TD AMERITRADE, INC.

Headquarter

Company Details

Name:	TD AMERITRADE, INC.
Jurisdiction:	New York
Legal type:	DOMESTIC BUSINESS CORPORATION
Status:	Active
Date of registration:	29 Sep 1978 (46 years ago) (Companies founded in September 1978)
Entity Number:	513291
ZIP code:	68154 (Companies in New York, 68154)
County:	New York
Place of Formation:	New York
Address:	200 S. 108th Avenue, Omaha, NE, United States, 68154

Shares Details

Shares issued 10000

Share Par Value 0

Type NO PAR VALUE

Links between entities

Type	Company Name	Company Number	State
Headquarter of	TD AMERITRADE, INC.	66901F	Alaska
Headquarter of	TD AMERITRADE, INC.	000-900-334	Alabama
Headquarter of	TD AMERITRADE, INC.	0264294	CONNECTICUT
Headquarter of	TD AMERITRADE, INC.	20001136298	COLORADO
Headquarter of	TD AMERITRADE, INC.	395605	IDAHO
Headquarter of	TD AMERITRADE, INC.	0506545	KENTUCKY
Headquarter of	TD AMERITRADE, INC.	CORP_52600472	ILLINOIS
Headquarter of	TD AMERITRADE, INC.	2f75fe8f-c9bf-e111-afc0-001ec94ffe7f	MINNESOTA

Central Index Key

CIK number

Mailing Address

Business Address

Phone

277841

200 SOUTH 108TH AVENUE, OMAHA, NE, 68154

415-667-1283

Filings since 2024-02-26

Form type	X-17A-5
File number	008-23395
Filing date	2024-02-26
Reporting date	2023-12-31
File	View File

Filings since 2023-02-27

Form type	X-17A-5
File number	008-23395
Filing date	2023-02-27
Reporting date	2022-12-31
File	View File

Filings since 2022-04-06

Form type	X-17A-5/A
File number	008-23395
Filing date	2022-04-06
Reporting date	2021-12-31
File	View File

Filings since 2022-02-25

Form type	X-17A-5
File number	008-23395
Filing date	2022-02-25
Reporting date	2021-12-31
File	View File

Filings since 2020-11-25

Form type	X-17A-5
File number	008-23395
Filing date	2020-11-25
Reporting date	2020-09-30
File	View File

Filings since 2019-11-27

Form type	X-17A-5
File number	008-23395
Filing date	2019-11-27
Reporting date	2019-09-30
File	View File

Filings since 2018-11-29

Form type	X-17A-5
File number	008-23395
Filing date	2018-11-29
Reporting date	2018-09-30
File	View File

Filings since 2017-11-27

Form type	X-17A-5
File number	008-23395
Filing date	2017-11-27
Reporting date	2017-09-30
File	View File

Filings since 2017-02-02

Form type	X-17A-5
File number	008-23395
Filing date	2017-02-02
Reporting date	2016-09-30
File	View File

Filings since 2015-11-25

Form type	FOCUSN
File number	008-23395
Filing date	2015-11-25
Reporting date	2015-09-30
File	View File

Filings since 2015-11-25

Form type	X-17A-5
File number	008-23395
Filing date	2015-11-25
Reporting date	2015-09-30
File	View File

Filings since 2014-12-19

Form type	FOCUSN
File number	008-23395
Filing date	2014-12-19
Reporting date	2014-09-30
File	View File

Filings since 2014-12-19

Form type	X-17A-5
File number	008-23395
Filing date	2014-12-19
Reporting date	2014-09-30
File	View File

Filings since 2013-11-27

Form type	FOCUSN
File number	008-23395
Filing date	2013-11-27
Reporting date	2013-09-30
File	View File

Filings since 2013-11-27

Form type	X-17A-5
File number	008-23395
Filing date	2013-11-27
Reporting date	2013-09-30
File	View File

Filings since 2012-11-30

Form type	FOCUSN
File number	008-23395
Filing date	2012-11-30
Reporting date	2012-09-30
File	View File

Filings since 2012-11-30

Form type	X-17A-5
File number	008-23395
Filing date	2012-11-30
Reporting date	2012-09-30
File	View File

Filings since 2011-11-25

Form type	FOCUSN
File number	008-23395
Filing date	2011-11-25
Reporting date	2011-09-30
File	View File

Filings since 2011-11-25

Form type	X-17A-5
File number	008-23395
Filing date	2011-11-25
Reporting date	2011-09-30
File	View File

Filings since 2010-11-26

Form type	X-17A-5
File number	008-23395
Filing date	2010-11-26
Reporting date	2010-09-30
File	View File

Filings since 2010-11-26

Form type	FOCUSN
File number	008-23395
Filing date	2010-11-26
Reporting date	2010-09-30
File	View File

Filings since 2009-11-27

Form type	X-17A-5
File number	008-23395
Filing date	2009-11-27
Reporting date	2009-09-30
File	View File

Filings since 2009-11-27

Form type	FOCUSN
File number	008-23395
Filing date	2009-11-27
Reporting date	2009-09-30
File	View File

Filings since 2008-12-02

Form type	FOCUSN
File number	008-23395
Filing date	2008-12-02
Reporting date	2008-09-30
File	View File

Filings since 2008-12-02

Form type	X-17A-5
File number	008-23395
Filing date	2008-12-02
Reporting date	2008-09-30
File	View File

Filings since 2007-11-28

Form type	FOCUSN
File number	008-23395
Filing date	2007-11-28
Reporting date	2007-09-30
File	View File

Filings since 2007-11-28

Form type	X-17A-5
File number	008-23395
Filing date	2007-11-28
Reporting date	2007-09-30
File	View File

Filings since 2006-11-28

Form type	X-17A-5
File number	008-23395
Filing date	2006-11-28
Reporting date	2006-09-30
File	View File

Filings since 2006-11-28

Form type	FOCUSN
File number	008-23395
Filing date	2006-11-28
Reporting date	2006-09-30
File	View File

Filings since 2005-12-28

Form type	X-17A-5
File number	008-23395
Filing date	2005-12-28
Reporting date	2005-10-31
File	View File

Filings since 2005-12-28

Form type	FOCUSN
File number	008-23395
Filing date	2005-12-28
Reporting date	2005-10-31
File	View File

Filings since 2004-12-30

Form type	X-17A-5
File number	008-23395
Filing date	2004-12-30
Reporting date	2004-10-31
File	View File

Filings since 2004-12-30

Form type	FOCUSN
File number	008-23395
Filing date	2004-12-30
Reporting date	2004-10-31
File	View File

Filings since 2003-12-24

Form type	X-17A-5
File number	008-23395
Filing date	2003-12-24
Reporting date	2003-10-31
File	View File

Filings since 2003-12-24

Form type	FOCUSN
File number	008-23395
Filing date	2003-12-24
Reporting date	2003-10-31
File	View File

Filings since 2002-12-30

Form type	FOCUSN
File number	008-23395
Filing date	2002-12-30
Reporting date	2002-10-31
File	View File

Filings since 2002-12-30

Form type	X-17A-5
File number	008-23395
Filing date	2002-12-30
Reporting date	2002-10-31
File	View File

Legal Entity Identifier

LEI number

Registered As

Jurisdiction Of Formation

General Category

Entity Status

Entity created at

CWQYQU0TV2NLMLZKNB44

513291

US-NY

GENERAL

ACTIVE

1978-09-29

Addresses

Legal	C/O C T CORPORATION SYSTEM, 28 LIBERTY STREET, NEW YORK, US-NY, US, 10005
Headquarters	200 South 108th Avenue, Omaha, US-NE, US, 68154

Registration details

Registration Date	2012-06-14
Last Update	2024-09-27
Status	ISSUED
Next Renewal	2025-04-28
LEI Issuer	5493001KJTIIGC8Y1R12
Corroboration Level	FULLY_CORROBORATED
Data Validated As	513291

Agent

Name	Role	Address
C T CORPORATION SYSTEM	Agent	28 LIBERTY STREET, NEW YORK, NY, 10005

DOS Process Agent

Name	Role	Address
TD AMERITRADE, INC.	DOS Process Agent	200 S. 108th Avenue, Omaha, NE, United States, 68154

Chief Executive Officer

Name	Role	Address
JAMES KOSTULIAS	Chief Executive Officer	200 S. 108TH AVENUE, OMAHA, NE, United States, 68154

History

Start date	End date	Type	Value
2024-09-12	2024-09-12	Address	200 S. 108TH AVENUE, OMAHA, NE, 68154, USA (Type of address: Chief Executive Officer)
2024-07-11	2024-09-12	Shares	Share type: NO PAR VALUE, Number of shares: 10000, Par value: 0
2024-03-28	2024-07-11	Shares	Share type: NO PAR VALUE, Number of shares: 10000, Par value: 0
2024-01-26	2024-03-28	Shares	Share type: NO PAR VALUE, Number of shares: 10000, Par value: 0
2023-10-31	2024-01-26	Shares	Share type: NO PAR VALUE, Number of shares: 10000, Par value: 0
2023-09-01	2023-10-31	Shares	Share type: NO PAR VALUE, Number of shares: 10000, Par value: 0
2023-07-20	2023-09-01	Shares	Share type: NO PAR VALUE, Number of shares: 10000, Par value: 0
2023-06-26	2023-07-20	Shares	Share type: NO PAR VALUE, Number of shares: 10000, Par value: 0
2023-05-11	2023-06-26	Shares	Share type: NO PAR VALUE, Number of shares: 10000, Par value: 0
2022-11-14	2023-05-11	Shares	Share type: NO PAR VALUE, Number of shares: 10000, Par value: 0
2022-03-29	2022-11-14	Shares	Share type: NO PAR VALUE, Number of shares: 10000, Par value: 0
2022-03-19	2022-03-29	Shares	Share type: NO PAR VALUE, Number of shares: 10000, Par value: 0
2022-02-28	2022-03-19	Shares	Share type: NO PAR VALUE, Number of shares: 10000, Par value: 0
2021-09-15	2024-09-12	Address	28 LIBERTY STREET, NEW YORK, NY, 10005, USA (Type of address: Service of Process)
2021-09-15	2022-02-28	Shares	Share type: NO PAR VALUE, Number of shares: 10000, Par value: 0
2021-09-15	2024-09-12	Address	700 MARYVILLE CENTRE DR., ST. LOUIS, MO, 63141, USA (Type of address: Chief Executive Officer)
2021-09-15	2024-09-12	Address	28 LIBERTY STREET, NEW YORK, NY, 10005, USA (Type of address: Registered Agent)
2021-07-06	2021-09-15	Shares	Share type: NO PAR VALUE, Number of shares: 10000, Par value: 0
2020-09-03	2021-09-15	Address	700 MARYVILLE CENTRE DR., ST. LOUIS, MO, 63141, USA (Type of address: Chief Executive Officer)
2018-09-06	2020-09-03	Address	700 MARYVILLE CENTRE DR., ST. LOUOIS, MO, 63141, USA (Type of address: Chief Executive Officer)
2018-01-11	2021-07-06	Shares	Share type: NO PAR VALUE, Number of shares: 10000, Par value: 0
2015-08-11	2021-09-15	Address	99 WASHINGTON AVENUE, SUITE 805A, ALBANY, NY, 12210, USA (Type of address: Registered Agent)
2015-08-11	2021-09-15	Address	99 WASHINGTON AVENUE, SUITE 805A, ALBANY, NY, 12210, USA (Type of address: Service of Process)
2015-06-22	2015-08-11	Address	3500 S. DUPONT HWY, DOVER, DE, 19901, USA (Type of address: Service of Process)
2015-06-22	2015-08-11	Address	(Type of address: Registered Agent)
2015-05-29	2015-06-22	Address	3500 SOUTH DUPONT HIGHWAY, DOVER, DE, 19901, USA (Type of address: Registered Agent)
2014-09-04	2018-09-06	Address	200 S. 108TH AVE, HOTC 11TH FL, OMAHA, NE, 68154, USA (Type of address: Chief Executive Officer)
2012-09-07	2014-09-04	Address	4211 S 102ND STREET, OMAHA, NE, 68127, USA (Type of address: Chief Executive Officer)
2010-10-05	2012-09-07	Address	4211 S 102ND STREET, OMAHA, NE, 68127, USA (Type of address: Chief Executive Officer)
2006-09-21	2014-09-04	Address	C/O CORPORATE TAX, 4211 S 102ND STREET, OMAHA, NE, 68127, USA (Type of address: Principal Executive Office)
2006-09-21	2010-10-05	Address	4211 S 102ND STREET, OMAHA, NE, 68127, USA (Type of address: Chief Executive Officer)
2006-05-10	2015-06-22	Address	80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Service of Process)
2006-05-10	2015-05-29	Address	80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Registered Agent)
2004-03-22	2006-09-21	Address	100 WALL ST, NEW YORK, NY, 10005, USA (Type of address: Principal Executive Office)
2004-03-22	2006-05-10	Address	111 8TH AVE, NEW YORK, NY, 10011, USA (Type of address: Service of Process)
2004-03-22	2006-09-21	Address	100 WALL ST, NEW YORK, NY, 10005, USA (Type of address: Chief Executive Officer)
1999-09-20	2006-04-24	Name	TD WATERHOUSE INVESTOR SERVICES, INC.
1999-09-15	2006-05-10	Address	111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Registered Agent)
1999-09-15	2004-03-22	Address	111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Service of Process)
1996-10-08	2004-03-22	Address	100 WALL STREET, NEW YORK, NY, 10005, USA (Type of address: Chief Executive Officer)
1996-10-08	2004-03-22	Address	100 WALL ST, NEW YORK, NY, 10005, USA (Type of address: Principal Executive Office)
1993-11-05	1996-10-08	Address	100 WALL STREET, NEW YORK, NY, 10005, USA (Type of address: Principal Executive Office)
1993-11-05	1996-10-08	Address	3 CENTRAL DRIVE WEST, BRIARCLIFF MANOR, NY, 10510, USA (Type of address: Chief Executive Officer)
1988-06-27	1999-09-15	Address	1633 BROADWAY, NEW YORK, NY, 10019, USA (Type of address: Service of Process)
1988-06-27	1999-09-15	Address	1633 BROADWAY, NEWYORK, NY, 10019, USA (Type of address: Registered Agent)
1978-09-29	1999-09-20	Name	WATERHOUSE SECURITIES INC.
1978-09-29	2018-01-11	Shares	Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
1978-09-29	1988-06-27	Address	32 BROADWAY, NEW YORK, NY, 10004, USA (Type of address: Service of Process)

Filings

Filing Number	Date Filed	Type	Effective Date
240912003719	2024-09-12	BIENNIAL STATEMENT	2024-09-12
220908000550	2022-09-08	BIENNIAL STATEMENT	2022-09-01
210915002323	2021-09-15	CERTIFICATE OF CHANGE BY ENTITY	2021-09-15
200903060040	2020-09-03	BIENNIAL STATEMENT	2020-09-01
191231000594	2019-12-31	CERTIFICATE OF MERGER	2019-12-31
180906006449	2018-09-06	BIENNIAL STATEMENT	2018-09-01
180329000718	2018-03-29	CERTIFICATE OF MERGER	2018-03-31
180111000570	2018-01-11	CERTIFICATE OF AMENDMENT	2018-01-11
160916006237	2016-09-16	BIENNIAL STATEMENT	2016-09-01
20160121027	2016-01-21	ASSUMED NAME LLC INITIAL FILING	2016-01-21
150811000411	2015-08-11	CERTIFICATE OF CHANGE	2015-08-11
150622000561	2015-06-22	CERTIFICATE OF CHANGE	2015-06-22
150529000350	2015-05-29	CERTIFICATE OF CHANGE	2015-05-29
140904006064	2014-09-04	BIENNIAL STATEMENT	2014-09-01
120907006135	2012-09-07	BIENNIAL STATEMENT	2012-09-01
101005002558	2010-10-05	BIENNIAL STATEMENT	2010-09-01
080917002806	2008-09-17	BIENNIAL STATEMENT	2008-09-01
060921002514	2006-09-21	BIENNIAL STATEMENT	2006-09-01
060510000794	2006-05-10	CERTIFICATE OF CHANGE	2006-05-10
060424000127	2006-04-24	CERTIFICATE OF AMENDMENT	2006-04-24
041027002309	2004-10-27	BIENNIAL STATEMENT	2004-09-01
040322003114	2004-03-22	BIENNIAL STATEMENT	2002-09-01
000901002625	2000-09-01	BIENNIAL STATEMENT	2000-09-01
990920000885	1999-09-20	CERTIFICATE OF AMENDMENT	1999-09-20
990915001257	1999-09-15	CERTIFICATE OF CHANGE	1999-09-15
990625000494	1999-06-25	CERTIFICATE OF MERGER	1999-06-25
980914002454	1998-09-14	BIENNIAL STATEMENT	1998-09-01
980714000568	1998-07-14	CERTIFICATE OF MERGER	1998-07-14
970226000248	1997-02-26	CERTIFICATE OF MERGER	1997-02-26
961008002797	1996-10-08	BIENNIAL STATEMENT	1996-09-01
931105002903	1993-11-05	BIENNIAL STATEMENT	1993-09-01
B656619-2	1988-06-27	CERTIFICATE OF AMENDMENT	1988-06-27
A547893-4	1979-01-26	CERTIFICATE OF AMENDMENT	1979-01-26
A519580-5	1978-09-29	CERTIFICATE OF INCORPORATION	1978-09-29

Date of last update: 16 Nov 2024

Sources: New York Secretary of State