| Name: | ROSENBLATT SECURITIES INC. |
| Jurisdiction: | New York |
| Legal type: | DOMESTIC BUSINESS CORPORATION |
| Status: | Active |
| Date of registration: | 29 Aug 1979 (45 years ago) |
| Entity Number: | 578432 |
| ZIP code: | 10005 |
| County: | New York |
| Place of Formation: | New York |
| Address: | 100 WALL STREET, 20TH FLOOR, ATTN: ANDREW J. GOODMAN, ESQ., NEW YORK, NY, United States, 10005 |
Shares Details
Shares issued 20000
Share Par Value 1
Type PAR VALUE
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 313485 | 40 WALL STREET, 59TH FLOOR, NEW YORK, NY, 10005 | 40 WALL STREET, 59TH FLOOR, NEW YORK, NY, 10005 | 212-607-3100 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | X-17A-5 |
| File number | 008-24255 |
| Filing date | 2024-03-29 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2024-03-29
| Form type | FOCUSN |
| File number | 008-24255 |
| Filing date | 2024-03-29 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2023-03-15
| Form type | FOCUSN |
| File number | 008-24255 |
| Filing date | 2023-03-15 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2023-03-15
| Form type | X-17A-5 |
| File number | 008-24255 |
| Filing date | 2023-03-15 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2023-02-23
| Form type | X-17A-5 |
| File number | 008-24255 |
| Filing date | 2023-02-23 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2023-02-23
| Form type | FOCUSN |
| File number | 008-24255 |
| Filing date | 2023-02-23 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2022-03-02
| Form type | X-17A-5 |
| File number | 008-24255 |
| Filing date | 2022-03-02 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2022-03-02
| Form type | FOCUSN |
| File number | 008-24255 |
| Filing date | 2022-03-02 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2021-03-04
| Form type | FOCUSN |
| File number | 008-24255 |
| Filing date | 2021-03-04 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2021-03-03
| Form type | X-17A-5 |
| File number | 008-24255 |
| Filing date | 2021-03-03 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2019-03-01
| Form type | FOCUSN |
| File number | 008-24255 |
| Filing date | 2019-03-01 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2019-03-01
| Form type | X-17A-5 |
| File number | 008-24255 |
| Filing date | 2019-03-01 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-03-01
| Form type | FOCUSN |
| File number | 008-24255 |
| Filing date | 2018-03-01 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2018-03-01
| Form type | X-17A-5 |
| File number | 008-24255 |
| Filing date | 2018-03-01 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-03-01
| Form type | X-17A-5 |
| File number | 008-24255 |
| Filing date | 2017-03-01 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-02-26
| Form type | FOCUSN |
| File number | 008-24255 |
| Filing date | 2016-02-26 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2016-02-26
| Form type | X-17A-5 |
| File number | 008-24255 |
| Filing date | 2016-02-26 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-02-27
| Form type | FOCUSN |
| File number | 008-24255 |
| Filing date | 2015-02-27 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2015-02-27
| Form type | X-17A-5 |
| File number | 008-24255 |
| Filing date | 2015-02-27 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-02-28
| Form type | FOCUSN |
| File number | 008-24255 |
| Filing date | 2014-02-28 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2014-02-28
| Form type | X-17A-5 |
| File number | 008-24255 |
| Filing date | 2014-02-28 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-02-28
| Form type | FOCUSN |
| File number | 008-24255 |
| Filing date | 2013-02-28 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2013-02-28
| Form type | X-17A-5 |
| File number | 008-24255 |
| Filing date | 2013-02-28 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2012-04-30
| Form type | X-17A-5 |
| File number | 008-24255 |
| Filing date | 2012-04-30 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2012-03-01
| Form type | FOCUSN |
| File number | 008-24255 |
| Filing date | 2012-03-01 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2012-02-28
| Form type | FOCUSN |
| File number | 008-24255 |
| Filing date | 2012-02-28 |
| Reporting date | 2012-01-31 |
| File | View File |
Filings since 2011-03-01
| Form type | FOCUSN |
| File number | 008-24255 |
| Filing date | 2011-03-01 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2010-03-01
| Form type | FOCUSN |
| File number | 008-24255 |
| Filing date | 2010-03-01 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2010-03-01
| Form type | X-17A-5 |
| File number | 008-24255 |
| Filing date | 2010-03-01 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2009-03-02
| Form type | FOCUSN |
| File number | 008-24255 |
| Filing date | 2009-03-02 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2009-03-02
| Form type | X-17A-5 |
| File number | 008-24255 |
| Filing date | 2009-03-02 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2008-02-28
| Form type | FOCUSN |
| File number | 008-24255 |
| Filing date | 2008-02-28 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2008-02-28
| Form type | X-17A-5 |
| File number | 008-24255 |
| Filing date | 2008-02-28 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2007-02-28
| Form type | FOCUSN |
| File number | 008-24255 |
| Filing date | 2007-02-28 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2007-02-28
| Form type | X-17A-5 |
| File number | 008-24255 |
| Filing date | 2007-02-28 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2006-08-09
| Form type | X-17A-5 |
| File number | 008-24255 |
| Filing date | 2006-08-09 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2006-02-28
| Form type | FOCUSN |
| File number | 008-24255 |
| Filing date | 2006-02-28 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2005-03-01
| Form type | FOCUSN |
| File number | 008-24255 |
| Filing date | 2005-03-01 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2005-03-01
| Form type | X-17A-5 |
| File number | 008-24255 |
| Filing date | 2005-03-01 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2004-03-01
| Form type | X-17A-5 |
| File number | 008-24255 |
| Filing date | 2004-03-01 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2004-03-01
| Form type | FOCUSN |
| File number | 008-24255 |
| Filing date | 2004-03-01 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2003-03-04
| Form type | FOCUSN |
| File number | 008-24255 |
| Filing date | 2003-03-04 |
| Reporting date | 2002-12-31 |
| File | View File |
Filings since 2003-03-04
| Form type | X-17A-5 |
| File number | 008-24255 |
| Filing date | 2003-03-04 |
| Reporting date | 2002-12-31 |
| File | View File |
Filings since 2002-02-28
| Form type | X-17A-5 |
| File number | 008-24255 |
| Filing date | 2002-02-28 |
| Reporting date | 2001-12-31 |
| File | View File |
| LEI number | Registered As | Jurisdiction Of Formation | General Category | Entity Status | Entity created at | |||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 549300KXQP6H4QO07E91 | 578432 | US-NY | GENERAL | ACTIVE | 1979-08-29 | |||||||||||||||||||
|
||||||||||||||||||||||||
| Legal | C/O GARVEY SCHUBERT BARER, ATTN: ANDREW J. GOODMAN, ESQ, 100 WALL STREET, 20TH FLOOR, New York, US-NY, US, 10005 |
| Headquarters | 40 Wall Street - 59th Floor, NEW YORK, US-NY, US, 10005 |
Registration details
| Registration Date | 2016-10-27 |
| Last Update | 2024-09-20 |
| Status | ISSUED |
| Next Renewal | 2024-10-25 |
| LEI Issuer | 5493001KJTIIGC8Y1R12 |
| Corroboration Level | FULLY_CORROBORATED |
| Data Validated As | 578432 |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| ROSENBLATT SECURITIES, INC. 401(K) PLAN | 2012 | 132975865 | 2013-05-13 | ROSENBLATT SECURITIES, INC. | 41 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Administrator’s EIN | 132975865 |
| Plan administrator’s name | ROSENBLATT SECURITIES, INC. |
| Plan administrator’s address | 20 BROAD STREET, 26TH FLOOR, NEW YORK, NY, 10005 |
| Administrator’s telephone number | 2129435225 |
Number of participants as of the end of the plan year
| Active participants | 46 |
| Retired or separated participants receiving benefits | 0 |
| Other retired or separated participants entitled to future benefits | 6 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 0 |
| Number of participants with account balances as of the end of the plan year | 27 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 0 |
Signature of
| Role | Plan administrator |
| Date | 2013-05-13 |
| Name of individual signing | RICHARD ROSENBLATT |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2013-05-13 |
| Name of individual signing | RICHARD ROSENBLATT |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2003-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2129435225 |
| Plan sponsor’s mailing address | 20 BROAD STREET, 26TH FLOOR, NEW YORK, NY, 10005 |
| Plan sponsor’s address | 20 BROAD STREET, 26TH FLOOR, NEW YORK, NY, 10005 |
Plan administrator’s name and address
| Administrator’s EIN | 132975865 |
| Plan administrator’s name | ROSENBLATT SECURITIES, INC. |
| Plan administrator’s address | 20 BROAD STREET, 26TH FLOOR, NEW YORK, NY, 10005 |
| Administrator’s telephone number | 2129435225 |
Number of participants as of the end of the plan year
| Active participants | 36 |
| Retired or separated participants receiving benefits | 0 |
| Other retired or separated participants entitled to future benefits | 5 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 0 |
| Number of participants with account balances as of the end of the plan year | 24 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 1 |
Signature of
| Role | Plan administrator |
| Date | 2012-07-06 |
| Name of individual signing | JOSEPH GAWRONSKI |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2003-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2129435225 |
| Plan sponsor’s mailing address | 20 BROAD STREET, 26TH FLOOR, NEW YORK, NY, 10005 |
| Plan sponsor’s address | 20 BROAD STREET, 26TH FLOOR, NEW YORK, NY, 10005 |
Plan administrator’s name and address
| Administrator’s EIN | 132975865 |
| Plan administrator’s name | ROSENBLATT SECURITIES, INC. |
| Plan administrator’s address | 20 BROAD STREET, 26TH FLOOR, NEW YORK, NY, 10005 |
| Administrator’s telephone number | 2129435225 |
Number of participants as of the end of the plan year
| Active participants | 41 |
| Retired or separated participants receiving benefits | 0 |
| Other retired or separated participants entitled to future benefits | 5 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 0 |
| Number of participants with account balances as of the end of the plan year | 26 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 0 |
Signature of
| Role | Plan administrator |
| Date | 2011-07-11 |
| Name of individual signing | RICHARD ROSENBLATT |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2011-07-11 |
| Name of individual signing | JOSEPH GAWRONSKI |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2003-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2129435225 |
| Plan sponsor’s mailing address | 20 BROAD STREET, 26TH FLOOR, NEW YORK, NY, 10005 |
| Plan sponsor’s address | 20 BROAD STREET, 26TH FLOOR, NEW YORK, NY, 10005 |
Plan administrator’s name and address
| Administrator’s EIN | 132975865 |
| Plan administrator’s name | ROSENBLATT SECURITIES, INC. |
| Plan administrator’s address | 20 BROAD STREET, 26TH FLOOR, NEW YORK, NY, 10005 |
| Administrator’s telephone number | 2129435225 |
Number of participants as of the end of the plan year
| Active participants | 44 |
| Retired or separated participants receiving benefits | 0 |
| Other retired or separated participants entitled to future benefits | 5 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 0 |
| Number of participants with account balances as of the end of the plan year | 27 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 0 |
Signature of
| Role | Plan administrator |
| Date | 2010-06-29 |
| Name of individual signing | JOSEPH GAWRONSKI |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2010-06-29 |
| Name of individual signing | RICHARD ROSENBLATT |
| Valid signature | Filed with authorized/valid electronic signature |
| Name | Role | Address |
|---|---|---|
| C/O GARVEY SCHUBERT BARER | DOS Process Agent | 100 WALL STREET, 20TH FLOOR, ATTN: ANDREW J. GOODMAN, ESQ., NEW YORK, NY, United States, 10005 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 1979-08-29 | 2011-12-12 | Address | 445 PARK AVE, NEW YORK, NY, 10022, USA (Type of address: Service of Process) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 20210525079 | 2021-05-25 | ASSUMED NAME CORP INITIAL FILING | 2021-05-25 |
| 111212000179 | 2011-12-12 | CERTIFICATE OF AMENDMENT | 2011-12-12 |
| 021025000624 | 2002-10-25 | CERTIFICATE OF AMENDMENT | 2002-10-25 |
| A602355-17 | 1979-08-29 | CERTIFICATE OF INCORPORATION | 1979-08-29 |
Date of last update: 16 Nov 2024
Sources: New York Secretary of State
