| Name: | DAIWA CAPITAL MARKETS AMERICA HOLDINGS INC. |
| Jurisdiction: | New York |
| Legal type: | FOREIGN BUSINESS CORPORATION |
| Status: | Active |
| Date of registration: | 26 Apr 1990 (35 years ago) |
| Entity Number: | 1442289 |
| ZIP code: | 10005 |
| County: | New York |
| Place of Formation: | Delaware |
| Address: | 28 LIBERTY STREET, NEW YORK, NY, United States, 10005 |
| Principal Address: | FINANCIAL SQUARE, 32 OLD SLIP, NEW YORK, NY, United States, 10005 |
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| 1512694 | 32 OLD SLIP, NEW YORK, NY, 10005 | 32 OLD SLIP, NEW YORK, NY, 10005 | 212-612-7000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | N-PX |
| File number | 028-14428 |
| Filing date | 2024-08-30 |
| Reporting date | 2024-06-30 |
| File | View File |
Filings since 2024-08-09
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2024-08-09 |
| Reporting date | 2024-06-30 |
| File | View File |
Filings since 2024-05-08
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2024-05-08 |
| Reporting date | 2024-03-31 |
| File | View File |
Filings since 2024-01-31
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2024-01-31 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2023-11-02
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2023-11-02 |
| Reporting date | 2023-09-30 |
| File | View File |
Filings since 2023-07-31
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2023-07-31 |
| Reporting date | 2023-06-30 |
| File | View File |
Filings since 2023-05-04
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2023-05-04 |
| Reporting date | 2023-03-31 |
| File | View File |
Filings since 2023-02-08
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2023-02-08 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2022-11-02
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2022-11-02 |
| Reporting date | 2022-09-30 |
| File | View File |
Filings since 2022-08-10
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2022-08-10 |
| Reporting date | 2022-06-30 |
| File | View File |
Filings since 2022-04-29
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2022-04-29 |
| Reporting date | 2022-03-31 |
| File | View File |
Filings since 2022-02-04
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2022-02-04 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2021-11-05
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2021-11-05 |
| Reporting date | 2021-09-30 |
| File | View File |
Filings since 2021-08-06
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2021-08-06 |
| Reporting date | 2021-06-30 |
| File | View File |
Filings since 2021-05-04
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2021-05-04 |
| Reporting date | 2021-03-31 |
| File | View File |
Filings since 2021-02-04
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2021-02-04 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2020-11-06
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2020-11-06 |
| Reporting date | 2020-09-30 |
| File | View File |
Filings since 2020-08-11
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2020-08-11 |
| Reporting date | 2020-06-30 |
| File | View File |
Filings since 2020-05-12
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2020-05-12 |
| Reporting date | 2020-03-31 |
| File | View File |
Filings since 2020-01-31
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2020-01-31 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2019-11-04
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2019-11-04 |
| Reporting date | 2019-09-30 |
| File | View File |
Filings since 2019-07-24
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2019-07-24 |
| Reporting date | 2019-06-30 |
| File | View File |
Filings since 2019-04-26
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2019-04-26 |
| Reporting date | 2019-03-31 |
| File | View File |
Filings since 2019-02-05
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2019-02-05 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-11-01
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2018-11-01 |
| Reporting date | 2018-09-30 |
| File | View File |
Filings since 2018-07-30
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2018-07-30 |
| Reporting date | 2018-06-30 |
| File | View File |
Filings since 2018-05-02
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2018-05-02 |
| Reporting date | 2018-03-31 |
| File | View File |
Filings since 2018-02-06
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2018-02-06 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-11-02
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2017-11-02 |
| Reporting date | 2017-09-30 |
| File | View File |
Filings since 2017-07-28
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2017-07-28 |
| Reporting date | 2017-06-30 |
| File | View File |
Filings since 2017-05-02
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2017-05-02 |
| Reporting date | 2017-03-31 |
| File | View File |
Filings since 2017-02-01
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2017-02-01 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-11-04
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2016-11-04 |
| Reporting date | 2016-09-30 |
| File | View File |
Filings since 2016-07-25
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2016-07-25 |
| Reporting date | 2016-06-30 |
| File | View File |
Filings since 2016-05-12
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2016-05-12 |
| Reporting date | 2016-03-31 |
| File | View File |
Filings since 2016-02-04
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2016-02-04 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-11-10
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2015-11-10 |
| Reporting date | 2015-09-30 |
| File | View File |
Filings since 2015-08-05
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2015-08-05 |
| Reporting date | 2015-06-30 |
| File | View File |
Filings since 2015-05-12
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2015-05-12 |
| Reporting date | 2015-03-31 |
| File | View File |
Filings since 2015-02-13
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2015-02-13 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-11-12
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2014-11-12 |
| Reporting date | 2014-09-30 |
| File | View File |
Filings since 2014-08-13
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2014-08-13 |
| Reporting date | 2014-06-30 |
| File | View File |
Filings since 2014-05-13
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2014-05-13 |
| Reporting date | 2014-03-31 |
| File | View File |
Filings since 2014-02-13
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2014-02-13 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-11-14
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2013-11-14 |
| Reporting date | 2013-09-30 |
| File | View File |
Filings since 2013-08-13
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2013-08-13 |
| Reporting date | 2013-06-30 |
| File | View File |
Filings since 2013-05-13
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2013-05-13 |
| Reporting date | 2013-03-31 |
| File | View File |
Filings since 2013-02-14
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2013-02-14 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2012-11-13
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2012-11-13 |
| Reporting date | 2012-09-30 |
| File | View File |
Filings since 2012-08-07
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2012-08-07 |
| Reporting date | 2012-06-30 |
| File | View File |
Filings since 2012-05-10
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2012-05-10 |
| Reporting date | 2012-03-31 |
| File | View File |
Filings since 2012-02-08
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2012-02-08 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-10-27
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2011-10-27 |
| Reporting date | 2011-09-30 |
| File | View File |
Filings since 2011-08-03
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2011-08-03 |
| Reporting date | 2011-06-30 |
| File | View File |
Filings since 2011-05-16
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2011-05-16 |
| Reporting date | 2011-03-31 |
| File | View File |
Filings since 2011-02-23
| Form type | 13F-NT |
| File number | 028-14428 |
| Filing date | 2011-02-23 |
| Reporting date | 2010-12-31 |
| File | View File |
| Name | Role | Address |
|---|---|---|
| C/O C T CORPORATION SYSTEM | DOS Process Agent | 28 LIBERTY STREET, NEW YORK, NY, United States, 10005 |
| Name | Role | Address |
|---|---|---|
| KEIJI MACHIDA | Chief Executive Officer | FINANCIAL SQUARE, 32 OLD SLIP, NEW YORK, NY, United States, 10005 |
| Name | Role | Address |
|---|---|---|
| C T CORPORATION SYSTEM | Agent | 28 LIBERTY STREET, NEW YORK, NY, 10005 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2024-04-16 | 2024-04-16 | Address | FINANCIAL SQUARE, 32 OLD SLIP, NEW YORK, NY, 10005, USA (Type of address: Chief Executive Officer) |
| 2024-04-16 | 2024-04-16 | Address | FINANCIAL SQUARE, 32 OLD SLIP, NEW YORK, NY, 10005, 3538, USA (Type of address: Chief Executive Officer) |
| 2022-05-03 | 2024-04-16 | Address | FINANCIAL SQUARE, 32 OLD SLIP, NEW YORK, NY, 10005, 3538, USA (Type of address: Chief Executive Officer) |
| 2022-05-03 | 2022-05-03 | Address | FINANCIAL SQUARE, 32 OLD SLIP, NEW YORK, NY, 10005, 3538, USA (Type of address: Chief Executive Officer) |
| 2022-05-03 | 2024-04-16 | Address | FINANCIAL SQUARE, 32 OLD SLIP, NEW YORK, NY, 10005, USA (Type of address: Chief Executive Officer) |
| 2022-05-03 | 2024-04-16 | Address | 28 LIBERTY STREET, NEW YORK, NY, 10005, USA (Type of address: Registered Agent) |
| 2022-05-03 | 2024-04-16 | Address | 28 LIBERTY STREET, NEW YORK, NY, 10005, USA (Type of address: Service of Process) |
| 2022-05-03 | 2022-05-03 | Address | FINANCIAL SQUARE, 32 OLD SLIP, NEW YORK, NY, 10005, USA (Type of address: Chief Executive Officer) |
| 2020-04-01 | 2022-05-03 | Address | C/O MICHELLE MACDOUGALL, FINANCIAL SQUARE, 32 OLD SLIP, NEW YORK, NY, 10005, USA (Type of address: Service of Process) |
| 2020-04-01 | 2022-05-03 | Address | FINANCIAL SQUARE, 32 OLD SLIP, NEW YORK, NY, 10005, 3538, USA (Type of address: Chief Executive Officer) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 240416003110 | 2024-04-16 | BIENNIAL STATEMENT | 2024-04-16 |
| 220503003893 | 2022-05-03 | CERTIFICATE OF CHANGE BY ENTITY | 2022-05-03 |
| 220426003704 | 2022-04-26 | BIENNIAL STATEMENT | 2022-04-01 |
| 200401060609 | 2020-04-01 | BIENNIAL STATEMENT | 2020-04-01 |
| 180403006709 | 2018-04-03 | BIENNIAL STATEMENT | 2018-04-01 |
| 160404008055 | 2016-04-04 | BIENNIAL STATEMENT | 2016-04-01 |
| 140414006373 | 2014-04-14 | BIENNIAL STATEMENT | 2014-04-01 |
| 120607002315 | 2012-06-07 | BIENNIAL STATEMENT | 2012-04-01 |
| 100505000927 | 2010-05-05 | CERTIFICATE OF AMENDMENT | 2010-05-05 |
| 100426002035 | 2010-04-26 | BIENNIAL STATEMENT | 2010-04-01 |
Date of last update: 14 Nov 2024
Sources: New York Secretary of State
