| Name: | DAIWA CAPITAL MARKETS AMERICA INC. |
| Jurisdiction: | New York |
| Legal type: | DOMESTIC BUSINESS CORPORATION |
| Status: | Active |
| Date of registration: | 08 Dec 1964 (60 years ago) |
| Entity Number: | 182036 |
| ZIP code: | 10005 |
| County: | New York |
| Place of Formation: | New York |
| Address: | 28 LIBERTY STREET, NEW YORK, NY, United States, 10005 |
| Principal Address: | 32 OLD SLIP, FINANCIAL SQ, NEW YORK, NY, United States, 10005 |
Shares Details
Shares issued 6640
Share Par Value 0
Type NO PAR VALUE
| Type | Company Name | Company Number | State |
|---|---|---|---|
| Headquarter of | DAIWA CAPITAL MARKETS AMERICA INC., ILLINOIS | CORP_53544215 | ILLINOIS |
| Headquarter of | DAIWA CAPITAL MARKETS AMERICA INC., FLORIDA | F23000003050 | FLORIDA |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 26617 | FINANCIAL SQUARE, 32 OLD SLIP, NEW YORK, NY, 10005-3538 | FINANCIAL SQUARE, 32 OLD SLIP, NEW YORK, NY, 10005-3538 | 212-612-6156 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | X-17A-5 |
| File number | 008-12242 |
| Filing date | 2024-05-24 |
| Reporting date | 2024-03-31 |
| File | View File |
Filings since 2023-05-26
| Form type | X-17A-5 |
| File number | 008-12242 |
| Filing date | 2023-05-26 |
| Reporting date | 2023-03-31 |
| File | View File |
Filings since 2022-05-27
| Form type | X-17A-5 |
| File number | 008-12242 |
| Filing date | 2022-05-27 |
| Reporting date | 2022-03-31 |
| File | View File |
Filings since 2021-05-28
| Form type | X-17A-5 |
| File number | 008-12242 |
| Filing date | 2021-05-28 |
| Reporting date | 2021-03-31 |
| File | View File |
Filings since 2020-06-01
| Form type | X-17A-5 |
| File number | 008-12242 |
| Filing date | 2020-06-01 |
| Reporting date | 2020-03-31 |
| File | View File |
Filings since 2019-05-30
| Form type | X-17A-5 |
| File number | 008-12242 |
| Filing date | 2019-05-30 |
| Reporting date | 2019-03-31 |
| File | View File |
Filings since 2018-05-30
| Form type | X-17A-5 |
| File number | 008-12242 |
| Filing date | 2018-05-30 |
| Reporting date | 2018-03-31 |
| File | View File |
Filings since 2017-05-30
| Form type | X-17A-5 |
| File number | 008-12242 |
| Filing date | 2017-05-30 |
| Reporting date | 2017-03-31 |
| File | View File |
Filings since 2016-05-31
| Form type | X-17A-5 |
| File number | 008-12242 |
| Filing date | 2016-05-31 |
| Reporting date | 2016-03-31 |
| File | View File |
Filings since 2015-06-01
| Form type | FOCUSN |
| File number | 008-12242 |
| Filing date | 2015-06-01 |
| Reporting date | 2015-03-31 |
| File | View File |
Filings since 2015-06-01
| Form type | X-17A-5 |
| File number | 008-12242 |
| Filing date | 2015-06-01 |
| Reporting date | 2015-03-31 |
| File | View File |
Filings since 2014-05-29
| Form type | FOCUSN |
| File number | 008-12242 |
| Filing date | 2014-05-29 |
| Reporting date | 2014-03-31 |
| File | View File |
Filings since 2014-05-29
| Form type | X-17A-5 |
| File number | 008-12242 |
| Filing date | 2014-05-29 |
| Reporting date | 2014-03-31 |
| File | View File |
Filings since 2013-05-30
| Form type | FOCUSN |
| File number | 008-12242 |
| Filing date | 2013-05-30 |
| Reporting date | 2013-03-31 |
| File | View File |
Filings since 2013-05-30
| Form type | X-17A-5 |
| File number | 008-12242 |
| Filing date | 2013-05-30 |
| Reporting date | 2013-03-31 |
| File | View File |
Filings since 2012-05-30
| Form type | X-17A-5 |
| File number | 008-12242 |
| Filing date | 2012-05-30 |
| Reporting date | 2012-03-31 |
| File | View File |
Filings since 2012-05-30
| Form type | FOCUSN |
| File number | 008-12242 |
| Filing date | 2012-05-30 |
| Reporting date | 2012-03-31 |
| File | View File |
Filings since 2011-05-31
| Form type | FOCUSN |
| File number | 008-12242 |
| Filing date | 2011-05-31 |
| Reporting date | 2011-03-31 |
| File | View File |
Filings since 2011-05-31
| Form type | X-17A-5 |
| File number | 008-12242 |
| Filing date | 2011-05-31 |
| Reporting date | 2011-03-31 |
| File | View File |
Filings since 2010-05-28
| Form type | X-17A-5 |
| File number | 008-12242 |
| Filing date | 2010-05-28 |
| Reporting date | 2010-03-31 |
| File | View File |
Filings since 2010-05-28
| Form type | FOCUSN |
| File number | 008-12242 |
| Filing date | 2010-05-28 |
| Reporting date | 2010-03-31 |
| File | View File |
Filings since 2009-06-08
| Form type | FOCUSN |
| File number | 008-12242 |
| Filing date | 2009-06-08 |
| Reporting date | 2009-03-31 |
| File | View File |
Filings since 2009-06-08
| Form type | X-17A-5/A |
| File number | 008-12242 |
| Filing date | 2009-06-08 |
| Reporting date | 2009-03-31 |
| File | View File |
Filings since 2009-05-29
| Form type | X-17A-5 |
| File number | 008-12242 |
| Filing date | 2009-05-29 |
| Reporting date | 2009-03-31 |
| File | View File |
Filings since 2008-05-29
| Form type | X-17A-5 |
| File number | 008-12242 |
| Filing date | 2008-05-29 |
| Reporting date | 2008-03-31 |
| File | View File |
Filings since 2008-05-29
| Form type | FOCUSN |
| File number | 008-12242 |
| Filing date | 2008-05-29 |
| Reporting date | 2008-03-31 |
| File | View File |
Filings since 2007-05-29
| Form type | X-17A-5 |
| File number | 008-12242 |
| Filing date | 2007-05-29 |
| Reporting date | 2007-03-31 |
| File | View File |
Filings since 2007-05-29
| Form type | FOCUSN |
| File number | 008-12242 |
| Filing date | 2007-05-29 |
| Reporting date | 2007-03-31 |
| File | View File |
Filings since 2006-05-26
| Form type | FOCUSN |
| File number | 008-12242 |
| Filing date | 2006-05-26 |
| Reporting date | 2006-03-31 |
| File | View File |
Filings since 2006-05-26
| Form type | X-17A-5 |
| File number | 008-12242 |
| Filing date | 2006-05-26 |
| Reporting date | 2006-03-31 |
| File | View File |
Filings since 2005-05-26
| Form type | X-17A-5 |
| File number | 008-12242 |
| Filing date | 2005-05-26 |
| Reporting date | 2005-03-31 |
| File | View File |
Filings since 2005-05-26
| Form type | FOCUSN |
| File number | 008-12242 |
| Filing date | 2005-05-26 |
| Reporting date | 2005-03-31 |
| File | View File |
Filings since 2004-05-27
| Form type | X-17A-5 |
| File number | 008-12242 |
| Filing date | 2004-05-27 |
| Reporting date | 2004-03-31 |
| File | View File |
Filings since 2004-05-27
| Form type | FOCUSN |
| File number | 008-12242 |
| Filing date | 2004-05-27 |
| Reporting date | 2004-03-31 |
| File | View File |
Filings since 2003-06-02
| Form type | X-17A-5 |
| File number | 008-12242 |
| Filing date | 2003-06-02 |
| Reporting date | 2003-03-31 |
| File | View File |
Filings since 2003-06-02
| Form type | FOCUSN |
| File number | 008-12242 |
| Filing date | 2003-06-02 |
| Reporting date | 2003-03-31 |
| File | View File |
Filings since 2002-05-30
| Form type | X-17A-5 |
| File number | 008-12242 |
| Filing date | 2002-05-30 |
| Reporting date | 2002-03-31 |
| File | View File |
| LEI number | Registered As | Jurisdiction Of Formation | General Category | Entity Status | Entity created at | |||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| M67H5PRC0NQKM73ZAS82 | 182036 | US-NY | GENERAL | ACTIVE | 1964-12-08 | |||||||||||||||||||
|
||||||||||||||||||||||||
| Legal | C/O C T CORPORATION SYSTEM, 28 LIBERTY STREET, NEW YORK, US-NY, US, 10005 |
| Headquarters | 32 Old Slip, Financial Square, New York, US-NY, US, 10005 |
Registration details
| Registration Date | 2012-06-06 |
| Last Update | 2024-08-15 |
| Status | ISSUED |
| Next Renewal | 2025-09-12 |
| LEI Issuer | 5493001KJTIIGC8Y1R12 |
| Corroboration Level | FULLY_CORROBORATED |
| Data Validated As | 182036 |
| Name | Role | Address |
|---|---|---|
| KEIJI MACHIDA | Chief Executive Officer | 32 OLD SLIP, FINANCIAL SQ, NEW YORK, NY, United States, 10005 |
| Name | Role | Address |
|---|---|---|
| C/O C T CORPORATION SYSTEM | DOS Process Agent | 28 LIBERTY STREET, NEW YORK, NY, United States, 10005 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2024-02-26 | 2024-06-17 | Shares | Share type: NO PAR VALUE, Number of shares: 6640, Par value: 0 |
| 2024-02-21 | 2024-02-26 | Shares | Share type: NO PAR VALUE, Number of shares: 6640, Par value: 0 |
| 2016-12-05 | 2021-05-28 | Address | FINANCIAL SQUARE, 32 OLD SLIP, NEW YORK, NY, 10005, USA (Type of address: Chief Executive Officer) |
| 2014-12-11 | 2016-12-05 | Address | FINANCIAL SQUARE, 32 OLD SLIP, NEW YORK, NY, 10005, USA (Type of address: Chief Executive Officer) |
| 2011-01-05 | 2014-12-11 | Address | FINANCIAL SQUARE, 32 OLD SLIP, NEW YORK, NY, 10005, USA (Type of address: Chief Executive Officer) |
| 2008-12-09 | 2011-01-05 | Address | FINANCIAL SQUARE, 32 OLD SLIP, NEW YORK, NY, 10005, USA (Type of address: Chief Executive Officer) |
| 2006-12-19 | 2008-12-09 | Address | FINANCIAL SQ / 32 OLD SLIP, NEW YORK, NY, 10005, 3538, USA (Type of address: Chief Executive Officer) |
| 2003-02-05 | 2021-05-28 | Address | FINANCIAL SQ / 32 OLD SLIP, NEW YORK, NY, 10005, 3538, USA (Type of address: Service of Process) |
| 2003-02-05 | 2006-12-19 | Address | FINANCIAL SQ / 32 OLD SLIP, NEW YORK, NY, 10005, 3538, USA (Type of address: Chief Executive Officer) |
| 1998-12-22 | 2003-02-05 | Address | H LAKE WISE, FINANCIAL SQ 32 OLD SLIP, NEW YORK, NY, 10005, 3538, USA (Type of address: Service of Process) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 221221001823 | 2022-12-21 | BIENNIAL STATEMENT | 2022-12-01 |
| 210528060299 | 2021-05-28 | BIENNIAL STATEMENT | 2020-12-01 |
| 161205007629 | 2016-12-05 | BIENNIAL STATEMENT | 2016-12-01 |
| 141211006698 | 2014-12-11 | BIENNIAL STATEMENT | 2014-12-01 |
| 110105002558 | 2011-01-05 | BIENNIAL STATEMENT | 2010-12-01 |
| 100812000397 | 2010-08-12 | CERTIFICATE OF AMENDMENT | 2010-08-12 |
| 100401000375 | 2010-04-01 | CERTIFICATE OF AMENDMENT | 2010-04-01 |
| 081209002796 | 2008-12-09 | BIENNIAL STATEMENT | 2008-12-01 |
| 061219002188 | 2006-12-19 | BIENNIAL STATEMENT | 2006-12-01 |
| 050113002026 | 2005-01-13 | BIENNIAL STATEMENT | 2004-12-01 |
Date of last update: 17 Nov 2024
Sources: New York Secretary of State
