| Name: | YORK SECURITIES, INC. |
| Jurisdiction: | New York |
| Legal type: | DOMESTIC BUSINESS CORPORATION |
| Status: | Active |
| Date of registration: | 13 Aug 1979 (45 years ago) |
| Entity Number: | 574935 |
| County: | New York |
| Place of Formation: | New York |
| Address: | ATTN: PHIL KALBAN, ESQ, 521 FIFTH AVENUE, NEW YORK, NY, United States, 10175 |
| Address ZIP Code: | |
| Principal Address: | 160 BROADWAY, NEW YORK, NY, United States, 10038 |
| Principal Address ZIP Code: | 10038 |
Shares Details
Shares issued 200
Share Par Value 0
Type NO PAR VALUE
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 312983 | 160 BROADWAY, NEW YORK, NY, 10038 | 160 BROADWAY, NEW YORK, NY, 10038 | 212-766-0241 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | X-17A-5 |
| File number | 008-24126 |
| Filing date | 2024-08-28 |
| Reporting date | 2024-06-30 |
| File | View File |
Filings since 2023-06-30
| Form type | FOCUSN |
| File number | 008-24126 |
| Filing date | 2023-06-30 |
| Reporting date | 2023-06-30 |
| File | View File |
Filings since 2023-06-30
| Form type | X-17A-5 |
| File number | 008-24126 |
| Filing date | 2023-06-30 |
| Reporting date | 2023-06-30 |
| File | View File |
Filings since 2022-03-01
| Form type | FOCUSN |
| File number | 008-24126 |
| Filing date | 2022-03-01 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2022-03-01
| Form type | X-17A-5 |
| File number | 008-24126 |
| Filing date | 2022-03-01 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2021-02-17
| Form type | FOCUSN |
| File number | 008-24126 |
| Filing date | 2021-02-17 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2021-02-17
| Form type | X-17A-5 |
| File number | 008-24126 |
| Filing date | 2021-02-17 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2020-02-05
| Form type | FOCUSN |
| File number | 008-24126 |
| Filing date | 2020-02-05 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2020-02-05
| Form type | X-17A-5 |
| File number | 008-24126 |
| Filing date | 2020-02-05 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2019-02-11
| Form type | FOCUSN |
| File number | 008-24126 |
| Filing date | 2019-02-11 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2019-02-11
| Form type | X-17A-5 |
| File number | 008-24126 |
| Filing date | 2019-02-11 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-02-12
| Form type | FOCUSN |
| File number | 008-24126 |
| Filing date | 2018-02-12 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2018-02-12
| Form type | X-17A-5 |
| File number | 008-24126 |
| Filing date | 2018-02-12 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-02-28
| Form type | X-17A-5 |
| File number | 008-24126 |
| Filing date | 2017-02-28 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2017-02-27
| Form type | FOCUSN |
| File number | 008-24126 |
| Filing date | 2017-02-27 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-02-23
| Form type | FOCUSN |
| File number | 008-24126 |
| Filing date | 2016-02-23 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2016-02-22
| Form type | X-17A-5 |
| File number | 008-24126 |
| Filing date | 2016-02-22 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-04-27
| Form type | FOCUSN/A |
| File number | 008-24126 |
| Filing date | 2015-04-27 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2015-04-02
| Form type | X-17A-5 |
| File number | 008-24126 |
| Filing date | 2015-04-02 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2015-04-02
| Form type | FOCUSN |
| File number | 008-24126 |
| Filing date | 2015-04-02 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-02-28
| Form type | FOCUSN |
| File number | 008-24126 |
| Filing date | 2014-02-28 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2014-02-28
| Form type | X-17A-5 |
| File number | 008-24126 |
| Filing date | 2014-02-28 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-02-07
| Form type | FOCUSN |
| File number | 008-24126 |
| Filing date | 2013-02-07 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2013-02-07
| Form type | X-17A-5 |
| File number | 008-24126 |
| Filing date | 2013-02-07 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2012-02-09
| Form type | X-17A-5 |
| File number | 008-24126 |
| Filing date | 2012-02-09 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2012-02-09
| Form type | FOCUSN |
| File number | 008-24126 |
| Filing date | 2012-02-09 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-02-16
| Form type | FOCUSN |
| File number | 008-24126 |
| Filing date | 2011-02-16 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2011-02-16
| Form type | X-17A-5 |
| File number | 008-24126 |
| Filing date | 2011-02-16 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2010-02-16
| Form type | FOCUSN |
| File number | 008-24126 |
| Filing date | 2010-02-16 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2010-02-16
| Form type | X-17A-5 |
| File number | 008-24126 |
| Filing date | 2010-02-16 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2009-03-16
| Form type | X-17A-5/A |
| File number | 008-24126 |
| Filing date | 2009-03-16 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2009-02-17
| Form type | FOCUSN |
| File number | 008-24126 |
| Filing date | 2009-02-17 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2009-02-17
| Form type | X-17A-5 |
| File number | 008-24126 |
| Filing date | 2009-02-17 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2008-02-26
| Form type | FOCUSN |
| File number | 008-24126 |
| Filing date | 2008-02-26 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2008-02-26
| Form type | X-17A-5 |
| File number | 008-24126 |
| Filing date | 2008-02-26 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2007-06-05
| Form type | FOCUSN/A |
| File number | 008-24126 |
| Filing date | 2007-06-05 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2007-02-27
| Form type | FOCUSN |
| File number | 008-24126 |
| Filing date | 2007-02-27 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2007-02-27
| Form type | X-17A-5 |
| File number | 008-24126 |
| Filing date | 2007-02-27 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2006-02-28
| Form type | X-17A-5 |
| File number | 008-24126 |
| Filing date | 2006-02-28 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2005-02-28
| Form type | X-17A-5 |
| File number | 008-24126 |
| Filing date | 2005-02-28 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2004-03-03
| Form type | X-17A-5 |
| File number | 008-24126 |
| Filing date | 2004-03-03 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2003-03-03
| Form type | X-17A-5 |
| File number | 008-24126 |
| Filing date | 2003-03-03 |
| Reporting date | 2002-12-31 |
| File | View File |
Filings since 2002-03-05
| Form type | X-17A-5 |
| File number | 008-24126 |
| Filing date | 2002-03-05 |
| Reporting date | 2001-12-31 |
| File | View File |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| YORK SECURITIES, INC. 401(K) PLAN | 2023 | 132993714 | 2024-06-14 | YORK SECURITIES, INC. | 5 | |||||||||||||
|
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| YORK SECURITIES, INC. 401(K) PLAN | 2022 | 132993714 | 2023-05-11 | YORK SECURITIES, INC. | 5 | |||||||||||||
|
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| YORK SECURITIES, INC. 401(K) PLAN | 2021 | 132993714 | 2022-02-22 | YORK SECURITIES, INC. | 5 | |||||||||||||
|
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| YORK SECURITIES, INC. 401(K) PLAN | 2020 | 132993714 | 2021-03-09 | YORK SECURITIES, INC. | 6 | |||||||||||||
|
||||||||||||||||||
| YORK SECURITIES, INC. 401(K) PLAN | 2019 | 132993714 | 2020-01-28 | YORK SECURITIES, INC. | 6 | |||||||||||||
|
||||||||||||||||||
| YORK SECURITIES, INC. 401(K) PLAN | 2018 | 132993714 | 2020-01-28 | YORK SECURITIES, INC. | 8 | |||||||||||||
|
||||||||||||||||||
| YORK SECURITIES, INC. 401(K) PLAN | 2018 | 132993714 | 2019-01-25 | YORK SECURITIES, INC. | 8 | |||||||||||||
|
||||||||||||||||||
| YORK SECURITIES, INC. 401(K) PLAN | 2017 | 132993714 | 2018-02-12 | YORK SECURITIES, INC. | 8 | |||||||||||||
|
||||||||||||||||||
| YORK SECURITIES, INC. 401(K) PLAN | 2016 | 132993714 | 2017-02-01 | YORK SECURITIES, INC. | 8 | |||||||||||||
|
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| YORK SECURITIES, INC. 401(K) PLAN | 2015 | 132993714 | 2016-02-03 | YORK SECURITIES, INC. | 8 | |||||||||||||
|
||||||||||||||||||
| Name | Role | Address |
|---|---|---|
| DAVID J. CORCORAN | Chief Executive Officer | 160 BROADWAY, NEW YORK, NY, United States, 10038 |
| Name | Role | Address |
|---|---|---|
| PUTNEY, TWOMBLY, HALL & HIRSON, LLP | DOS Process Agent | ATTN: PHIL KALBAN, ESQ, 521 FIFTH AVENUE, NEW YORK, NY, United States, 10175 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2022-11-08 | 2022-11-08 | Shares | Share type: NO PAR VALUE, Number of shares: 200, Par value: 0 |
| 1991-07-15 | 2011-09-06 | Address | ATTN: HENRY I. ROTHMAN, ESQ., 1211 AVENUE OF THE AMERICAS, NEW YORK, NY, 10036, USA (Type of address: Service of Process) |
| 1979-08-13 | 2022-11-08 | Shares | Share type: NO PAR VALUE, Number of shares: 200, Par value: 0 |
| 1979-08-13 | 1991-07-15 | Address | 405 PARK AVE., NEW YORK, NY, 10022, USA (Type of address: Service of Process) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 20200908039 | 2020-09-08 | ASSUMED NAME LLC INITIAL FILING | 2020-09-08 |
| 110906002363 | 2011-09-06 | BIENNIAL STATEMENT | 2011-08-01 |
| 090928002095 | 2009-09-28 | BIENNIAL STATEMENT | 2009-08-01 |
| 051014002134 | 2005-10-14 | BIENNIAL STATEMENT | 2005-08-01 |
| 030812002890 | 2003-08-12 | BIENNIAL STATEMENT | 2003-08-01 |
| 010824002612 | 2001-08-24 | BIENNIAL STATEMENT | 2001-08-01 |
| 970815002299 | 1997-08-15 | BIENNIAL STATEMENT | 1997-08-01 |
| 000053005507 | 1993-10-13 | BIENNIAL STATEMENT | 1993-08-01 |
| 930409002398 | 1993-04-09 | BIENNIAL STATEMENT | 1992-08-01 |
| 910715000117 | 1991-07-15 | CERTIFICATE OF CHANGE | 1991-07-15 |
Date of last update: 29 Oct 2024
Sources: New York Secretary of State
