DEWITT STERN GROUP, INC. 401(K) PLAN
|
2015
|
135629035
|
2016-10-17
|
DEWITT STERN GROUP, INC.
|
175
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1994-01-01
|
Business code |
524210
|
Sponsor’s telephone number |
2128673550
|
Plan sponsor’s mailing address |
420 LEXINGTON AVENUE, 27TH FLOOR, NEW YORK, NY, 10170
|
Plan sponsor’s
address |
DEWITT STERN GROUP, INC., 420 LEXINGTON AVENUE 27TH FLOOR, NEW YORK, NY, 10170
|
Number of participants as of the end of the plan year
Active participants |
0 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
0 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
0 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2016-10-17 |
Name of individual signing |
KEVIN WALKER |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
DEWITT STERN GROUP, INC. 401(K) PLAN
|
2014
|
135629035
|
2015-10-15
|
DEWITT STERN GROUP, INC.
|
230
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1994-01-01
|
Business code |
524210
|
Sponsor’s telephone number |
2128673550
|
Plan sponsor’s mailing address |
420 LEXINGTON AVENUE, 27TH FLOOR, NEW YORK, NY, 10170
|
Plan sponsor’s
address |
DEWITT STERN GROUP, INC., 420 LEXINGTON AVENUE 27TH FLOOR, NEW YORK, NY, 10170
|
Number of participants as of the end of the plan year
Active participants |
6 |
Retired or separated participants receiving
benefits |
184 |
Other
retired or separated participants entitled to future benefits |
0 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
188 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
51 |
Signature of
Role |
Plan administrator |
Date |
2015-10-15 |
Name of individual signing |
KEVIN WALKER |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
DEWITT STERN GROUP, INC. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN
|
2013
|
135629035
|
2014-10-15
|
DEWITT STERN GROUP, INC.
|
223
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1994-01-01
|
Business code |
524210
|
Sponsor’s telephone number |
2128673550
|
Plan sponsor’s mailing address |
420 LEXINGTON AVENUE, 27TH FLOOR, NEW YORK, NY, 10170
|
Plan sponsor’s
address |
DEWITT STERN GROUP, INC., 420 LEXINGTON AVENUE 27TH FLOOR, NEW YORK, NY, 10170
|
Number of participants as of the end of the plan year
Active participants |
126 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
100 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
220 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
2 |
Signature of
Role |
Plan administrator |
Date |
2014-10-15 |
Name of individual signing |
KEVIN WALKER |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2014-10-15 |
Name of individual signing |
KEVIN WALKER |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
DEWITT STERN GROUP, INC. EMPLOYEES' PROFIT SHARING AND 401(K) PLAN
|
2012
|
135629035
|
2013-10-11
|
DEWITT STERN GROUP, INC.
|
247
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1994-01-01
|
Business code |
524210
|
Sponsor’s telephone number |
2128673550
|
Plan sponsor’s mailing address |
420 LEXINGTON AVENUE, 27TH FLOOR, NEW YORK, NY, 10170
|
Plan sponsor’s
address |
DEWITT STERN GROUP, INC., 420 LEXINGTON AVENUE 27TH FLOOR, NEW YORK, NY, 10170
|
Number of participants as of the end of the plan year
Active participants |
130 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
89 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
216 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
4 |
Signature of
Role |
Plan administrator |
Date |
2013-10-11 |
Name of individual signing |
KEVIN WALKER |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2013-10-11 |
Name of individual signing |
KEVIN WALKER |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
DEWITT STERN GROUP, INC. HEALTH & WELFARE PLAN
|
2010
|
135629035
|
2012-10-02
|
DEWITT STERN GROUP, INC.
|
158
|
|
File |
View Page
|
Three-digit plan number (PN) |
501
|
Effective date of plan |
2007-01-01
|
Business code |
524210
|
Sponsor’s telephone number |
2128673550
|
Plan sponsor’s mailing address |
420 LEXINGTON AVENUE, SUITE 2700, NEW YORK, NY, 10170
|
Plan sponsor’s
address |
420 LEXINGTON AVENUE, SUITE 2700, NEW YORK, NY, 10170
|
Plan administrator’s name and address
Administrator’s EIN |
135629035 |
Plan administrator’s name |
DEWITT STERN GROUP, INC. |
Plan administrator’s
address |
420 LEXINGTON AVENUE, SUITE 2700, NEW YORK, NY, 10170 |
Administrator’s telephone number |
2128673550 |
Number of participants as of the end of the plan year
Active participants |
166 |
Retired or separated participants receiving
benefits |
8 |
Other
retired or separated participants entitled to future benefits |
0 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
0 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2012-10-02 |
Name of individual signing |
KEVIN WALKER |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2012-10-02 |
Name of individual signing |
KEVIN WALKER |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
DEWITT STERN GROUP, INC. EMPLOYEES PROFIT SHARING AND 401(K) PLAN
|
2010
|
135629035
|
2011-10-17
|
DEWITT STERN GROUP, INC.
|
268
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1994-01-01
|
Business code |
524210
|
Sponsor’s telephone number |
2128673550
|
Plan sponsor’s mailing address |
420 LEXINGTON AVENUE, 27TH FLOOR, NEW YORK, NY, 10170
|
Plan sponsor’s
address |
DEWITT STERN GROUP, INC., 420 LEXINGTON AVENUE 27TH FLOOR, NEW YORK, NY, 10170
|
Plan administrator’s name and address
Administrator’s EIN |
135629035 |
Plan administrator’s name |
DEWITT STERN GROUP, INC. |
Plan administrator’s
address |
420 LEXINGTON AVENUE, 27TH FLOOR, NEW YORK, NY, 10170 |
Administrator’s telephone number |
2128673550 |
Number of participants as of the end of the plan year
Active participants |
126 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
112 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
238 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
15 |
Signature of
Role |
Plan administrator |
Date |
2011-10-17 |
Name of individual signing |
KEVIN WALKER |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2011-10-17 |
Name of individual signing |
KEVIN WALKER |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
DEWITT STERN GROUP, INC. HEALTH & WELFARE PLAN
|
2010
|
135629035
|
2011-10-11
|
DEWITT STERN GROUP, INC.
|
158
|
|
Three-digit plan number (PN) |
501
|
Effective date of plan |
2007-01-01
|
Business code |
524210
|
Sponsor’s telephone number |
2128673550
|
Plan sponsor’s mailing address |
420 LEXINGTON AVENUE, SUITE 2700, NEW YORK, NY, 10170
|
Plan sponsor’s
address |
420 LEXINGTON AVENUE, SUITE 2700, NEW YORK, NY, 10170
|
Plan administrator’s name and address
Administrator’s EIN |
135629035 |
Plan administrator’s name |
DEWITT STERN GROUP, INC. |
Plan administrator’s
address |
420 LEXINGTON AVENUE, SUITE 2700, NEW YORK, NY, 10170 |
Administrator’s telephone number |
2128673550 |
Number of participants as of the end of the plan year
Active participants |
166 |
Retired or separated participants receiving
benefits |
8 |
Other
retired or separated participants entitled to future benefits |
0 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
0 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2011-10-11 |
Name of individual signing |
KEVIN WALKER |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2011-10-11 |
Name of individual signing |
KEVIN WALKER |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
DEWITT STERN GROUP, INC. EMPLOYEES PROFIT SHARING PLAN AND 401(K) PLAN
|
2009
|
135629035
|
2011-08-31
|
DEWITT STERN GROUP, INC.
|
269
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1994-01-01
|
Business code |
524210
|
Sponsor’s telephone number |
2128673550
|
Plan sponsor’s mailing address |
420 LEXINGTON AVENUE, 27TH FLOOR, NEW YORK, NY, 10170
|
Plan sponsor’s
address |
DEWITT STERN GROUP, INC., 420 LEXINGTON AVENUE 27TH FLOOR, NEW YORK, NY, 10170
|
Plan administrator’s name and address
Administrator’s EIN |
135629035 |
Plan administrator’s name |
DEWITT STERN GROUP, INC. |
Plan administrator’s
address |
420 LEXINGTON AVENUE, 27TH FLOOR, NEW YORK, NY, 10170 |
Administrator’s telephone number |
2128673550 |
Number of participants as of the end of the plan year
Active participants |
141 |
Retired or separated participants receiving
benefits |
10 |
Other
retired or separated participants entitled to future benefits |
114 |
Number of
participants
with
account balances as of the end of the plan year |
265 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
13 |
Signature of
Role |
Plan administrator |
Date |
2011-08-31 |
Name of individual signing |
KEVIN WALKER |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2011-08-31 |
Name of individual signing |
KEVIN WALKER |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
DEWITT STERN GROUP, INC. HEALTH & WELFARE PLAN
|
2009
|
135629035
|
2011-03-04
|
DEWITT STERN GROUP, INC.
|
221
|
|
File |
View Page
|
Three-digit plan number (PN) |
501
|
Effective date of plan |
2007-01-01
|
Business code |
524210
|
Sponsor’s telephone number |
2128673550
|
Plan sponsor’s mailing address |
420 LEXINGTON AVENUE, SUITE 2700, NEW YORK, NY, 10170
|
Plan sponsor’s
address |
420 LEXINGTON AVENUE, SUITE 2700, NEW YORK, NY, 10170
|
Plan administrator’s name and address
Administrator’s EIN |
135629035 |
Plan administrator’s name |
DEWITT STERN GROUP, INC. |
Plan administrator’s
address |
420 LEXINGTON AVENUE, SUITE 2700, NEW YORK, NY, 10170 |
Administrator’s telephone number |
2128673550 |
Number of participants as of the end of the plan year
Active participants |
233 |
Retired or separated participants receiving
benefits |
1 |
Other
retired or separated participants entitled to future benefits |
0 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
0 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2011-03-04 |
Name of individual signing |
KEVIN WALKER |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2011-03-04 |
Name of individual signing |
KEVIN WALKER |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
DEWITT STERN GROUP, INC. HEALTH & WELFARE PLAN
|
2009
|
135629035
|
2011-03-04
|
DEWITT STERN GROUP, INC.
|
234
|
|
File |
View Page
|
Three-digit plan number (PN) |
501
|
Effective date of plan |
2007-01-01
|
Business code |
524210
|
Sponsor’s telephone number |
2128673550
|
Plan sponsor’s mailing address |
420 LEXINGTON AVENUE, SUITE 2700, NEW YORK, NY, 10170
|
Plan sponsor’s
address |
420 LEXINGTON AVENUE, SUITE 2700, NEW YORK, NY, 10170
|
Plan administrator’s name and address
Administrator’s EIN |
135629035 |
Plan administrator’s name |
DEWITT STERN GROUP, INC. |
Plan administrator’s
address |
420 LEXINGTON AVENUE, SUITE 2700, NEW YORK, NY, 10170 |
Administrator’s telephone number |
2128673550 |
Number of participants as of the end of the plan year
Active participants |
162 |
Retired or separated participants receiving
benefits |
8 |
Other
retired or separated participants entitled to future benefits |
0 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
0 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2011-03-04 |
Name of individual signing |
KEVIN WALKER |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2011-03-04 |
Name of individual signing |
KEVIN WALKER |
Valid signature |
Filed with authorized/valid electronic signature |
|
|