LEHMAN BROTHERS HOLDINGS INC.

Company Details

Name:	LEHMAN BROTHERS HOLDINGS INC.
Jurisdiction:	New York
Legal type:	FOREIGN BUSINESS CORPORATION
Status:	Active
Date of registration:	16 Apr 1984 (41 years ago) (Companies founded in April 1984)
Entity Number:	909570
ZIP code:	12207 (Companies in New York, 12207)
County:	New York
Place of Formation:	Delaware
Address:	80 STATE ST, ALBANY, NY, United States, 12207
Principal Address:	277 PARK AVENUE, 46TH FLOOR, NEW YORK, NY, United States, 10172

form 5500

Plan Name

Plan Year

EIN/PN

Received

Sponsor

Total number of participants

LEHMAN BROTHERS SAVINGS PLAN

2012

133216325

2013-10-15

LEHMAN BROTHERS HOLDINGS INC

8339

File	View Page
Three-digit plan number (PN)	003
Effective date of plan	1984-01-01
Business code	523110
Sponsor’s telephone number	6462859237
Plan sponsor’s mailing address	1271 AVENUE OF THE AMERICAS, 39TH FLOOR, NEW YORK, NY, 10020
Plan sponsor’s address	1271 AVENUE OF THE AMERICAS, 39TH FLOOR, NEW YORK, NY, 10020

Plan administrator’s name and address

Administrator’s EIN	133216325
Plan administrator’s name	EMPLOYEE BENEFIT PLANS COMMITTEE, C/O LEHMAN BROTHERS HOLDINGS INC
Plan administrator’s address	1271 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020
Administrator’s telephone number	6462859237

Number of participants as of the end of the plan year

Active participants	2201
Retired or separated participants receiving benefits	57
Other retired or separated participants entitled to future benefits	7071
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits	27
Number of participants with account balances as of the end of the plan year	7434
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	0

Signature of

Role	Plan administrator
Date	2013-10-15
Name of individual signing	CAROL RADO
Valid signature	Filed with authorized/valid electronic signature

Role	Employer/plan sponsor
Date	2013-10-15
Name of individual signing	CAROL RADO
Valid signature	Filed with authorized/valid electronic signature

Chief Executive Officer

Name	Role	Address
CHRISTOPHER O'MEARA	Chief Executive Officer	110 EAST 42ND STREET, SUITE 820, NEW YORK, NY, United States, 10017

DOS Process Agent

Name	Role	Address
CORPORATION SERVICE COMPANY	DOS Process Agent	80 STATE ST, ALBANY, NY, United States, 12207

Agent

Name	Role	Address
THE PRENTICE-HALL CORPORATION SYSTEM, INC.	Agent	80 STATE STREET, ALBANY, NY, 12207

History

Start date	End date	Type	Value
2016-05-03	2018-04-27	Address	1274 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, USA (Type of address: Principal Executive Office)
2016-05-03	2018-04-27	Address	1271 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, USA (Type of address: Chief Executive Officer)
2014-07-21	2016-05-03	Address	1271 SIXTH AVENUE, NEW YORK, NY, 10020, USA (Type of address: Chief Executive Officer)
2010-05-27	2016-05-03	Address	1271 SIXTH AVENUE, NEW YORK, NY, 10020, USA (Type of address: Principal Executive Office)
2010-05-27	2014-07-21	Address	1271 SIXTH AVENUE, NEW YORK, NY, 10020, USA (Type of address: Chief Executive Officer)
2008-05-02	2010-05-27	Address	745 7TH AVE, NEW YORK, NY, 10019, USA (Type of address: Principal Executive Office)
2008-05-02	2010-05-27	Address	745 7TH AVE, NEW YORK, NY, 10019, USA (Type of address: Chief Executive Officer)
2004-07-13	2008-05-02	Address	745 7TH AVE, NEW YORK, NY, 10019, USA (Type of address: Chief Executive Officer)
2004-07-13	2008-05-02	Address	745 7TH AVE, NEW YORK, NY, 10019, USA (Type of address: Principal Executive Office)
2002-04-01	2010-05-27	Address	80 STATE ST, ALBANY, NY, 12207, 2543, USA (Type of address: Service of Process)
1998-04-02	2002-04-01	Address	THREE WORLD TRADE CENTER, 200 VESEY STREET, NEW YORK, NY, 10285, USA (Type of address: Service of Process)
1997-04-10	1998-04-02	Address	80 STATE STREET, ALBANY, NY, 12207, USA (Type of address: Service of Process)
1996-06-07	1997-04-10	Address	500 CENTRAL AVENUE, ALBANY, NY, 12206, 2290, USA (Type of address: Service of Process)
1996-06-07	1997-04-10	Address	500 CENTRAL AVENUE, ALBANY, NY, 12206, 2290, USA (Type of address: Registered Agent)
1996-05-09	2004-07-13	Address	3 WORLD FINANCIAL CENTER, NEW YORK, NY, 10285, USA (Type of address: Principal Executive Office)
1996-05-09	2004-07-13	Address	3 WORLD FINANCIAL CENTER, NEW YORK, NY, 10285, USA (Type of address: Chief Executive Officer)
1993-07-06	1996-05-09	Address	CORPORATE TAX DEPARTMENT, 388 GREENWICH ST. 31ST FLOOR, NEW YORK, NY, 10013, 2391, USA (Type of address: Principal Executive Office)
1992-12-30	1996-05-09	Address	200 VESEY STREET, NEW YORK, NY, 10285, USA (Type of address: Chief Executive Officer)
1992-12-30	1993-07-06	Address	388 GREENWICH STREET, TAX DEPT 31ST FLOOR, NEW YORK, NY, 10013, USA (Type of address: Principal Executive Office)
1990-09-21	1993-08-04	Name	SHEARSON LEHMAN BROTHERS HOLDINGS INC.
1988-05-11	1990-09-21	Name	SHEARSON LEHMAN HUTTON HOLDINGS INC.
1985-03-20	1988-05-11	Name	SHEARSON LEHMAN BROTHERS HOLDINGS INC.
1984-04-16	1996-06-07	Address	1633 BROADWAY, NEW YORK, NY, 10019, USA (Type of address: Service of Process)
1984-04-16	1996-06-07	Address	1633 BROADWAY, NEW YORK, NY, 10019, USA (Type of address: Registered Agent)
1984-04-16	1985-03-20	Name	SHEARSON/AMERICAN EXPRESS HOLDINGS INC.

Filings

Filing Number	Date Filed	Type	Effective Date
210909002767	2021-09-09	BIENNIAL STATEMENT	2021-09-09
180427002016	2018-04-27	BIENNIAL STATEMENT	2018-04-01
160503002009	2016-05-03	BIENNIAL STATEMENT	2016-04-01
140721002112	2014-07-21	BIENNIAL STATEMENT	2014-04-01
120618002007	2012-06-18	BIENNIAL STATEMENT	2012-04-01
100527002521	2010-05-27	BIENNIAL STATEMENT	2010-04-01
080502002488	2008-05-02	BIENNIAL STATEMENT	2008-04-01
060504003018	2006-05-04	BIENNIAL STATEMENT	2006-04-01
040713002216	2004-07-13	BIENNIAL STATEMENT	2004-04-01
020401002361	2002-04-01	BIENNIAL STATEMENT	2002-04-01
000414002292	2000-04-14	BIENNIAL STATEMENT	2000-04-01
981028002225	1998-10-28	BIENNIAL STATEMENT	1998-04-01
980402000723	1998-04-02	CERTIFICATE OF MERGER	1998-04-02
970410000870	1997-04-10	CERTIFICATE OF CHANGE	1997-04-10
960607000182	1996-06-07	CERTIFICATE OF CHANGE	1996-06-07
960509002463	1996-05-09	BIENNIAL STATEMENT	1996-04-01
930804000043	1993-08-04	CERTIFICATE OF AMENDMENT	1993-08-04
930706002195	1993-07-06	BIENNIAL STATEMENT	1993-04-01
921230002662	1992-12-30	BIENNIAL STATEMENT	1992-04-01
900921000211	1990-09-21	CERTIFICATE OF AMENDMENT	1990-09-21
B638440-2	1988-05-11	CERTIFICATE OF AMENDMENT	1988-05-11
B205022-3	1985-03-20	CERTIFICATE OF AMENDMENT	1985-03-20
B091108-4	1984-04-16	APPLICATION OF AUTHORITY	1984-04-16

Date of last update: 15 Nov 2024

Sources: New York Secretary of State