|
HAP TRADING, LLC 401(K) PLAN
|
2012
|
223561721
|
2013-07-01
|
HAP TRADING, LLC
|
68
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
004
|
| Effective date of plan |
2000-01-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
2123805138
|
| Plan sponsor’s mailing address |
33 WHITEHALL STREET, 6TH FLOOR, NEW YORK, NY, 10004
|
| Plan sponsor’s
address |
33 WHITEHALL STREET, 6TH FLOOR, NEW YORK, NY, 10004
|
Plan administrator’s name and address
| Administrator’s EIN |
223561721 |
| Plan administrator’s name |
HAP TRADING, LLC |
| Plan administrator’s
address |
33 WHITEHALL STREET, 6TH FLOOR, NEW YORK, NY, 10004 |
| Administrator’s telephone number |
2123805100 |
Number of participants as of the end of the plan year
| Active participants |
45 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
13 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
42 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
1 |
Signature of
| Role |
Plan administrator |
| Date |
2013-07-01 |
| Name of individual signing |
COLLEEN HYNDMAN |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2013-07-01 |
| Name of individual signing |
COLLEEN HYNDMAN |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
HAP TRADING, LLC 401(K) PLAN
|
2011
|
223561721
|
2012-04-17
|
HAP TRADING, LLC
|
60
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
004
|
| Effective date of plan |
2000-01-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
2123805100
|
| Plan sponsor’s mailing address |
33 WHITEHALL STREET, 6TH FLOOR, NEW YORK, NY, 10004
|
| Plan sponsor’s
address |
33 WHITEHALL STREET, 6TH FLOOR, NEW YORK, NY, 10004
|
Plan administrator’s name and address
| Administrator’s EIN |
223561721 |
| Plan administrator’s name |
HAP TRADING, LLC |
| Plan administrator’s
address |
33 WHITEHALL STREET, 6TH FLOOR, NEW YORK, NY, 10004 |
| Administrator’s telephone number |
2123805100 |
Number of participants as of the end of the plan year
| Active participants |
55 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
13 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
46 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
2 |
Signature of
| Role |
Plan administrator |
| Date |
2012-04-17 |
| Name of individual signing |
COLLEEN HYNDMAN |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
HAP TRADING, LLC 401(K) PLAN
|
2010
|
223561721
|
2011-05-03
|
HAP TRADING, LLC
|
44
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
004
|
| Effective date of plan |
2000-01-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
2123805100
|
| Plan sponsor’s mailing address |
33 WHITEHALL STREET, 6TH FLOOR, NEW YORK, NY, 10004
|
| Plan sponsor’s
address |
33 WHITEHALL STREET, 6TH FLOOR, NEW YORK, NY, 10004
|
Plan administrator’s name and address
| Administrator’s EIN |
223561721 |
| Plan administrator’s name |
HAP TRADING, LLC |
| Plan administrator’s
address |
33 WHITEHALL STREET, 6TH FLOOR, NEW YORK, NY, 10004 |
| Administrator’s telephone number |
2123805100 |
Number of participants as of the end of the plan year
| Active participants |
48 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
12 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
40 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
2 |
Signature of
| Role |
Plan administrator |
| Date |
2011-05-03 |
| Name of individual signing |
COLLEEN HYNDMAN |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
PFTC TRADING, LLC 401(K) PLAN
|
2009
|
223561721
|
2010-06-22
|
HAP TRADING, LLC
|
36
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
004
|
| Effective date of plan |
2000-01-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
2123805100
|
| Plan sponsor’s mailing address |
33 WHITEHALL STREET, 6TH FLOOR, NEW YORK, NY, 10004
|
| Plan sponsor’s
address |
33 WHITEHALL STREET, 6TH FLOOR, NEW YORK, NY, 10004
|
Plan administrator’s name and address
| Administrator’s EIN |
223561721 |
| Plan administrator’s name |
HAP TRADING, LLC |
| Plan administrator’s
address |
33 WHITEHALL STREET, 6TH FLOOR, NEW YORK, NY, 10004 |
| Administrator’s telephone number |
2123805100 |
Number of participants as of the end of the plan year
| Active participants |
32 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
12 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
32 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
1 |
Signature of
| Role |
Plan administrator |
| Date |
2010-06-22 |
| Name of individual signing |
COLLEEN HYNDMAN |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
