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THE CAPITAL MARKETS COMPANY, LLC

Company Details

Name: THE CAPITAL MARKETS COMPANY, LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 16 Jun 2022 (2 years ago)
Entity Number: 6515373
ZIP code: 10005
County: New York
Place of Formation: Delaware
Foreign Legal Name: THE CAPITAL MARKETS COMPANY, LLC
Address: C/O C T CORPORATION SYSTEM, 28 Liberty Street, New York, NY, United States, 10005

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
CLEAR PATH INC PROFIT SHARING PLAN 2009 133260810 2010-06-04 CAPITAL MARKETS 3
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1986-01-01
Business code 541512
Plan sponsor’s mailing address 555 5TH AVE FL 17, NEW YORK, NY, 10017
Plan sponsor’s address 555 5TH AVE FL 17, NEW YORK, NY, 10017

Plan administrator’s name and address

Administrator’s EIN 133260810
Plan administrator’s name CAPITAL MARKETS
Plan administrator’s address 555 5TH AVE FL 17, NEW YORK, NY, 10017

Number of participants as of the end of the plan year

Active participants 3
Number of participants with account balances as of the end of the plan year 3

Signature of

Role Plan administrator
Date 2010-05-18
Name of individual signing JAMES DARAIO
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2010-05-18
Name of individual signing JAMES DARAIO
Valid signature Filed with authorized/valid electronic signature
CLEAR PATH INC PENSION PLAN 2009 133260810 2010-05-13 CAPITAL MARKETS 3
Three-digit plan number (PN) 001
Effective date of plan 1986-01-01
Business code 541512
Plan sponsor’s mailing address 555 5TH AVE FL 17, NEW YORK, NY, 10017
Plan sponsor’s address 555 5TH AVE FL 17, NEW YORK, NY, 10017

Plan administrator’s name and address

Plan administrator’s name SAME

Number of participants as of the end of the plan year

Active participants 3
Number of participants with account balances as of the end of the plan year 3

Signature of

Role Employer/plan sponsor
Date 2010-05-13
Name of individual signing JAMES DARAIO
Valid signature Filed with authorized/valid electronic signature
CLEAR PATH INC PENSION PLAN 2009 133260810 2010-05-14 CAPITAL MARKETS 3
Three-digit plan number (PN) 001
Effective date of plan 1986-01-01
Business code 541512
Plan sponsor’s mailing address 555 5TH AVE FL 17, NEW YORK, NY, 10017
Plan sponsor’s address 555 5TH AVE FL 17, NEW YORK, NY, 10017

Plan administrator’s name and address

Plan administrator’s name SAME

Number of participants as of the end of the plan year

Active participants 3
Number of participants with account balances as of the end of the plan year 3

Signature of

Role Plan administrator
Date 2010-05-14
Name of individual signing JAMES DARAIO
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2010-05-13
Name of individual signing JAMES DARAIO
Valid signature Filed with authorized/valid electronic signature
CLEAR PATH INC PENSION PLAN 2009 133260810 2010-05-16 CAPITAL MARKETS 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1986-01-01
Business code 541512
Plan sponsor’s mailing address 555 5TH AVE FL 17, NEW YORK, NY, 10017
Plan sponsor’s address 555 5TH AVE FL 17, NEW YORK, NY, 10017

Plan administrator’s name and address

Administrator’s EIN 133260810
Plan administrator’s name CAPITAL MARKETS
Plan administrator’s address 555 5TH AVE FL17, NEW YORK, NY, 10017

Number of participants as of the end of the plan year

Active participants 3
Number of participants with account balances as of the end of the plan year 3

Signature of

Role Plan administrator
Date 2010-05-14
Name of individual signing JAMES DARAIO
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2010-05-13
Name of individual signing JAMES DARAIO
Valid signature Filed with authorized/valid electronic signature
CLEAR PATH INC PENSION PLAN 2009 133260810 2010-05-15 CAPITAL MARKETS 3
Three-digit plan number (PN) 001
Effective date of plan 1986-01-01
Business code 541512
Plan sponsor’s mailing address 555 5TH AVE FL 17, NEW YORK, NY, 10017
Plan sponsor’s address 555 5TH AVE FL 17, NEW YORK, NY, 10017

Plan administrator’s name and address

Administrator’s EIN 133260810
Plan administrator’s name SAME

Number of participants as of the end of the plan year

Active participants 3
Number of participants with account balances as of the end of the plan year 3

Signature of

Role Plan administrator
Date 2010-05-14
Name of individual signing JAMES DARAIO
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2010-05-13
Name of individual signing JAMES DARAIO
Valid signature Filed with authorized/valid electronic signature
CLEAR PATH INC PENSION PLAN 2009 133260810 2010-05-11 CAPITAL MARKETS 3
Three-digit plan number (PN) 001
Effective date of plan 1986-01-01
Business code 541512
Plan sponsor’s mailing address 555 5TH AVE FL 17, NEW YORK, NY, 10017
Plan sponsor’s address 555 5TH AVE FL 17, NEW YORK, NY, 10017

Plan administrator’s name and address

Plan administrator’s name SAME

Number of participants as of the end of the plan year

Active participants 3
Number of participants with account balances as of the end of the plan year 3

Agent

Name Role Address
C T CORPORATION SYSTEM Agent 28 LIBERTY STREET, NEW YORK, NY, 10005

DOS Process Agent

Name Role Address
THE CAPITAL MARKETS COMPANY, LLC DOS Process Agent C/O C T CORPORATION SYSTEM, 28 Liberty Street, New York, NY, United States, 10005

History

Start date End date Type Value
2022-09-20 2024-06-04 Address 28 LIBERTY STREET, NEW YORK, NY, 10005, USA (Type of address: Registered Agent)
2022-09-20 2024-06-04 Address 28 LIBERTY STREET, NEW YORK, NY, 10005, USA (Type of address: Service of Process)
2022-06-17 2022-09-20 Address 28 LIBERTY STREET, NEW YORK, NY, 10005, USA (Type of address: Registered Agent)
2022-06-17 2022-09-20 Address 28 LIBERTY STREET, NEW YORK, NY, 10005, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
240604002428 2024-06-04 BIENNIAL STATEMENT 2024-06-04
220920003356 2022-09-20 CERTIFICATE OF PUBLICATION 2022-09-20
220617003110 2022-06-16 APPLICATION OF AUTHORITY 2022-06-16

Awards

Contract Type Award or IDV Flag PIID Start Date Current End Date Potential End Date
BPA CALL AWARD 9531CB24F0072 2024-08-08 2025-09-14 2025-09-14
Unique Award Key CONT_AWD_9531CB24F0072_955F_9531CB24A0006_955F
Awarding Agency Consumer Financial Protection Bureau
Link View Page

Award Amounts

Obligated Amount 325050.00
Current Award Amount 325050.00
Potential Award Amount 325050.00

Description

Title COMPLIANCE TRAINING
NAICS Code 611430: PROFESSIONAL AND MANAGEMENT DEVELOPMENT TRAINING
Product and Service Codes U008: EDUCATION/TRAINING- TRAINING/CURRICULUM DEVELOPMENT

Recipient Details

Recipient THE CAPITAL MARKETS COMPANY LLC
UEI KNFKVGEUE7J2
Recipient Address UNITED STATES, 350 FIFTH AVENUE 68TH FLOOR, NEW YORK, NEW YORK, NEW YORK, 10118
BPA CALL AWARD 9531CB24F0076 2024-06-11 2024-09-14 2024-09-14
Unique Award Key CONT_AWD_9531CB24F0076_955F_9531CB24A0006_955F
Awarding Agency Consumer Financial Protection Bureau
Link View Page

Award Amounts

Obligated Amount 226871.32
Current Award Amount 226871.32
Potential Award Amount 226871.32

Description

Title COMPLIANCE TRAINING
NAICS Code 611430: PROFESSIONAL AND MANAGEMENT DEVELOPMENT TRAINING
Product and Service Codes U008: EDUCATION/TRAINING- TRAINING/CURRICULUM DEVELOPMENT

Recipient Details

Recipient THE CAPITAL MARKETS COMPANY LLC
UEI KNFKVGEUE7J2
Recipient Address UNITED STATES, 350 FIFTH AVENUE 68TH FLOOR, NEW YORK, NEW YORK, NEW YORK, 10118
BPA CALL AWARD 9531CB23F0088 2023-07-13 2024-06-11 2024-06-11
Unique Award Key CONT_AWD_9531CB23F0088_955F_9531CB21A0022_955F
Awarding Agency Consumer Financial Protection Bureau
Link View Page

Award Amounts

Obligated Amount 143084.68
Current Award Amount 143084.68
Potential Award Amount 143084.68

Description

Title COMPLIANCE TRAINING
NAICS Code 611430: PROFESSIONAL AND MANAGEMENT DEVELOPMENT TRAINING
Product and Service Codes U008: EDUCATION/TRAINING- TRAINING/CURRICULUM DEVELOPMENT

Recipient Details

Recipient THE CAPITAL MARKETS COMPANY LLC
UEI KNFKVGEUE7J2
Recipient Address UNITED STATES, 77 WATER ST FL 10, NEW YORK, NEW YORK, NEW YORK, 10005
BPA CALL AWARD 9531CB22F0097 2022-09-15 2024-03-14 2024-03-14
Unique Award Key CONT_AWD_9531CB22F0097_955F_9531CB21A0022_955F
Awarding Agency Consumer Financial Protection Bureau
Link View Page

Award Amounts

Obligated Amount 258897.52
Current Award Amount 258897.52
Potential Award Amount 258897.52

Description

Title CLOSEOUT MODIFICATION
NAICS Code 611430: PROFESSIONAL AND MANAGEMENT DEVELOPMENT TRAINING
Product and Service Codes U008: EDUCATION/TRAINING- TRAINING/CURRICULUM DEVELOPMENT

Recipient Details

Recipient THE CAPITAL MARKETS COMPANY LLC
UEI KNFKVGEUE7J2
Recipient Address UNITED STATES, 77 WATER ST FL 10, NEW YORK, NEW YORK, NEW YORK, 10005
No data IDV 9531CB24A0006 2024-03-26 No data No data
Unique Award Key CONT_IDV_9531CB24A0006_955F
Awarding Agency Consumer Financial Protection Bureau
Link View Page

Award Amounts

Obligated Amount 0.00
Potential Award Amount 2250000.00

Description

Title COMPLIANCE TRAINING
NAICS Code 611430: PROFESSIONAL AND MANAGEMENT DEVELOPMENT TRAINING
Product and Service Codes U008: EDUCATION/TRAINING- TRAINING/CURRICULUM DEVELOPMENT

Recipient Details

Recipient THE CAPITAL MARKETS COMPANY LLC
UEI KNFKVGEUE7J2
Recipient Address UNITED STATES, 350 FIFTH AVENUE 68TH FLOOR, NEW YORK, NEW YORK, NEW YORK, 10118
BPA CALL AWARD 9531CB21F0082 2021-09-16 2023-02-01 2023-02-01
Unique Award Key CONT_AWD_9531CB21F0082_955F_9531CB21A0022_955F
Awarding Agency Consumer Financial Protection Bureau
Link View Page

Award Amounts

Obligated Amount 314220.71
Current Award Amount 314220.71
Potential Award Amount 314220.71

Description

Title CLOSEOUT MODIFICATION
NAICS Code 611430: PROFESSIONAL AND MANAGEMENT DEVELOPMENT TRAINING
Product and Service Codes U008: EDUCATION/TRAINING- TRAINING/CURRICULUM DEVELOPMENT

Recipient Details

Recipient THE CAPITAL MARKETS COMPANY LLC
UEI KNFKVGEUE7J2
Recipient Address UNITED STATES, 77 WATER ST FL 10, NEW YORK, NEW YORK, NEW YORK, 10005

Date of last update: 19 Nov 2024

Sources: New York Secretary of State