MORGAN JOSEPH & CO. INC. EMPLOYEE BENEFITS PLAN
|
2009
|
133010505
|
2011-09-21
|
MORGAN JOSEPH & CO. INC.
|
142
|
|
File |
View Page
|
Three-digit plan number (PN) |
501
|
Effective date of plan |
2001-09-01
|
Business code |
523110
|
Sponsor’s telephone number |
2122183728
|
Plan sponsor’s mailing address |
600 FIFTH AVENUE, 19TH FLOOR, NEW YORK, NY, 100202302
|
Plan sponsor’s
address |
600 FIFTH AVENUE, 19TH FLOOR, NEW YORK, NY, 100202302
|
Plan administrator’s name and address
Administrator’s EIN |
133010505 |
Plan administrator’s name |
MORGAN JOSEPH & CO. INC. |
Plan administrator’s
address |
600 FIFTH AVENUE, 19TH FLOOR, NEW YORK, NY, 100202302 |
Administrator’s telephone number |
2122183728 |
Number of participants as of the end of the plan year
Active participants |
113 |
Retired or separated participants receiving
benefits |
16 |
Other
retired or separated participants entitled to future benefits |
2 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
1 |
Number of
participants
with
account balances as of the end of the plan year |
0 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2011-09-21 |
Name of individual signing |
LUISA DE SAMAME-SPEAR |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2011-09-21 |
Name of individual signing |
LUISA DE SAMAME-SPEAR |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
MORGAN JOSEPH & CO. INC. EMPLOYEE BENEFITS PLAN
|
2009
|
133010505
|
2010-07-29
|
MORGAN JOSEPH & CO. INC.
|
142
|
|
Three-digit plan number (PN) |
501
|
Effective date of plan |
2001-09-01
|
Business code |
523110
|
Sponsor’s telephone number |
2122183728
|
Plan sponsor’s mailing address |
600 FIFTH AVENUE, 19TH FLOOR, NEW YORK, NY, 100202302
|
Plan sponsor’s
address |
600 FIFTH AVENUE, 19TH FLOOR, NEW YORK, NY, 100202302
|
Plan administrator’s name and address
Administrator’s EIN |
133010505 |
Plan administrator’s name |
MORGAN JOSEPH & CO. INC. |
Plan administrator’s
address |
600 FIFTH AVENUE, 19TH FLOOR, NEW YORK, NY, 100202302 |
Administrator’s telephone number |
2122183728 |
Number of participants as of the end of the plan year
Active participants |
113 |
Retired or separated participants receiving
benefits |
16 |
Other
retired or separated participants entitled to future benefits |
2 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
1 |
Number of
participants
with
account balances as of the end of the plan year |
0 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2010-07-29 |
Name of individual signing |
LUISA DE SAMAME-SPEAR |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2010-07-29 |
Name of individual signing |
LUISA DE SAMAME-SPEAR |
Valid signature |
Filed with authorized/valid electronic signature |
|
|