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MCGINN, SMITH & CO. INC.

Company Details

Name: MCGINN, SMITH & CO. INC.
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 04 Sep 1980 (44 years ago)
Entity Number: 648972
County: Albany
Place of Formation: New York
Address: ONE CAPITAL CENTER, 99 PINE STREET, ALBANY, NY, United States, 12207
Address ZIP Code: 12207
Principal Address: 1 CAPITAL CENTER, 99 PINE STREET, ALBANY, NY, United States, 12207
Principal Address ZIP Code: 12207

Shares Details

Shares issued 200

Share Par Value 0

Type NO PAR VALUE

Central Index Key

CIK number Mailing Address Business Address Phone
319516 CAPITAL CENTER, 99 PINE STREET, ALBANY, NY, 12207-3167 CAPITAL CENTER, 99 PINE STREET, ALBANY, NY, 12207-3167 518 449-5131

Filings since 2009-02-26

Form type X-17A-5
File number 008-25374
Filing date 2009-02-26
Reporting date 2008-12-31
File View File

Filings since 2008-02-27

Form type X-17A-5
File number 008-25374
Filing date 2008-02-27
Reporting date 2007-12-31
File View File

Filings since 2007-02-28

Form type X-17A-5
File number 008-25374
Filing date 2007-02-28
Reporting date 2006-12-31
File View File

Filings since 2006-03-01

Form type X-17A-5
File number 008-25374
Filing date 2006-03-01
Reporting date 2005-12-31
File View File

Filings since 2005-03-01

Form type X-17A-5
File number 008-25374
Filing date 2005-03-01
Reporting date 2004-12-31
File View File

Filings since 2004-02-27

Form type X-17A-5
File number 008-25374
Filing date 2004-02-27
Reporting date 2003-12-31
File View File

Filings since 2003-02-27

Form type X-17A-5
File number 008-25374
Filing date 2003-02-27
Reporting date 2002-12-31
File View File

Filings since 2002-02-27

Form type X-17A-5
File number 008-25374
Filing date 2002-02-27
Reporting date 2001-12-31
File View File

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
MCGINN SMITH INCENTIVE SAVINGS PLAN 2019 141620471 2020-02-18 MCGINN, SMITH & CO. INC. 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1987-01-01
Business code 523120
Sponsor’s telephone number 5184491323
Plan sponsor’s address PHILLIPS LYTLE LLP, 125 MAIN STREET, BUFFALO, NY, 142032887
MCGINN SMITH INCENTIVE SAVINGS PLAN 2019 141620471 2020-09-02 MCGINN, SMITH & CO. INC. 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1987-01-01
Business code 523120
Sponsor’s telephone number 7168477089
Plan sponsor’s address PHILLIPS LYTLE LLP, 125 MAIN STREET, BUFFALO, NY, 142032887
MCGINN SMITH INCENTIVE SAVINGS PLAN 2018 141620471 2019-03-13 MCGINN, SMITH & CO. INC. 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1987-01-01
Business code 523120
Sponsor’s telephone number 7168477089
Plan sponsor’s address PHILLIPS LYTLE LLP, 125 MAIN STREET, BUFFALO, NY, 142032887
MCGINN SMITH INCENTIVE SAVINGS PLAN 2017 141620471 2018-03-09 MCGINN, SMITH & CO. INC. 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1987-01-01
Business code 523120
Sponsor’s telephone number 5184491323
Plan sponsor’s address PHILLIPS LYTLE LLP, 125 MAIN STREET, BUFFALO, NY, 142032887
MCGINN SMITH INCENTIVE SAVINGS PLAN 2013 141620471 2014-04-18 MCGINN, SMITH & CO. INC. 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1987-01-01
Business code 523120
Sponsor’s telephone number 5184491323
Plan sponsor’s DBA name WILLIAM J. BROWN, RECEIVER
Plan sponsor’s address PHILLIPS LYTLE LLP, 125 MAIN STREET, BUFFALO, NY, 142032887
MCGINN SMITH INCENTIVE SAVINGS PLAN 2012 141620471 2013-07-01 MCGINN, SMITH & CO. INC. 11
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1987-01-01
Business code 523120
Sponsor’s telephone number 5184491323
Plan sponsor’s address 99 PINE STREET, SUITE C-110, ALBANY, NY, 12207

Signature of

Role Plan administrator
Date 2013-07-01
Name of individual signing WILLIAM F BROWN - RECEIVER
Role Employer/plan sponsor
Date 2013-07-01
Name of individual signing WILLIAM F BROWN - RECEIVER
MCGINN SMITH INCENTIVE SAVINGS PLAN 2011 141620471 2012-03-06 MCGINN, SMITH & CO. INC. 12
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1987-01-01
Business code 523120
Sponsor’s telephone number 5184491323
Plan sponsor’s address 99 PINE STREET, 3RD FLOOR, ALBANY, NY, 12207

Plan administrator’s name and address

Administrator’s EIN 141620471
Plan administrator’s name MCGINN, SMITH & CO. INC.
Plan administrator’s address 99 PINE STREET, 3RD FLOOR, ALBANY, NY, 12207
Administrator’s telephone number 5184491323

Signature of

Role Plan administrator
Date 2012-03-06
Name of individual signing BRIAN SHEA
Role Employer/plan sponsor
Date 2012-03-06
Name of individual signing BRIAN SHEA
MCGINN SMITH INCENTIVE SAVINGS PLAN 2010 141620471 2011-05-25 MCGINN, SMITH & CO. INC. 49
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1987-01-01
Business code 523120
Sponsor’s telephone number 5184491323
Plan sponsor’s address 99 PINE STREET, 3RD FLOOR, ALBANY, NY, 12207

Plan administrator’s name and address

Administrator’s EIN 141620471
Plan administrator’s name MCGINN, SMITH & CO. INC.
Plan administrator’s address 99 PINE STREET, 3RD FLOOR, ALBANY, NY, 12207
Administrator’s telephone number 5184491323

Signature of

Role Plan administrator
Date 2011-05-25
Name of individual signing BRIAN SHEA
Role Employer/plan sponsor
Date 2011-05-25
Name of individual signing BRIAN SHEA
MCGINN SMITH INCENTIVE SAVINGS PLAN 2009 141620471 2010-10-14 MCGINN, SMITH & CO. INC. 55
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1987-01-01
Business code 523120
Sponsor’s telephone number 5184495131
Plan sponsor’s address 99 PINE STREET, 5TH FLOOR, ALBANY, NY, 12207

Plan administrator’s name and address

Administrator’s EIN 141620471
Plan administrator’s name MCGINN, SMITH & CO. INC.
Plan administrator’s address 99 PINE STREET, 5TH FLOOR, ALBANY, NY, 12207
Administrator’s telephone number 5184495131

Signature of

Role Plan administrator
Date 2010-10-14
Name of individual signing BRIAN SHEA
Role Employer/plan sponsor
Date 2010-10-14
Name of individual signing BRIAN SHEA

Chief Executive Officer

Name Role Address
DAVE SMITH Chief Executive Officer 99 PINE ST, ALBANY, NY, United States, 12207

DOS Process Agent

Name Role Address
THE CORPORATION DOS Process Agent ONE CAPITAL CENTER, 99 PINE STREET, ALBANY, NY, United States, 12207

History

Start date End date Type Value
2009-01-22 2009-01-22 Shares Share type: PAR VALUE, Number of shares: 52500, Par value: 100
2009-01-22 2009-01-22 Shares Share type: PAR VALUE, Number of shares: 2000000, Par value: 0.01
1993-04-23 2004-10-28 Address 99 PINE STREET, ALBANY, NY, 12207, USA (Type of address: Chief Executive Officer)
1992-10-05 2009-01-22 Shares Share type: PAR VALUE, Number of shares: 37500, Par value: 100
1992-10-05 2009-01-22 Shares Share type: PAR VALUE, Number of shares: 2000000, Par value: 0.01
1992-10-05 1992-10-05 Shares Share type: PAR VALUE, Number of shares: 2000000, Par value: 0.01
1992-10-05 1992-10-05 Shares Share type: PAR VALUE, Number of shares: 37500, Par value: 100
1987-04-08 1987-04-08 Shares Share type: PAR VALUE, Number of shares: 2000000, Par value: 0.01
1987-04-08 1992-10-05 Shares Share type: PAR VALUE, Number of shares: 30000, Par value: 100
1987-04-08 1987-04-08 Shares Share type: PAR VALUE, Number of shares: 30000, Par value: 100

Filings

Filing Number Date Filed Type Effective Date
090428000232 2009-04-28 CERTIFICATE OF AMENDMENT 2009-04-28
090122000813 2009-01-22 CERTIFICATE OF AMENDMENT 2009-01-22
081003002670 2008-10-03 BIENNIAL STATEMENT 2008-09-01
060921002617 2006-09-21 BIENNIAL STATEMENT 2006-09-01
041028002556 2004-10-28 BIENNIAL STATEMENT 2004-09-01
020821002409 2002-08-21 BIENNIAL STATEMENT 2002-09-01
000928002794 2000-09-28 BIENNIAL STATEMENT 2000-09-01
980903002041 1998-09-03 BIENNIAL STATEMENT 1998-09-01
960904002294 1996-09-04 BIENNIAL STATEMENT 1996-09-01
931026003527 1993-10-26 BIENNIAL STATEMENT 1993-09-01

Date of last update: 29 Oct 2024

Sources: New York Secretary of State