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TWC-229810
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Office of Administrative Trials and Hearings
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Issued
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Early Settlement
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2024-08-15
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3750
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No data
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In addition to any other prohibition contained in Chapter 1 of Title 16-A of the Code or this chapter, an applicant, a licensee, a registrant, a principal of a licensee or a registrant, or an employee required to make disclosure, pursuant to Section 16-510 of the Code as listed in Appendix A of Subchapter C of this chapter must not:violate or fail to comply with any order or directive of the Commission;
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TWC-226696
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Office of Administrative Trials and Hearings
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Issued
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Settled
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2023-04-30
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625
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2024-04-18
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A licensee must maintain a complete and accurate Customer Register on a form or in a computer format approved by the Commission.A complete and up-to-date Customer Register be filed on January 31 for the period October 1 to December 31; on April 30 for the period January 1 to March 31; on July 31 for the period April 1 to June 30; and on October 31 for the period July 1 to September 30, or as often as ordered by the Commission. In the event that the Commission grants a new license, the newly licensed company must file its first Customer Register to the Commission no later than ninety (90) days after the granting of its license, unless otherwise directed by the Commission. This subdivision applies to companies operating with temporary permission of the Commission, pending decision on their license application.
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