AAI ASSOCIATES, INC.

File	View Page
Three-digit plan number (PN)	501
Effective date of plan	2013-03-01
Business code	541310
Sponsor’s telephone number	2129644040
Plan sponsor’s mailing address	14 WALL ST, 2ND FLOOR, NEW YORK, NY, 10005
Plan sponsor’s address	14 WALL ST, 2ND FLOOR, NEW YORK, NY, 10005

Number of participants as of the end of the plan year

Active participants

96

Signature of

Role	Plan administrator
Date	2022-10-07
Name of individual signing	RICHARD EDWARDS
Valid signature	Filed with authorized/valid electronic signature

File	View Page
Three-digit plan number (PN)	501
Effective date of plan	2013-03-01
Business code	541310
Sponsor’s telephone number	2129644040
Plan sponsor’s mailing address	14 WALL ST, 2ND FLOOR, NEW YORK, NY, 10005
Plan sponsor’s address	14 WALL ST, 2ND FLOOR, NEW YORK, NY, 10005

Number of participants as of the end of the plan year

Active participants

107

Signature of

Role	Plan administrator
Date	2021-09-08
Name of individual signing	RICHARD EDWARDS
Valid signature	Filed with authorized/valid electronic signature

File	View Page
Three-digit plan number (PN)	501
Effective date of plan	2013-03-01
Business code	541310
Sponsor’s telephone number	2129644040
Plan sponsor’s mailing address	14 WALL ST, 2ND FLOOR, NEW YORK, NY, 10005
Plan sponsor’s address	14 WALL ST, 2ND FLOOR, NEW YORK, NY, 10005

Number of participants as of the end of the plan year

Active participants

115

Signature of

Role	Plan administrator
Date	2020-11-16
Name of individual signing	RICHARD EDWARDS
Valid signature	Filed with authorized/valid electronic signature

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2017-01-01
Business code	541310
Sponsor’s telephone number	2129644040
Plan sponsor’s address	14 WALL STREET, 2ND FLOOR, NEW YORK, NY, 10005

Signature of

Role	Plan administrator
Date	2019-02-13
Name of individual signing	GEORGE METZGER

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2017-01-01
Business code	541310
Sponsor’s telephone number	2129644040
Plan sponsor’s address	14 WALL STREET, 2ND FLOOR, NEW YORK, NY, 10005

Signature of

Role	Plan administrator
Date	2018-08-28
Name of individual signing	GEORGE METZGER