| Name: | A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC |
| Jurisdiction: | New York |
| Legal type: | DOMESTIC LIMITED LIABILITY COMPANY |
| Status: | Active |
| Date of registration: | 30 Sep 2021 (3 years ago) |
| Entity Number: | 6293820 |
| ZIP code: | 10005 |
| County: | New York |
| Address: | 40 wall street 48th floor, NEW YORK, NY, United States, 10005 |
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| 318492 | 88 POST ROAD WEST, 2ND FLOOR, WESTPORT, CT, 06880 | 88 POST ROAD WEST, 2ND FLOOR, WESTPORT, CT, 06880 | 212-624-2060 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | X-17A-5 |
| File number | 008-25132 |
| Filing date | 2024-10-01 |
| Reporting date | 2024-06-30 |
| File | View File |
Filings since 2023-11-15
| Form type | X-17A-5 |
| File number | 008-25132 |
| Filing date | 2023-11-15 |
| Reporting date | 2023-06-30 |
| File | View File |
Filings since 2023-03-31
| Form type | SC 13G |
| Filing date | 2023-03-31 |
| File | View File |
Filings since 2023-02-14
| Form type | SC 13G |
| Filing date | 2023-02-14 |
| File | View File |
Filings since 2022-10-06
| Form type | X-17A-5 |
| File number | 008-25132 |
| Filing date | 2022-10-06 |
| Reporting date | 2022-06-30 |
| File | View File |
Filings since 2022-03-08
| Form type | 4 |
| File number | 001-41184 |
| Filing date | 2022-03-08 |
| Reporting date | 2022-03-08 |
| File | View File |
Filings since 2022-02-07
| Form type | 4 |
| File number | 001-41184 |
| Filing date | 2022-02-07 |
| Reporting date | 2022-02-03 |
| File | View File |
Filings since 2022-01-11
| Form type | 3 |
| File number | 001-41214 |
| Filing date | 2022-01-11 |
| Reporting date | 2022-01-11 |
| File | View File |
Filings since 2021-12-20
| Form type | 3 |
| File number | 001-41184 |
| Filing date | 2021-12-20 |
| Reporting date | 2021-12-20 |
| File | View File |
Filings since 2021-10-19
| Form type | 3 |
| File number | 001-40934 |
| Filing date | 2021-10-19 |
| Reporting date | 2021-10-19 |
| File | View File |
Filings since 2021-10-08
| Form type | 4 |
| File number | 001-40870 |
| Filing date | 2021-10-08 |
| Reporting date | 2021-10-07 |
| File | View File |
Filings since 2021-10-04
| Form type | 3 |
| File number | 001-40870 |
| Filing date | 2021-10-04 |
| Reporting date | 2021-10-04 |
| File | View File |
Filings since 2021-09-29
| Form type | X-17A-5 |
| File number | 008-25132 |
| Filing date | 2021-09-29 |
| Reporting date | 2021-06-30 |
| File | View File |
Filings since 2018-10-31
| Form type | X-17A-5 |
| File number | 008-25132 |
| Filing date | 2018-10-31 |
| Reporting date | 2018-06-30 |
| File | View File |
Filings since 2017-09-14
| Form type | FOCUSN/A |
| File number | 008-25132 |
| Filing date | 2017-09-14 |
| Reporting date | 2017-06-30 |
| File | View File |
Filings since 2017-08-29
| Form type | FOCUSN |
| File number | 008-25132 |
| Filing date | 2017-08-29 |
| Reporting date | 2017-06-30 |
| File | View File |
Filings since 2017-08-29
| Form type | X-17A-5 |
| File number | 008-25132 |
| Filing date | 2017-08-29 |
| Reporting date | 2017-06-30 |
| File | View File |
Filings since 2016-08-29
| Form type | FOCUSN |
| File number | 008-25132 |
| Filing date | 2016-08-29 |
| Reporting date | 2016-06-30 |
| File | View File |
Filings since 2016-08-29
| Form type | X-17A-5 |
| File number | 008-25132 |
| Filing date | 2016-08-29 |
| Reporting date | 2016-06-30 |
| File | View File |
Filings since 2015-08-28
| Form type | FOCUSN |
| File number | 008-25132 |
| Filing date | 2015-08-28 |
| Reporting date | 2015-06-30 |
| File | View File |
Filings since 2015-08-28
| Form type | X-17A-5 |
| File number | 008-25132 |
| Filing date | 2015-08-28 |
| Reporting date | 2015-06-30 |
| File | View File |
Filings since 2014-08-28
| Form type | X-17A-5 |
| File number | 008-25132 |
| Filing date | 2014-08-28 |
| Reporting date | 2014-06-30 |
| File | View File |
Filings since 2014-08-28
| Form type | FOCUSN |
| File number | 008-25132 |
| Filing date | 2014-08-28 |
| Reporting date | 2014-06-30 |
| File | View File |
Filings since 2013-08-27
| Form type | X-17A-5 |
| File number | 008-25132 |
| Filing date | 2013-08-27 |
| Reporting date | 2013-06-30 |
| File | View File |
Filings since 2012-08-29
| Form type | X-17A-5 |
| File number | 008-25132 |
| Filing date | 2012-08-29 |
| Reporting date | 2012-06-30 |
| File | View File |
Filings since 2012-08-22
| Form type | D |
| File number | 021-183085 |
| Filing date | 2012-08-22 |
| File | View File |
Filings since 2011-08-29
| Form type | X-17A-5 |
| File number | 008-25132 |
| Filing date | 2011-08-29 |
| Reporting date | 2011-06-30 |
| File | View File |
Filings since 2010-09-29
| Form type | X-17A-5 |
| File number | 008-25132 |
| Filing date | 2010-09-29 |
| Reporting date | 2010-06-30 |
| File | View File |
Filings since 2009-10-26
| Form type | X-17A-5/A |
| File number | 008-25132 |
| Filing date | 2009-10-26 |
| Reporting date | 2009-06-30 |
| File | View File |
Filings since 2009-10-09
| Form type | X-17A-5/A |
| File number | 008-25132 |
| Filing date | 2009-10-09 |
| Reporting date | 2009-06-30 |
| File | View File |
Filings since 2009-09-30
| Form type | X-17A-5 |
| File number | 008-25132 |
| Filing date | 2009-09-30 |
| Reporting date | 2009-06-30 |
| File | View File |
Filings since 2008-08-29
| Form type | X-17A-5 |
| File number | 008-25132 |
| Filing date | 2008-08-29 |
| Reporting date | 2008-06-30 |
| File | View File |
Filings since 2007-11-27
| Form type | X-17A-5 |
| File number | 008-25132 |
| Filing date | 2007-11-27 |
| Reporting date | 2007-06-30 |
| File | View File |
Filings since 2006-08-29
| Form type | X-17A-5 |
| File number | 008-25132 |
| Filing date | 2006-08-29 |
| Reporting date | 2006-06-30 |
| File | View File |
Filings since 2005-09-09
| Form type | X-17A-5 |
| File number | 008-25132 |
| Filing date | 2005-09-09 |
| Reporting date | 2005-06-30 |
| File | View File |
Filings since 2004-09-29
| Form type | X-17A-5/A |
| File number | 008-25132 |
| Filing date | 2004-09-29 |
| Reporting date | 2004-06-30 |
| File | View File |
Filings since 2004-08-27
| Form type | X-17A-5 |
| File number | 008-25132 |
| Filing date | 2004-08-27 |
| Reporting date | 2004-06-30 |
| File | View File |
Filings since 2003-09-05
| Form type | X-17A-5 |
| File number | 008-25132 |
| Filing date | 2003-09-05 |
| Reporting date | 2003-06-30 |
| File | View File |
Filings since 2002-09-04
| Form type | X-17A-5 |
| File number | 008-25132 |
| Filing date | 2002-09-04 |
| Reporting date | 2002-06-30 |
| File | View File |
| Name | Role | Address |
|---|---|---|
| the llc | DOS Process Agent | 40 wall street 48th floor, NEW YORK, NY, United States, 10005 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2022-06-23 | 2023-02-27 | Address | 40 wall street 48th floor, NEW YORK, NY, 10005, USA (Type of address: Service of Process) |
| 2021-12-15 | 2022-06-23 | Address | 40 wall street - 48th floor, NEW YORK, NY, 10005, USA (Type of address: Service of Process) |
| 2021-10-01 | 2021-12-15 | Address | 40 wall street - 48th floor, NEW YORK, NY, 10005, USA (Type of address: Service of Process) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 230227002596 | 2023-02-27 | CERTIFICATE OF AMENDMENT | 2023-02-27 |
| 220623001692 | 2022-06-23 | CERTIFICATE OF MERGER | 2022-06-23 |
| 211215000133 | 2021-12-14 | CERTIFICATE OF PUBLICATION | 2021-12-14 |
| 211001003205 | 2021-09-30 | ARTICLES OF ORGANIZATION | 2021-09-30 |
Date of last update: 20 Nov 2024
Sources: New York Secretary of State
