| Name: | FIRST EMPIRE SECURITIES, INC. |
| Jurisdiction: | New York |
| Legal type: | DOMESTIC BUSINESS CORPORATION |
| Status: | Active |
| Date of registration: | 03 Apr 1984 (41 years ago) (Companies founded in April 1984) |
| Entity Number: | 906434 |
| ZIP code: | 10005 (Companies in Suffolk, 10005) |
| County: | Suffolk |
| Place of Formation: | New York |
| Address: | 28 LIBERTY ST., NEW YORK, MO, United States, 10005 |
| Principal Address: | 100 MOTOR PARKWAY, 2ND FLOOR, HAUPPAUGE, NY, United States, 11788 |
Shares Details
Shares issued 1000
Share Par Value 0
Type NO PAR VALUE
| Type | Company Name | Company Number | State |
|---|---|---|---|
| Headquarter of | FIRST EMPIRE SECURITIES, INC. | 000-366-768 | Alabama |
| Headquarter of | FIRST EMPIRE SECURITIES, INC. | 0744658 | KENTUCKY |
| Headquarter of | FIRST EMPIRE SECURITIES, INC. | CORP_68577845 | ILLINOIS |
| Headquarter of | FIRST EMPIRE SECURITIES, INC. | 6341cc6b-add4-e011-a886-001ec94ffe7f | MINNESOTA |
| Headquarter of | FIRST EMPIRE SECURITIES, INC. | P34796 | FLORIDA |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 744360 | 100 MOTOR PARKWAY, SECOND FLOOR, HAUPPAUGE, NY, 11788 | 100 MOTOR PARKWAY, HAUPPAUGE, NY, 11788 | 631-979-0097 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | FOCUSN |
| File number | 008-31701 |
| Filing date | 2019-03-01 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2019-03-01
| Form type | X-17A-5 |
| File number | 008-31701 |
| Filing date | 2019-03-01 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-07-03
| Form type | MA-W |
| File number | 867-01916 |
| Filing date | 2018-07-03 |
| File | View File |
Filings since 2018-07-03
| Form type | MA-I/A |
| File number | 868-05024 |
| Filing date | 2018-07-03 |
| File | View File |
Filings since 2018-05-30
| Form type | MA-I/A |
| File number | 868-05024 |
| Filing date | 2018-05-30 |
| File | View File |
Filings since 2018-03-06
| Form type | MA-A |
| File number | 867-01916 |
| Filing date | 2018-03-06 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2018-02-28
| Form type | X-17A-5 |
| File number | 008-31701 |
| Filing date | 2018-02-28 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2018-02-28
| Form type | FOCUSN |
| File number | 008-31701 |
| Filing date | 2018-02-28 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-09-15
| Form type | MA-I/A |
| File number | 868-05024 |
| Filing date | 2017-09-15 |
| File | View File |
Filings since 2017-09-13
| Form type | MA-I/A |
| File number | 868-05024 |
| Filing date | 2017-09-13 |
| File | View File |
Filings since 2017-09-13
| Form type | MA-I/A |
| File number | 868-05024 |
| Filing date | 2017-09-13 |
| File | View File |
Filings since 2017-09-13
| Form type | MA-I/A |
| File number | 868-05024 |
| Filing date | 2017-09-13 |
| File | View File |
Filings since 2017-08-29
| Form type | MA-I/A |
| File number | 868-05024 |
| Filing date | 2017-08-29 |
| File | View File |
Filings since 2017-05-31
| Form type | MA-I |
| File number | 868-05024 |
| Filing date | 2017-05-31 |
| File | View File |
Filings since 2017-04-26
| Form type | MA-I |
| File number | 868-05024 |
| Filing date | 2017-04-26 |
| File | View File |
Filings since 2017-03-22
| Form type | MA-A |
| File number | 867-01916 |
| Filing date | 2017-03-22 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2017-02-27
| Form type | FOCUSN |
| File number | 008-31701 |
| Filing date | 2017-02-27 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2017-02-27
| Form type | X-17A-5 |
| File number | 008-31701 |
| Filing date | 2017-02-27 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-08-18
| Form type | MA-I |
| File number | 868-05024 |
| Filing date | 2016-08-18 |
| File | View File |
Filings since 2016-04-26
| Form type | MA-A |
| File number | 867-01916 |
| Filing date | 2016-04-26 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2016-02-29
| Form type | FOCUSN |
| File number | 008-31701 |
| Filing date | 2016-02-29 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2016-02-29
| Form type | X-17A-5 |
| File number | 008-31701 |
| Filing date | 2016-02-29 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2016-01-27
| Form type | MA-I |
| File number | 868-05024 |
| Filing date | 2016-01-27 |
| File | View File |
Filings since 2015-10-01
| Form type | MA |
| File number | 867-01916 |
| Filing date | 2015-10-01 |
| File | View File |
Filings since 2015-09-14
| Form type | MA-I |
| File number | 868-05024 |
| Filing date | 2015-09-14 |
| File | View File |
Filings since 2015-09-14
| Form type | MA-I |
| File number | 868-05024 |
| Filing date | 2015-09-14 |
| File | View File |
Filings since 2015-02-27
| Form type | FOCUSN |
| File number | 008-31701 |
| Filing date | 2015-02-27 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2015-02-27
| Form type | X-17A-5 |
| File number | 008-31701 |
| Filing date | 2015-02-27 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-03-04
| Form type | FOCUSN |
| File number | 008-31701 |
| Filing date | 2014-03-04 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2014-03-04
| Form type | X-17A-5 |
| File number | 008-31701 |
| Filing date | 2014-03-04 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-02-21
| Form type | FOCUSN |
| File number | 008-31701 |
| Filing date | 2013-02-21 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2013-02-21
| Form type | X-17A-5 |
| File number | 008-31701 |
| Filing date | 2013-02-21 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2012-02-28
| Form type | FOCUSN |
| File number | 008-31701 |
| Filing date | 2012-02-28 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2012-02-28
| Form type | X-17A-5 |
| File number | 008-31701 |
| Filing date | 2012-02-28 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-02-22
| Form type | FOCUSN |
| File number | 008-31701 |
| Filing date | 2011-02-22 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2011-02-22
| Form type | X-17A-5 |
| File number | 008-31701 |
| Filing date | 2011-02-22 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2010-02-26
| Form type | FOCUSN |
| File number | 008-31701 |
| Filing date | 2010-02-26 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2010-02-26
| Form type | X-17A-5 |
| File number | 008-31701 |
| Filing date | 2010-02-26 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2009-02-25
| Form type | FOCUSN |
| File number | 008-31701 |
| Filing date | 2009-02-25 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2009-02-25
| Form type | X-17A-5 |
| File number | 008-31701 |
| Filing date | 2009-02-25 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2008-02-28
| Form type | FOCUSN |
| File number | 008-31701 |
| Filing date | 2008-02-28 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2008-02-28
| Form type | X-17A-5 |
| File number | 008-31701 |
| Filing date | 2008-02-28 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2007-02-28
| Form type | FOCUSN |
| File number | 008-31701 |
| Filing date | 2007-02-28 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2007-02-28
| Form type | X-17A-5 |
| File number | 008-31701 |
| Filing date | 2007-02-28 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2006-02-21
| Form type | FOCUSN |
| File number | 008-31701 |
| Filing date | 2006-02-21 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2006-02-21
| Form type | X-17A-5 |
| File number | 008-31701 |
| Filing date | 2006-02-21 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2005-02-28
| Form type | FOCUSN |
| File number | 008-31701 |
| Filing date | 2005-02-28 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2005-02-28
| Form type | X-17A-5 |
| File number | 008-31701 |
| Filing date | 2005-02-28 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2004-02-26
| Form type | X-17A-5 |
| File number | 008-31701 |
| Filing date | 2004-02-26 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2004-02-26
| Form type | FOCUSN |
| File number | 008-31701 |
| Filing date | 2004-02-26 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2003-02-27
| Form type | FOCUSN |
| File number | 008-31701 |
| Filing date | 2003-02-27 |
| Reporting date | 2002-12-31 |
| File | View File |
Filings since 2003-02-27
| Form type | X-17A-5 |
| File number | 008-31701 |
| Filing date | 2003-02-27 |
| Reporting date | 2002-12-31 |
| File | View File |
Filings since 2002-02-26
| Form type | X-17A-5 |
| File number | 008-31701 |
| Filing date | 2002-02-26 |
| Reporting date | 2001-12-31 |
| File | View File |
| LEI number | Registered As | Jurisdiction Of Formation | General Category | Entity Status | Entity created at | |||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2549007JB2ZXWUZLBB10 | 906434 | US-NY | GENERAL | INACTIVE | No data | |||||||||||||||||||
|
||||||||||||||||||||||||
| Legal | 100 Motor Parkway, 2nd Floor, Hauppauge, US-NY, US, 11788 |
| Headquarters | 100 Motor Parkway, 2nd Floor, Hauppauge, US-NY, US, 11788 |
Registration details
| Registration Date | 2017-10-31 |
| Last Update | 2022-05-05 |
| Status | RETIRED |
| Next Renewal | 2020-09-13 |
| LEI Issuer | 5493001KJTIIGC8Y1R12 |
| Corroboration Level | FULLY_CORROBORATED |
| Data Validated As | 906434 |
| Name | Role | Address |
|---|---|---|
| ERIC NEEDLEMAN | Chief Executive Officer | 501 N. BROADWAY AVE, ST. LOUIS, MO, United States, 63102 |
| Name | Role | Address |
|---|---|---|
| CT CORPORATION SYSTEM | DOS Process Agent | 28 LIBERTY ST., NEW YORK, MO, United States, 10005 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2014-04-17 | 2020-04-17 | Address | 100 MOTOR PKWY, 2ND FLOOR, HAUPPAUGE, NY, 11788, USA (Type of address: Service of Process) |
| 2006-04-28 | 2014-04-17 | Address | 100 MOTOR PKWY, HAUPPAUGE, NY, 11788, USA (Type of address: Service of Process) |
| 2004-05-05 | 2014-04-17 | Address | 100 MOTOR PARKWAY, HAUPPAUGE, NY, 11788, 3000, USA (Type of address: Principal Executive Office) |
| 2004-05-05 | 2020-04-17 | Address | 100 MOTOR PARKWAY, HAUPPAUGE, NY, 11788, 3000, USA (Type of address: Chief Executive Officer) |
| 2000-04-21 | 2004-05-05 | Address | 1393 VETERANS MEMORIAL HIGHWAY, HAUPPAUGE, NY, 11788, 3000, USA (Type of address: Principal Executive Office) |
| 2000-04-21 | 2004-05-05 | Address | 1393 VETERANS MEMORIAL HIGHWAY, HAUPPAUGE, NY, 11788, 3000, USA (Type of address: Chief Executive Officer) |
| 1992-11-25 | 2000-04-21 | Address | 1393 VETERANS MEMORIAL HIGHWAY, HAUPPAUGE, NY, 11788, 3000, USA (Type of address: Principal Executive Office) |
| 1992-11-25 | 2000-04-21 | Address | 1393 VETERANS MEMORIAL HIGHWAY, HAUPPAUGE, NY, 11788, 3000, USA (Type of address: Chief Executive Officer) |
| 1991-01-07 | 2006-04-28 | Address | 350 COMMACK ROAD, COMMACK, NY, 11725, USA (Type of address: Service of Process) |
| 1984-04-03 | 1991-06-12 | Shares | Share type: NO PAR VALUE, Number of shares: 200, Par value: 0 |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 200417060393 | 2020-04-17 | BIENNIAL STATEMENT | 2020-04-01 |
| 180412006095 | 2018-04-12 | BIENNIAL STATEMENT | 2018-04-01 |
| 160401006687 | 2016-04-01 | BIENNIAL STATEMENT | 2016-04-01 |
| 140417006118 | 2014-04-17 | BIENNIAL STATEMENT | 2014-04-01 |
| 120607002214 | 2012-06-07 | BIENNIAL STATEMENT | 2012-04-01 |
| 100511002843 | 2010-05-11 | BIENNIAL STATEMENT | 2010-04-01 |
| 080409002729 | 2008-04-09 | BIENNIAL STATEMENT | 2008-04-01 |
| 060428002428 | 2006-04-28 | BIENNIAL STATEMENT | 2006-04-01 |
| 040505002302 | 2004-05-05 | BIENNIAL STATEMENT | 2004-04-01 |
| 020402002626 | 2002-04-02 | BIENNIAL STATEMENT | 2002-04-01 |
Date of last update: 15 Nov 2024
Sources: New York Secretary of State
