BROADWAY NEW YORK, NEW YORK UNITED STATES 10036
Legal Entity Type CORPORATION
State or Country Where Organized NEW YORK

Attorney/Correspondence Information

Correspondent Name/Address MARK GODLER, KAY, SCHOLER, FIERMAN, HAYS & HANDLER, 425 PARK AVE, NEW YORK, NEW YORK UNITED STATES 10022

Prosecution History

Date Description
2000-12-15 EXPIRED SEC. 9
1989-11-28 REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
1989-11-03 RESPONSE RECEIVED TO POST REG. ACTION
1989-05-08 POST REGISTRATION ACTION MAILED - SEC. 9
1989-02-08 REGISTERED - SEC. 9 FILED/CHECK RECORD FOR SEC. 8

TM Staff and Location Information

Current Location FILE REPOSITORY (FRANCONIA)
Date in Location 2001-11-30

Date of last update: 17 Nov 2024

Sources: New York Secretary of State